FRANKLIN LTD DURATION INCOME TRUST — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| UBS Group AG | — | Other | 593 | — | — | — | Aug 31, 2018 |
| RiverNorth Institutional Partners, L.P. | — | Disposition | 1,820 | — | — | — | Aug 8, 2017 |
| Weinstein Boaz | — | Sale | 8,797 | $12.00 | $105,564 | 3,029,430 | Mar 15, 2017 |
| Weinstein Boaz | — | Sale | 18,301 | $12.08 | $221,076 | 3,038,227 | Mar 7, 2017 |
| Weinstein Boaz | — | Sale | 21,331 | $11.92 | $254,266 | 2,028,691 | Mar 6, 2017 |
| Weinstein Boaz | — | Sale | 83,100 | $12.01 | $998,031 | 3,221,162 | Mar 3, 2017 |
| Weinstein Boaz | — | Sale | 36,051 | $12.18 | $439,101 | 3,334,262 | Mar 1, 2017 |
| Saba Capital Management, L.P. | — | Sale | 46,439 | $12.14 | $563,769 | 3,545,332 | Feb 28, 2017 |
| Saba Capital Management, L.P. | — | Sale | 114,911 | $12.22 | $1,404,212 | 3,662,815 | Feb 24, 2017 |
| Weinstein Boaz | — | Sale | 10,867 | $12.23 | $132,903 | 3,777,726 | Feb 21, 2017 |
| Saba Capital Management, L.P. | — | Sale | 29,909 | $12.23 | $365,787 | 3,788,593 | Feb 16, 2017 |
| Saba Capital Management, L.P. | — | Sale | 25,577 | $12.27 | $313,830 | 3,838,670 | Feb 14, 2017 |
| Weinstein Boaz | — | Sale | 64,171 | $12.20 | $782,886 | 3,968,400 | Feb 9, 2017 |
| Thompson Larry D. | — | Purchase | 845 | $11.95 | $10,098 | 845 | Dec 9, 2016 |
| RiverNorth Institutional Partners, L.P. | — | Purchase | 24 | — | — | 1,820 | Oct 27, 2016 |
| RIVERNORTH CAPITAL PARTNERS, L.P. | — | Purchase | 7 | — | — | 1,796 | Aug 18, 2016 |
| CITIGROUP INC | — | Sale | 1,777 | $90.00 | $159,930 | — | Aug 10, 2016 |
| Saba Capital Management, L.P. | — | Purchase | 6,804 | $11.24 | $76,477 | 4,010,113 | Apr 14, 2016 |
| Weinstein Boaz | — | Purchase | 4,227 | $11.26 | $47,596 | 4,003,309 | Apr 8, 2016 |
| Saba Capital Management, L.P. | — | Purchase | 8,441 | $11.22 | $94,708 | 3,999,082 | Apr 6, 2016 |
| Saba Capital Management, L.P. | — | Purchase | 4,755 | $11.15 | $53,018 | 3,990,641 | Apr 5, 2016 |
| Saba Capital Management, L.P. | — | Purchase | 2,706 | $11.24 | $30,415 | 3,985,886 | Mar 31, 2016 |
| Saba Capital Management, L.P. | — | Purchase | 2,129 | $11.19 | $23,824 | 3,983,180 | Mar 29, 2016 |
| Saba Capital Management, L.P. | — | Purchase | 14,777 | $11.21 | $165,650 | 3,969,892 | Mar 28, 2016 |
| Saba Capital Management, L.P. | — | Purchase | 5,364 | $11.27 | $60,452 | 3,955,115 | Mar 22, 2016 |
| Saba Capital Management, L.P. | — | Purchase | 29,681 | $11.23 | $333,318 | 3,949,751 | Mar 18, 2016 |
| Weinstein Boaz | — | Purchase | 11,833 | $11.10 | $131,346 | 3,909,136 | Mar 17, 2016 |
| Weinstein Boaz | — | Purchase | 11,489 | $11.09 | $127,413 | 3,897,303 | Mar 15, 2016 |
| Weinstein Boaz | — | Purchase | 35,718 | $10.76 | $384,326 | 3,867,710 | Mar 3, 2016 |
| Saba Capital Management, L.P. | — | Purchase | 23,413 | $10.70 | $250,519 | 3,813,120 | Mar 1, 2016 |
| Saba Capital Management, L.P. | — | Purchase | 203,198 | $10.59 | $2,151,867 | 3,683,445 | Feb 26, 2016 |
| Saba Capital Management, L.P. | — | Purchase | 25,989 | $10.61 | $275,743 | 3,480,247 | Feb 22, 2016 |
| Weinstein Boaz | — | Purchase | 31,825 | $10.53 | $335,117 | 3,396,161 | Feb 19, 2016 |
| Saba Capital Management, L.P. | — | Purchase | 24,701 | $10.42 | $257,384 | 3,353,904 | Feb 17, 2016 |
| Weinstein Boaz | — | Purchase | 20,098 | $10.33 | $207,612 | 3,329,203 | Feb 10, 2016 |
| Weinstein Boaz | — | Purchase | 20,305 | $10.56 | $214,421 | 3,243,815 | Feb 9, 2016 |
| Weinstein Boaz | — | Purchase | 1,000 | $10.55 | $10,550 | 3,209,859 | Feb 2, 2016 |
| Weinstein Boaz | — | Purchase | 9,250 | $10.65 | $98,513 | 3,178,982 | Jan 29, 2016 |
| Saba Capital Management, L.P. | — | Purchase | 18,587 | $10.46 | $194,420 | 3,113,168 | Jan 26, 2016 |
| Weinstein Boaz | — | Purchase | 55,252 | $10.36 | $572,411 | 3,094,581 | Jan 22, 2016 |
| Saba Capital Management, L.P. | — | Purchase | 68,141 | $10.51 | $716,162 | 2,953,390 | Jan 19, 2016 |
| Weinstein Boaz | — | Purchase | 144,337 | $10.59 | $1,528,529 | 2,885,249 | Jan 13, 2016 |
| CITIGROUP INC | — | Purchase | 1 | $85.00 | $85 | 1,777 | Feb 2, 2015 |
| UBS AG | — | Sale | 1 | — | — | 593 | Mar 14, 2014 |