Cohen & Co Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| COHEN DANIEL G | Executive Chairman | Gift | 30,000 | — | — | 52,757 | Dec 30, 2025 |
| DAWSON G STEVEN | — | Award / Grant | 2,300 | — | — | 2,300 | Dec 19, 2025 |
| Liberto Diana Louise | — | Award / Grant | 2,300 | — | — | 17,938 | Dec 19, 2025 |
| Listman Douglas | Chief Accounting Officer | Award / Grant | 12,000 | — | — | 32,186 | Dec 19, 2025 |
| Pooler Joseph W. Jr. | EVP, CFO and Treasurer | Award / Grant | 15,500 | — | — | 82,942 | Dec 19, 2025 |
| Haraburda Jack | — | Award / Grant | 2,300 | — | — | 13,884 | Dec 19, 2025 |
| Listman Douglas | Chief Accounting Officer | Tax Withholding | 1,811 | $9.74 | $17,639 | 20,186 | Feb 4, 2025 |
| Pooler Joseph W. Jr. | EVP, CFO and Treasurer | Tax Withholding | 6,843 | $9.74 | $66,651 | 67,442 | Feb 4, 2025 |
| Pooler Joseph W. Jr. | EVP, CFO and Treasurer | Award / Grant | 15,500 | — | — | 74,285 | Dec 20, 2024 |
| Listman Douglas | Chief Accounting Officer | Award / Grant | 10,000 | — | — | 21,997 | Dec 20, 2024 |
| Liberto Diana Louise | — | Award / Grant | 1,100 | — | — | 15,638 | Dec 20, 2024 |
| Haraburda Jack | — | Award / Grant | 1,100 | — | — | 11,584 | Dec 20, 2024 |
| DiMaio Jack | — | Award / Grant | 1,100 | — | — | 20,933 | Dec 20, 2024 |
| DAWSON G STEVEN | — | Award / Grant | 1,100 | — | — | 1,100 | Dec 20, 2024 |
| COHEN DANIEL G | Executive Chairman | Gift | 20,000 | — | — | 4,017 | Jul 1, 2024 |
| Pooler Joseph W. Jr. | EVP, CFO and Treasurer | Sale | 10,000 | $11.64 | $116,400 | 58,785 | Jun 7, 2024 |
| Pooler Joseph W. Jr. | EVP, CFO and Treasurer | Tax Withholding | 4,352 | $7.23 | $31,465 | 68,785 | Feb 1, 2024 |
| Listman Douglas | Chief Accounting Officer | Tax Withholding | 1,337 | $7.23 | $9,667 | 11,997 | Feb 1, 2024 |
| Pooler Joseph W. Jr. | EVP, CFO and Treasurer | Award / Grant | 15,500 | — | — | 73,137 | Dec 21, 2023 |
| Listman Douglas | Chief Accounting Officer | Award / Grant | 5,000 | — | — | 13,334 | Dec 21, 2023 |
| Liberto Diana Louise | — | Award / Grant | 1,100 | — | — | 14,538 | Dec 21, 2023 |
| Haraburda Jack | — | Award / Grant | 1,100 | — | — | 10,484 | Dec 21, 2023 |
| DAWSON G STEVEN | — | Award / Grant | 1,100 | — | — | 1,100 | Dec 21, 2023 |
| DiMaio Jack | — | Award / Grant | 1,100 | — | — | 19,833 | Dec 21, 2023 |
| Listman Douglas | Chief Accounting Officer | Sale | 2,332 | $8.76 | $20,428 | 8,334 | Mar 14, 2023 |
| Listman Douglas | Chief Accounting Officer | Tax Withholding | 1,834 | $8.83 | $16,194 | 10,666 | Feb 1, 2023 |
| Pooler Joseph W. Jr. | EVP, CFO and Treasurer | Tax Withholding | 4,379 | $8.83 | $38,667 | 57,637 | Feb 1, 2023 |
| DiMaio Jack | — | Award / Grant | 1,100 | — | — | 18,733 | Dec 20, 2022 |
| DAWSON G STEVEN | — | Award / Grant | 1,100 | — | — | 1,100 | Dec 20, 2022 |
| Pooler Joseph W. Jr. | EVP, CFO and Treasurer | Award / Grant | 15,500 | — | — | 62,016 | Dec 20, 2022 |
| Haraburda Jack | — | Award / Grant | 1,100 | — | — | 9,384 | Dec 20, 2022 |
| Listman Douglas | Chief Accounting Officer | Award / Grant | 5,000 | — | — | 12,500 | Dec 20, 2022 |
| Liberto Diana Louise | — | Award / Grant | 1,100 | — | — | 13,438 | Dec 20, 2022 |
| DAWSON G STEVEN | — | Sale | 254 | $8.54 | $2,169 | 26,716 | Nov 28, 2022 |
| Listman Douglas | Chief Accounting Officer | Sale | 1,379 | $16.38 | $22,588 | 7,500 | Mar 14, 2022 |
| Pooler Joseph W. Jr. | EVP, CFO and Treasurer | Tax Withholding | 6,479 | $15.20 | $98,481 | 46,516 | Jan 31, 2022 |
| Listman Douglas | Chief Accounting Officer | Tax Withholding | 1,121 | $15.20 | $17,039 | 8,879 | Jan 31, 2022 |
| DiMaio Jack | — | Award / Grant | 1,000 | — | — | 17,633 | Dec 20, 2021 |
| Liberto Diana Louise | — | Award / Grant | 1,000 | — | — | 12,338 | Dec 20, 2021 |
| DAWSON G STEVEN | — | Award / Grant | 1,000 | — | — | 1,000 | Dec 20, 2021 |
| Haraburda Jack | — | Award / Grant | 1,000 | — | — | 8,274 | Dec 20, 2021 |
| Pooler Joseph W. Jr. | EVP, CFO and Treasurer | Award / Grant | 15,500 | — | — | 52,995 | Dec 20, 2021 |
| Listman Douglas | Chief Accounting Officer | Award / Grant | 5,000 | — | — | 10,000 | Dec 20, 2021 |
| COHEN DANIEL G | Chairman and CE Europe | Gift | 15,000 | — | — | 24,017 | Oct 27, 2021 |
| Pooler Joseph W. Jr. | EVP, CFO and Treasurer | Sale | 2,248 | $24.63 | $55,368 | 37,495 | May 21, 2021 |
| Listman Douglas | Chief Accounting Officer | Sale | 1,307 | $25.56 | $33,407 | 5,000 | May 21, 2021 |
| COHEN DANIEL G | Chairman and CE Europe | Gift | 15,000 | — | — | 39,017 | Mar 17, 2021 |
| Listman Douglas | Chief Accounting Officer | Award / Grant | 5,000 | — | — | 13,507 | Feb 3, 2021 |
| Liberto Diana Louise | — | Award / Grant | 1,000 | — | — | 11,338 | Feb 3, 2021 |
| Haraburda Jack | — | Award / Grant | 1,000 | — | — | 7,274 | Feb 3, 2021 |