Hilltop Holdings Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Staff James Randolph | — | Purchase | 100,000 | $9.59 | $959,000 | 101,108 | May 10, 2006 |
| Cummings Charles R | — | Purchase | 15,000 | $9.59 | $143,850 | 27,007 | May 10, 2006 |
| Bobbitt Rhodes R | — | Purchase | 50,000 | $9.59 | $479,500 | 100,498 | May 10, 2006 |
| Bobbitt Rhodes R | — | Award / Grant | 50,000 | $9.59 | $479,500 | 100,498 | May 10, 2006 |
| Staff James Randolph | — | Award / Grant | 100,000 | $9.59 | $959,000 | 101,108 | May 10, 2006 |
| Cummings Charles R | — | Award / Grant | 15,000 | $9.59 | $143,850 | 27,007 | May 10, 2006 |
| Brinkerhoff W Joris | — | Award / Grant | 363 | $10.32 | $3,746 | 21,108 | Apr 11, 2006 |
| Staff James Randolph | — | Award / Grant | 363 | $10.32 | $3,746 | 1,108 | Apr 11, 2006 |
| FORD GERALD J | — | Award / Grant | 484 | $10.32 | $4,995 | 6,248,376 | Apr 11, 2006 |
| Cummings Charles R | — | Award / Grant | 1,150 | $10.32 | $11,868 | 12,007 | Apr 11, 2006 |
| GREEN J MARKHAM | — | Award / Grant | 363 | $10.32 | $3,746 | 129,808 | Apr 11, 2006 |
| Bobbitt Rhodes R | — | Award / Grant | 363 | $10.32 | $3,746 | 50,498 | Apr 11, 2006 |
| WEBB CARL B | — | Award / Grant | 484 | $10.32 | $4,995 | 1,476 | Apr 11, 2006 |
| KREIDER LAWRENCE E | Executive VP, CFO | Award / Grant | 600 | $10.56 | $6,336 | 20,000 | Mar 30, 2006 |
| Willard Larry D | Chairman and CEO | Award / Grant | 300 | $10.07 | $3,021 | 21,004 | Mar 20, 2006 |
| Cummings Charles R | — | Award / Grant | 4,700 | $9.57 | $44,979 | 5,557 | Mar 15, 2006 |
| Cummings Charles R | — | Purchase | 7,097 | $8.00 | $56,776 | 36,426 | Jan 23, 2006 |
| Cummings Charles R | — | Purchase | 7,097 | $8.00 | $56,776 | 37,476 | Jan 23, 2006 |
| GREEN J MARKHAM | — | Award / Grant | 645 | $9.63 | $6,211 | 129,445 | Jan 13, 2006 |
| Bobbitt Rhodes R | — | Award / Grant | 135 | $9.63 | $1,300 | 50,135 | Jan 13, 2006 |
| FORD GERALD J | — | Award / Grant | 518 | $9.63 | $4,988 | 6,247,892 | Jan 13, 2006 |
| WEBB CARL B | — | Award / Grant | 518 | $9.63 | $4,988 | 992 | Jan 13, 2006 |
| Cummings Charles R | — | Award / Grant | 857 | $9.63 | $8,253 | 857 | Jan 13, 2006 |
| Brinkerhoff W Joris | — | Award / Grant | 389 | $9.63 | $3,746 | 20,745 | Jan 13, 2006 |
| Staff James Randolph | — | Award / Grant | 389 | $9.63 | $3,746 | 745 | Jan 13, 2006 |
| Cummings Charles R | — | Award / Grant | 1,050 | $11.30 | $11,865 | 30,379 | Jan 8, 2006 |