Hilltop Holdings Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| WEBB CARL B | — | Award / Grant | 361 | $36.68 | $13,241 | 121,419 | Jun 30, 2021 |
| SHERMAN A HAAG | — | Award / Grant | 463 | $36.68 | $16,983 | 23,965 | Jun 30, 2021 |
| Littlefair Andrew J | — | Award / Grant | 180 | $36.68 | $6,602 | 17,082 | Jun 30, 2021 |
| Anderson Charlotte Jones | — | Award / Grant | 197 | $36.68 | $7,226 | 14,127 | Jun 30, 2021 |
| Hill William T Jr | — | Award / Grant | 214 | $36.68 | $7,850 | 21,632 | Jun 30, 2021 |
| Diamond HTH Stock Co GP, LLC | — | Gift | 1,465 | — | — | 218,560 | Jun 30, 2021 |
| Bolt Tracy Allan | — | Award / Grant | 847 | $36.68 | $31,068 | 37,333 | Jun 30, 2021 |
| SOBEL JONATHAN S | Hilltop Securities Chairman | Award / Grant | 180 | $36.68 | $6,602 | 22,067 | Jun 30, 2021 |
| Taylor Robert JR | — | Award / Grant | 197 | $36.68 | $7,226 | 39,592 | Jun 30, 2021 |
| Thompson Steve B | PrimeLending President and CEO | Award / Grant | 52 | — | — | 43,175 | Jun 1, 2021 |
| Furr William B | Chief Financial Officer | Award / Grant | 185 | — | — | 104,441 | Jun 1, 2021 |
| FORD GERALD J | — | Award / Grant | 384 | — | — | 218,560 | Jun 1, 2021 |
| PARMENTER DARREN E | Chief Administrative Officer | Award / Grant | 96 | — | — | 60,871 | Jun 1, 2021 |
| PRESTIDGE COREY | EVP, General Counsel & Sec. | Award / Grant | 137 | — | — | 117,768 | Jun 1, 2021 |
| Winges Martin Bradley | Hilltop Securities CEO | Award / Grant | 2 | — | — | 118,316 | Jun 1, 2021 |
| Feinberg Hill A | — | Gift | 800 | — | — | 665,236 | May 25, 2021 |
| Feinberg Hill A | — | Sale | 20,000 | $35.67 | $713,400 | 666,036 | May 20, 2021 |
| Cummings Charles R | — | Sale | 7,477 | $35.48 | $265,284 | 29,999 | May 6, 2021 |
| Thompson Steve B | PrimeLending President and CEO | Tax Withholding | 1,574 | $34.34 | $54,051 | 43,123 | Apr 26, 2021 |
| Bornemann Keith E. | Chief Accounting Officer | Tax Withholding | 597 | $34.34 | $20,501 | 16,020 | Apr 26, 2021 |
| Thompson Steve B | PrimeLending President and CEO | Award / Grant | 732 | $30.72 | $22,487 | 44,697 | Apr 1, 2021 |
| Winges Martin Bradley | Hilltop Securities CEO | Award / Grant | 716 | $30.72 | $21,996 | 118,314 | Apr 1, 2021 |
| PRESTIDGE COREY | EVP, General Counsel & Sec. | Award / Grant | 732 | $30.72 | $22,487 | 117,631 | Apr 1, 2021 |
| PARMENTER DARREN E | Chief Administrative Officer | Award / Grant | 472 | $30.72 | $14,500 | 60,775 | Apr 1, 2021 |
| Furr William B | Chief Financial Officer | Award / Grant | 166 | $30.72 | $5,100 | 104,256 | Apr 1, 2021 |
| Bornemann Keith E. | Chief Accounting Officer | Award / Grant | 699 | $30.72 | $21,473 | 16,617 | Apr 1, 2021 |
| FORD JEREMY B | President & CEO | Award / Grant | 732 | $30.72 | $22,487 | 1,072,846 | Apr 1, 2021 |
| Diamond HTH Stock Company, LP | — | Gift | 1,526 | — | — | 70,102 | Mar 31, 2021 |
| WEBB CARL B | — | Award / Grant | 376 | $35.21 | $13,239 | 121,058 | Mar 31, 2021 |
| Taylor Robert JR | — | Award / Grant | 205 | $35.21 | $7,218 | 39,395 | Mar 31, 2021 |
| Bolt Tracy Allan | — | Award / Grant | 788 | $35.21 | $27,745 | 36,486 | Mar 31, 2021 |
| SOBEL JONATHAN S | Hilltop Securities Chairman | Award / Grant | 188 | $35.21 | $6,619 | 21,887 | Mar 31, 2021 |
| Anderson Charlotte Jones | — | Award / Grant | 205 | $35.21 | $7,218 | 13,930 | Mar 31, 2021 |
| SHERMAN A HAAG | — | Award / Grant | 482 | $35.21 | $16,971 | 23,502 | Mar 31, 2021 |
| Littlefair Andrew J | — | Award / Grant | 188 | $35.21 | $6,619 | 16,902 | Mar 31, 2021 |
| Hill William T Jr | — | Award / Grant | 223 | $35.21 | $7,852 | 21,418 | Mar 31, 2021 |
| PRESTIDGE COREY | EVP, General Counsel & Sec. | Tax Withholding | 2,251 | $34.97 | $78,717 | 116,899 | Mar 5, 2021 |
| Schaffner Jerry | PlainsCapital Bank Pres & CEO | Tax Withholding | 2,913 | $34.97 | $101,868 | 173,532 | Mar 5, 2021 |
| PARMENTER DARREN E | Chief Administrative Officer | Tax Withholding | 1,810 | $34.97 | $63,296 | 60,303 | Mar 5, 2021 |
| FORD JEREMY B | President & CEO | Award / Grant | 57,179 | — | — | 1,072,114 | Mar 5, 2021 |
| Feinberg Hill A | — | Award / Grant | 14,499 | — | — | 686,036 | Mar 5, 2021 |
| Furr William B | Chief Financial Officer | Tax Withholding | 3,398 | $34.97 | $118,828 | 104,090 | Mar 5, 2021 |
| Thompson Steve B | PrimeLending President and CEO | Award / Grant | 46 | — | — | 43,965 | Mar 4, 2021 |
| Bornemann Keith E. | Chief Accounting Officer | Award / Grant | 16 | — | — | 15,918 | Mar 4, 2021 |
| Turtle Creek Revocable Trust | — | Award / Grant | 310 | — | — | 218,176 | Mar 4, 2021 |
| Lewis Lee | — | Sale | 70,000 | $34.54 | $2,417,800 | 125,169 | Mar 4, 2021 |
| Feinberg Hill A | — | Sale | 20,000 | $34.01 | $680,200 | 671,537 | Mar 2, 2021 |
| Lewis Lee | — | Sale | 29,567 | $33.23 | $982,511 | 373,850 | Mar 1, 2021 |
| Feinberg Hill A | — | Gift | 10,500 | — | — | 691,537 | Feb 25, 2021 |
| Lewis Lee | — | Sale | 70,000 | $32.75 | $2,292,500 | 473,417 | Feb 24, 2021 |