ADAMAS TRUST, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Serrano Jason T | Chief Executive Officer | Tax Withholding | 60,048 | $3.81 | $228,783 | 516,958 | Jan 7, 2022 |
| Serrano Jason T | Chief Executive Officer | Option Exercise | 45,167 | — | — | 595,811 | Jan 1, 2022 |
| Nario-Eng Kristine Rimando | Chief Financial Officer | Option Exercise | 10,032 | — | — | 258,388 | Jan 1, 2022 |
| Reese Nathan R | Chief Operating Officer | Option Exercise | 15,056 | — | — | 217,791 | Jan 1, 2022 |
| Mumma Steven R | Executive Chairman | Tax Withholding | 21,619 | $3.72 | $80,423 | 1,322,081 | Jan 1, 2022 |
| Greenberg Audrey | — | Award / Grant | 26,490 | — | — | 26,490 | Jul 9, 2021 |
| Clement Michael B. | — | Award / Grant | 25,532 | — | — | 131,695 | Jun 14, 2021 |
| Hainey Alan L | — | Award / Grant | 25,532 | — | — | 286,648 | Jun 14, 2021 |
| Pendergast Lisa A | — | Award / Grant | 51,064 | — | — | 131,542 | Jun 14, 2021 |
| Norcutt Steven G | — | Award / Grant | 25,532 | — | — | 232,356 | Jun 14, 2021 |
| Bock David R | — | Award / Grant | 25,532 | — | — | 179,469 | Jun 14, 2021 |
| Mumma Steven R | CEO | Tax Withholding | 12,795 | $3.98 | $50,924 | 1,270,784 | Feb 13, 2021 |
| Mumma Steven R | CEO | Tax Withholding | 42,423 | $3.94 | $167,147 | 1,299,260 | Feb 5, 2021 |
| Serrano Jason T | President | Tax Withholding | 24,082 | $3.94 | $94,883 | 535,244 | Feb 4, 2021 |
| Reese Nathan R | Chief Operating Officer | Tax Withholding | 5,032 | $3.94 | $19,826 | 193,818 | Feb 4, 2021 |
| Mumma Steven R | CEO | Award / Grant | 298,218 | — | — | 1,459,610 | Jan 27, 2021 |
| Nario-Eng Kristine Rimando | Chief Financial Officer | Award / Grant | 74,555 | — | — | 248,356 | Jan 27, 2021 |
| Reese Nathan R | Chief Operating Officer | Tax Withholding | 29,434 | $3.82 | $112,438 | 198,850 | Jan 27, 2021 |
| Serrano Jason T | President | Award / Grant | 117,801 | — | — | 559,326 | Jan 27, 2021 |
| Serrano Jason T | President | Option Exercise | 26,753 | — | — | 455,911 | Jan 1, 2021 |
| Nario-Eng Kristine Rimando | Chief Financial Officer | Option Exercise | 10,032 | — | — | 129,626 | Jan 1, 2021 |
| Reese Nathan R | Chief Operating Officer | Option Exercise | 8,918 | — | — | 147,185 | Jan 1, 2021 |
| Mumma Steven R | CEO | Tax Withholding | 12,983 | $3.69 | $47,907 | 1,020,031 | Jan 1, 2021 |
| Norcutt Steven G | — | Award / Grant | 93,023 | — | — | 206,824 | Jul 1, 2020 |
| Hainey Alan L | — | Award / Grant | 46,512 | — | — | 244,504 | Jul 1, 2020 |
| Clement Michael B. | — | Award / Grant | 46,512 | — | — | 106,163 | Jul 1, 2020 |
| Pendergast Lisa A | — | Award / Grant | 46,512 | — | — | 80,478 | Jul 1, 2020 |
| Bock David R | — | Award / Grant | 46,512 | — | — | 146,840 | Jul 1, 2020 |
| Reese Nathan R | Chief Operating Officer | Purchase | 5,000 | $4.22 | $21,100 | 138,267 | Mar 13, 2020 |
| Serrano Jason T | President | Purchase | 400 | $3.91 | $1,564 | 413,068 | Mar 13, 2020 |
| Norcutt Steven G | — | Purchase | 6,100 | $4.09 | $24,949 | 113,801 | Mar 13, 2020 |
| Nario-Eng Kristine Rimando | Chief Financial Officer | Purchase | 7,500 | $4.00 | $30,000 | 119,594 | Mar 13, 2020 |
| Mumma Steven R | CEO | Purchase | 32,000 | $4.02 | $128,640 | 1,000,911 | Mar 13, 2020 |
| Nario-Eng Kristine Rimando | Chief Financial Officer | Purchase | 11,000 | $5.40 | $59,400 | 112,094 | Mar 11, 2020 |
| Mumma Steven R | CEO | Purchase | 49,503 | $5.46 | $270,286 | 968,911 | Mar 10, 2020 |
| Mumma Steven R | CEO | Tax Withholding | 8,726 | $6.28 | $54,799 | 918,911 | Feb 13, 2020 |
| Mumma Steven R | CEO | Award / Grant | 248,815 | — | — | 942,591 | Feb 5, 2020 |
| Nario-Eng Kristine Rimando | Chief Financial Officer | Award / Grant | 39,494 | — | — | 101,094 | Feb 4, 2020 |
| Reese Nathan R | Chief Operating Officer | Award / Grant | 39,494 | — | — | 133,267 | Feb 4, 2020 |
| Serrano Jason T | President | Award / Grant | 207,346 | — | — | 369,158 | Feb 4, 2020 |
| Hainey Alan L | — | Award / Grant | 19,355 | — | — | 167,988 | Jun 28, 2019 |
| Clement Michael B. | — | Award / Grant | 19,355 | — | — | 59,651 | Jun 28, 2019 |
| Norcutt Steven G | — | Award / Grant | 19,355 | — | — | 107,701 | Jun 28, 2019 |
| Pendergast Lisa A | — | Award / Grant | 19,355 | — | — | 33,966 | Jun 28, 2019 |
| Bock David R | — | Award / Grant | 19,355 | — | — | 95,633 | Jun 28, 2019 |
| Hainey Alan L | — | Sale | 10,000 | $6.27 | $62,700 | 144,296 | Jun 14, 2019 |
| Mumma Steven R | CEO | Tax Withholding | 15,816 | $6.07 | $96,003 | 693,776 | May 16, 2019 |
| Mumma Steven R | CEO | Tax Withholding | 22,823 | $6.34 | $144,698 | 709,592 | Feb 8, 2019 |
| Reese Nathan R | Chief Operating Officer | Award / Grant | 14,016 | — | — | 93,773 | Feb 5, 2019 |
| Mumma Steven R | CEO | Award / Grant | 91,969 | — | — | 732,415 | Feb 5, 2019 |