FLAHERTY & CRUMRINE TOTAL RETURN FUND INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| WULF ROBERT F | — | Purchase | 2,371 | $20.37 | $48,297 | 7,281 | Mar 17, 2016 |
| ETTINGER ROBERT M | — | Other | — | — | — | 44,894 | Nov 30, 2015 |
| CRUMRINE DONALD F | — | Other | — | — | — | 10,951 | Nov 30, 2015 |
| STONE BRADFORD S | CFO, Vice President, Treasurer | Other | — | — | — | 2,500 | Nov 30, 2015 |
| Conwell Chad | CCO, Vice President, Secretary | Other | — | — | — | 500 | Nov 30, 2015 |
| CHADWICK ROBERT E | CEO and President | Other | — | — | — | 2,452 | Nov 30, 2015 |
| Hogan Karen Hanovice | — | Purchase | 500 | $19.12 | $9,560 | 500 | Aug 6, 2013 |
| STONE BRADFORD S | VP and Asst. Treasurer | Purchase | 1,200 | $19.50 | $23,400 | 2,500 | Jun 3, 2013 |
| Conwell Chad | CCO, VP and Secretary | Purchase | 500 | $19.44 | $9,720 | 500 | Jun 3, 2013 |
| STONE BRADFORD S | VP and Asst. Treasurer | Purchase | 1,000 | $20.76 | $20,760 | 1,000 | May 28, 2013 |
| ETTINGER ROBERT M | President | Gift | 7,000 | $19.82 | $138,740 | 4,198 | Dec 28, 2012 |
| WULF ROBERT F | — | Purchase | 3,910 | $19.16 | $74,916 | 4,910 | Mar 5, 2012 |
| ETTINGER ROBERT M | President | Purchase | 900 | $15.80 | $14,220 | 29,400 | Aug 9, 2011 |
| ETTINGER ROBERT M | President | Purchase | 18,400 | $16.62 | $305,808 | 28,300 | Aug 8, 2011 |
| BANK OF AMERICA CORP /DE/ | — | Sale | 1,450 | $17.43 | $25,274 | — | Jan 19, 2011 |
| BANK OF AMERICA CORP /DE/ | — | Purchase | 10 | $14.99 | $150 | 10 | Dec 6, 2010 |
| Hogan Karen Hanovice | — | Purchase | 375 | $14.59 | $5,471 | 375 | Jan 4, 2010 |
| WULF ROBERT F | — | Purchase | 200 | $8.53 | $1,706 | 1,000 | Jan 5, 2009 |
| GALE DAVID | — | Purchase | 1,000 | $7.74 | $7,740 | 3,000 | Dec 30, 2008 |
| WULF ROBERT F | — | Purchase | 200 | $16.40 | $3,280 | 800 | Dec 19, 2007 |
| ETTINGER ROBERT M | President | Purchase | 3,400 | $19.05 | $64,770 | 9,900 | Aug 1, 2007 |
| WULF ROBERT F | — | Purchase | 100 | $19.44 | $1,944 | 600 | Jul 31, 2007 |
| STONE BRADFORD S | Vice President | Other | 4,198 | $21.60 | $90,677 | 4,198 | Dec 26, 2006 |
| CHADWICK ROBERT E | Vice President, CFO | Other | 4,198 | $21.60 | $90,677 | 4,198 | Dec 26, 2006 |
| WULF ROBERT F | — | Sale | 228 | $19.69 | $4,482 | 500 | Jun 12, 2006 |
| GALE DAVID | — | Purchase | 500 | $20.44 | $10,220 | 2,000 | Jan 24, 2006 |