ASSURANT, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Wagner Sylvia | EVP | Tax Withholding | 1,471 | $42.84 | $63,018 | 82,845 | Mar 10, 2013 |
| Pagano Christopher J | EVP, CIO & Treasurer | Tax Withholding | 1,567 | $42.84 | $67,130 | 60,771 | Mar 8, 2013 |
| Roberts John S | EVP | Tax Withholding | 1,337 | $42.84 | $57,277 | 67,199 | Mar 8, 2013 |
| Lamnin Adam | Executive Officer | Tax Withholding | 21 | $42.84 | $900 | 6,423 | Mar 8, 2013 |
| Lemasters S Craig | Exec. VP | Tax Withholding | 1,500 | $42.84 | $64,260 | 79,876 | Mar 8, 2013 |
| Mergelmeyer Gene | Executive Vice President | Tax Withholding | 2,074 | $42.84 | $88,850 | 105,673 | Mar 8, 2013 |
| Schwartz Bart | EVP, Chief Legal Officer | Tax Withholding | 1,725 | $42.84 | $73,899 | 66,552 | Mar 8, 2013 |
| POLLOCK ROBERT B | President, CEO, Director | Tax Withholding | 7,130 | $42.84 | $305,449 | 314,653 | Mar 8, 2013 |
| Sondej John Andrew | SVP, Controller (PAO) | Tax Withholding | 334 | $42.84 | $14,309 | 29,101 | Mar 8, 2013 |
| Pagano Christopher J | EVP, CIO & Treasurer | Sale | 100 | $41.80 | $4,180 | 64,051 | Mar 4, 2013 |
| Sondej John Andrew | SVP, Controller (PAO) | Award / Grant | 750 | — | — | 29,826 | Jan 10, 2013 |
| Lemasters S Craig | Exec. VP | Disposition | 5,002 | $34.70 | $173,582 | 80,718 | Jan 1, 2013 |
| Sondej John Andrew | SVP, Controller (PAO) | Option Exercise | 4,295 | $22.00 | $94,500 | 32,468 | Jan 1, 2013 |
| PENINGER MICHAEL J | EVP, CFO | Tax Withholding | 429 | $34.70 | $14,886 | 172,284 | Dec 31, 2012 |
| Wagner Sylvia | EVP | Option Exercise | 5,494 | $33.45 | $183,789 | 89,735 | Dec 28, 2012 |
| POLLOCK ROBERT B | President, CEO, Director | Option Exercise | 6,666 | $21.89 | $145,926 | 315,129 | Dec 26, 2012 |
| Mergelmeyer Gene | Executive Vice President | Tax Withholding | 701 | $34.81 | $24,402 | 109,672 | Dec 9, 2012 |
| PENINGER MICHAEL J | EVP, CFO | Tax Withholding | 12,581 | $34.81 | $437,945 | 168,998 | Dec 9, 2012 |
| Pagano Christopher J | EVP, CIO & Treasurer | Tax Withholding | 461 | $34.81 | $16,047 | 65,375 | Dec 9, 2012 |
| Pagano Christopher J | EVP, CIO & Treasurer | Sale | 100 | $33.86 | $3,386 | 66,736 | Dec 3, 2012 |
| Schwartz Bart | EVP, Chief Legal Officer | Award / Grant | 5,000 | — | — | 70,242 | Nov 12, 2012 |
| Mergelmeyer Gene | Executive Vice President | Tax Withholding | 467 | $36.29 | $16,947 | 110,373 | Nov 10, 2012 |
| Lamnin Adam | Executive Officer | Award / Grant | 10,000 | — | — | 75,985 | Nov 8, 2012 |
| Wagner Sylvia | EVP | Award / Grant | 2,500 | — | — | 83,517 | Nov 8, 2012 |
| Lamnin Adam | Executive Officer | Tax Withholding | 1,014 | $37.31 | $37,832 | 65,985 | Oct 1, 2012 |
| Sondej John Andrew | SVP, Controller (PAO) | Tax Withholding | 655 | $38.16 | $24,995 | 28,173 | Sep 15, 2012 |
| MONTUPET JEAN PAUL L | — | Award / Grant | 2,110 | — | — | 2,110 | Sep 13, 2012 |
| Mergelmeyer Gene | Executive Vice President | Sale | 600 | $37.69 | $22,614 | 104,807 | Sep 13, 2012 |
| Pagano Christopher J | EVP, CIO & Treasurer | Sale | 100 | $34.86 | $3,486 | 68,736 | Sep 4, 2012 |
| Lamnin Adam | Executive Officer | Tax Withholding | 45 | $34.84 | $1,568 | 5,985 | Jul 1, 2012 |
| Sondej John Andrew | SVP, Controller (PAO) | Tax Withholding | 328 | $37.78 | $12,392 | 28,828 | May 14, 2012 |
| STEIN ROBERT W | — | Award / Grant | 2,116 | — | — | 4,351 | May 11, 2012 |
| JACKSON LAWRENCE V | — | Award / Grant | 2,116 | — | — | 9,748 | May 11, 2012 |
| REILLY PAUL J | — | Award / Grant | 2,116 | — | — | 4,434 | May 11, 2012 |
| KELSO DAVID B | — | Award / Grant | 2,116 | — | — | 12,687 | May 11, 2012 |
| KOCH CHARLES JOHN | — | Award / Grant | 2,116 | — | — | 29,665 | May 11, 2012 |
| CARVER HOWARD L | — | Award / Grant | 2,116 | — | — | 28,408 | May 11, 2012 |
| MACKIN H CARROLL | — | Award / Grant | 2,116 | — | — | 27,408 | May 11, 2012 |
| Cento Juan | — | Award / Grant | 2,116 | — | — | 13,089 | May 11, 2012 |
| ROSEN ELAINE | — | Award / Grant | 2,116 | — | — | 9,965 | May 11, 2012 |
| Douglas Elyse | — | Award / Grant | 2,116 | — | — | 4,347 | May 11, 2012 |
| Wagner Sylvia | EVP | Tax Withholding | 3,646 | $37.57 | $136,980 | 81,017 | May 10, 2012 |
| Lamnin Adam | Executive Officer | Award / Grant | 7,500 | — | — | 68,983 | May 10, 2012 |
| Lemasters S Craig | Exec. VP | Award / Grant | 20,360 | — | — | 86,233 | May 10, 2012 |
| Mergelmeyer Gene | Executive Vice President | Tax Withholding | 9,505 | $37.57 | $357,103 | 105,807 | May 10, 2012 |
| Pagano Christopher J | EVP, CIO & Treasurer | Award / Grant | 20,360 | — | — | 78,216 | May 10, 2012 |
| PENINGER MICHAEL J | EVP, CFO | Tax Withholding | 10,246 | $37.57 | $384,942 | 181,339 | May 10, 2012 |
| POLLOCK ROBERT B | President, CEO, Director | Award / Grant | 64,475 | — | — | 340,010 | May 10, 2012 |
| Roberts John S | EVP | Tax Withholding | 8,700 | $37.57 | $326,859 | 69,934 | May 10, 2012 |
| Schwartz Bart | EVP, Chief Legal Officer | Award / Grant | 20,360 | — | — | 75,488 | May 10, 2012 |