ASA Gold & Precious Metals Ltd — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Donovan William | — | Purchase | 1,000 | $18.50 | $18,500 | 2,000 | Mar 5, 2021 |
| Hoene Mary Joan | — | Purchase | 200 | $21.36 | $4,272 | 5,734 | Jan 22, 2021 |
| Maletis Peter | President | Purchase | 500 | $21.22 | $10,610 | 1,000 | Jan 19, 2021 |
| Hoene Mary Joan | — | Purchase | 500 | $19.26 | $9,630 | 5,500 | Nov 23, 2020 |
| Hoene Mary Joan | — | Purchase | 300 | $20.80 | $6,240 | 5,000 | Nov 17, 2020 |
| Merk Alexander | COO | Purchase | 2,080 | $20.85 | $43,368 | 32,270 | Sep 25, 2020 |
| Merk Alexander | COO | Purchase | 1,270 | $22.14 | $28,118 | 13,355 | Jul 24, 2020 |
| Merk Alexander | COO | Purchase | 10,000 | $8.90 | $89,000 | 12,085 | Mar 16, 2020 |
| Hoene Mary Joan | — | Purchase | 100 | $12.84 | $1,284 | 4,700 | Mar 9, 2020 |
| Merk Alexander | COO | Sale | 13,600 | $13.55 | $184,280 | 30,190 | Jan 17, 2020 |
| Maletis Peter | President | Purchase | 500 | $13.62 | $6,810 | 500 | Jan 17, 2020 |
| Merk Alexander | COO | Purchase | 13,600 | $13.55 | $184,280 | 30,190 | Jan 17, 2020 |
| Hoene Mary Joan | — | Purchase | 200 | $13.58 | $2,716 | 4,600 | Jan 16, 2020 |
| Artabane Anthony J. | — | Purchase | 2,500 | $13.47 | $33,675 | 2,500 | Jan 15, 2020 |
| Artabane Anthony J. | — | Purchase | 2,500 | $13.47 | $33,675 | 33,800 | Jan 15, 2020 |
| Hoene Mary Joan | — | Purchase | 200 | $12.80 | $2,560 | 4,400 | Sep 25, 2019 |
| Merk Alexander | COO | Award / Grant | 50 | $9.39 | $470 | 43,790 | May 6, 2019 |
| CHRISTENSEN DAVID J | President, CEO, and CIO | Purchase | 900 | $10.16 | $9,144 | 10,000 | Jun 21, 2018 |
| CHRISTENSEN DAVID J | President, CEO, and CIO | Purchase | 1,000 | $11.29 | $11,290 | 7,950 | Nov 27, 2017 |
| Hoene Mary Joan | — | Purchase | 200 | $12.08 | $2,416 | 4,200 | Jan 20, 2017 |
| HESTON SARA C | VP of Investments | Purchase | 1,000 | $11.36 | $11,360 | 2,513 | Nov 15, 2016 |
| CHRISTENSEN DAVID J | President, CEO, and CIO | Purchase | 750 | $11.38 | $8,535 | 6,950 | Nov 15, 2016 |
| Hoene Mary Joan | — | Purchase | 1,000 | $13.02 | $13,020 | 4,000 | Oct 6, 2016 |
| HANSEN BRUCE D | — | Purchase | 1,000 | $16.56 | $16,560 | 1,000 | Aug 8, 2016 |
| Hoene Mary Joan | — | Purchase | 1,000 | $12.05 | $12,050 | 3,000 | May 24, 2016 |
| CHRISTENSEN DAVID J | President, CEO, and CIO | Purchase | 300 | $12.72 | $3,816 | 6,000 | May 11, 2016 |
| Hoene Mary Joan | — | Purchase | 1,000 | $6.72 | $6,720 | 2,000 | Jan 19, 2016 |
| CHRISTENSEN DAVID J | President, CEO and CIO | Purchase | 1,000 | $7.17 | $7,170 | 5,700 | Nov 24, 2015 |
| GLYNN GARY A | — | Purchase | 200 | $7.29 | $1,458 | 1,600 | Aug 26, 2015 |
| HESTON SARA C | VP of Investments | Purchase | 100 | $10.31 | $1,031 | 1,500 | Nov 10, 2014 |
| CHRISTENSEN DAVID J | President, CEO, and CIO | Purchase | 1,000 | $11.60 | $11,600 | 4,700 | Oct 8, 2014 |
| GOLDSTEIN PHILLIP | — | Purchase | 1,500 | $12.90 | $19,350 | 2,400 | Jun 20, 2013 |
| CHRISTENSEN DAVID J | President, CEO, and CIO | Purchase | 1,000 | $13.96 | $13,960 | 3,700 | May 28, 2013 |
| GLYNN GARY A | — | Purchase | 1,000 | $19.31 | $19,310 | 1,000 | Mar 25, 2013 |
| CHRISTENSEN DAVID J | President, CEO, and CIO | Purchase | 400 | $21.08 | $8,432 | 2,700 | Dec 21, 2012 |
| CHRISTENSEN DAVID J | President, CEO, and CIO | Purchase | 600 | $23.22 | $13,932 | 2,300 | Nov 6, 2012 |
| YEE RODNEY D | COO, CFO, and Treasurer | Purchase | 200 | $21.52 | $4,304 | 200 | May 15, 2012 |
| Schantz Steven M | CCO, GC, and Secretary | Purchase | 200 | $23.05 | $4,610 | 300 | May 7, 2012 |
| CHRISTENSEN DAVID J | President, CEO, and CIO | Purchase | 400 | $24.41 | $9,764 | 1,700 | Apr 27, 2012 |
| Schantz Steven M | CCO, GC, and Secretary | Purchase | 100 | $28.04 | $2,804 | 100 | Nov 29, 2011 |
| Mead Michael Lee | — | Purchase | 500 | $30.05 | $15,025 | 500 | Nov 16, 2011 |
| CHRISTENSEN DAVID J | President, CEO, and CIO | Purchase | 300 | $27.55 | $8,265 | 1,300 | Oct 6, 2011 |
| CHRISTENSEN DAVID J | President, CEO and CIO | Purchase | 400 | $32.87 | $13,148 | 1,000 | Apr 21, 2011 |
| CHRISTENSEN DAVID J | President, CEO and CIO | Purchase | 400 | $32.87 | $13,148 | 600 | Apr 21, 2011 |
| Reid Julian | — | Purchase | 100 | $73.71 | $7,371 | 100 | Dec 22, 2009 |
| GOLDSTEIN PHILLIP | — | Purchase | 300 | $75.00 | $22,500 | 300 | Dec 17, 2009 |
| PEGGE ANDREW | — | Sale | 3,188 | $82.04 | $261,544 | — | Nov 17, 2009 |
| PEGGE ANDREW | — | Sale | 7,000 | $81.07 | $567,490 | 11,588 | Nov 11, 2009 |
| PEGGE ANDREW | — | Sale | 10,000 | $80.16 | $801,600 | 18,588 | Oct 13, 2009 |
| PEGGE ANDREW | — | Other | 13,547 | $76.11 | $1,031,062 | 36,988 | Oct 9, 2009 |