NEUBERGER REAL ESTATE SECURITIES INCOME FUND INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| COLISH FAITH | — | Sale | 240 | $5.40 | $1,296 | — | Jan 10, 2018 |
| SUN LIFE FINANCIAL INC | — | Other | 160 | $125.00 | $20,000 | — | Apr 12, 2017 |
| Dakos Andrew | — | Sale | 45,096 | $5.30 | $239,009 | 4,295,140 | Dec 15, 2016 |
| GOLDSTEIN PHILLIP | — | Sale | 73,483 | $5.32 | $390,930 | 4,340,236 | Dec 13, 2016 |
| Bulldog Investors, LLC | — | Purchase | 33,580 | $5.35 | $179,653 | 4,415,983 | May 10, 2016 |
| GOLDSTEIN PHILLIP | — | Purchase | 18,552 | $5.31 | $98,511 | 4,382,403 | May 5, 2016 |
| TRAPP PETER P | — | Sale | 6,000 | $4.85 | $29,100 | — | Jul 15, 2015 |
| TRAPP PETER P | — | Purchase | 2,000 | $4.87 | $9,740 | 6,000 | Oct 8, 2014 |
| SUN LIFE INSURANCE & ANNUITY CO OF NEW YORK | — | Other | 800 | — | — | — | Aug 2, 2013 |
| SUN LIFE FINANCIAL INC | — | Sale | 800 | — | — | 200 | Jul 31, 2013 |
| SUN LIFE INSURANCE & ANNUITY CO OF NEW YORK | — | Sale | 40 | $1,060,000.00 | $42,400,000 | 800 | Jul 31, 2013 |
| RIVKIN JACK L | — | Sale | 14,800 | $5.00 | $74,000 | 10,496 | Jun 4, 2013 |
| TRAPP PETER P | — | Purchase | 4,000 | $5.51 | $22,040 | 4,000 | May 8, 2013 |
| BANK OF AMERICA CORP /DE/ | — | Other | 1,095 | — | — | — | Apr 6, 2011 |
| RIVKIN JACK L | — | Purchase | 25,296 | $3.64 | $92,077 | 25,296 | Sep 2, 2010 |
| BANK OF AMERICA CORP /DE/ | — | Sale | 5,029 | $3.53 | $17,752 | — | Apr 9, 2010 |
| COLISH FAITH | — | Other | 140 | — | — | 240 | Mar 7, 2008 |
| GOSS MARTHA CLARK | — | Sale | 1 | $25,000.00 | $25,000 | — | Aug 21, 2007 |