PIPER SANDLER COMPANIES — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Sterling Brian R | — | Award / Grant | 6 | — | — | 25,450 | Dec 12, 2025 |
| SORAN PHILIP | — | Award / Grant | 38 | — | — | 19,255 | Dec 12, 2025 |
| TAYLOR SCOTT C | — | Award / Grant | 16 | — | — | 16,352 | Dec 12, 2025 |
| Mitchell Robbin | — | Award / Grant | 7 | — | — | 3,391 | Dec 12, 2025 |
| HOLT VICTORIA M | — | Award / Grant | 14 | — | — | 7,339 | Dec 12, 2025 |
| Gallo Ann C | — | Award / Grant | 3 | — | — | 1,274 | Dec 12, 2025 |
| Abraham Chad R | CEO and Chairman | Sale | 1,156 | $338.55 | $391,364 | 53,558 | Nov 26, 2025 |
| Clune Katherine Patricia | Chief Financial Officer | Sale | 1,367 | $324.69 | $443,851 | 10,425 | Nov 21, 2025 |
| SORAN PHILIP | — | Sale | 598 | $317.05 | $189,596 | 19,217 | Nov 18, 2025 |
| Clune Katherine Patricia | Chief Financial Officer | Tax Withholding | 1,464 | — | — | 11,792 | Nov 14, 2025 |
| Schoneman Debbra L. | President | Sale | 120 | $331.98 | $39,838 | 2,896 | Nov 5, 2025 |
| Sterling Brian R | — | Award / Grant | 73 | — | — | 25,444 | Sep 30, 2025 |
| SORAN PHILIP | — | Award / Grant | 73 | — | — | 19,815 | Sep 30, 2025 |
| Gallo Ann C | — | Award / Grant | 73 | — | — | 1,271 | Sep 30, 2025 |
| TAYLOR SCOTT C | — | Award / Grant | 17 | — | — | 16,336 | Sep 12, 2025 |
| Sterling Brian R | — | Award / Grant | 6 | — | — | 25,371 | Sep 12, 2025 |
| SORAN PHILIP | — | Award / Grant | 39 | — | — | 19,742 | Sep 12, 2025 |
| Mitchell Robbin | — | Award / Grant | 7 | — | — | 3,384 | Sep 12, 2025 |
| HOLT VICTORIA M | — | Award / Grant | 14 | — | — | 7,325 | Sep 12, 2025 |
| Gallo Ann C | — | Award / Grant | 3 | — | — | 1,198 | Sep 12, 2025 |
| Geelan John W | General Counsel | Sale | 366 | $321.46 | $117,654 | 14,279 | Aug 11, 2025 |
| Abraham Chad R | CEO and Chairman | Sale | 32 | $326.23 | $10,439 | 53,558 | Aug 5, 2025 |
| TAYLOR SCOTT C | — | Sale | 2,600 | $319.86 | $831,636 | 16,319 | Aug 5, 2025 |
| Doyle Jonathan J | Hd of Financial Services Group | Sale | 1,302 | $316.20 | $411,692 | 134,619 | Aug 4, 2025 |
| Sterling Brian R | — | Award / Grant | 90 | — | — | 25,365 | Jun 30, 2025 |
| SORAN PHILIP | — | Award / Grant | 90 | — | — | 19,703 | Jun 30, 2025 |
| Gallo Ann C | — | Award / Grant | 90 | — | — | 1,195 | Jun 30, 2025 |
| FITZGERALD WILLIAM R | — | Award / Grant | 62 | — | — | 25,517 | Jun 13, 2025 |
| Sterling Brian R | — | Award / Grant | 7 | — | — | 25,275 | Jun 13, 2025 |
| SORAN PHILIP | — | Award / Grant | 49 | — | — | 19,613 | Jun 13, 2025 |
| TAYLOR SCOTT C | — | Award / Grant | 21 | — | — | 18,919 | Jun 13, 2025 |
| SMITH SHERRY M | — | Award / Grant | 25 | — | — | 10,831 | Jun 13, 2025 |
| Mitchell Robbin | — | Award / Grant | 9 | — | — | 3,377 | Jun 13, 2025 |
| HOLT VICTORIA M | — | Award / Grant | 18 | — | — | 7,311 | Jun 13, 2025 |
| Gallo Ann C | — | Award / Grant | 3 | — | — | 1,105 | Jun 13, 2025 |
| Gallo Ann C | — | Award / Grant | 598 | — | — | 1,102 | May 22, 2025 |
| HOLT VICTORIA M | — | Award / Grant | 598 | — | — | 7,293 | May 22, 2025 |
| Mitchell Robbin | — | Award / Grant | 598 | — | — | 3,368 | May 22, 2025 |
| SMITH SHERRY M | — | Award / Grant | 598 | — | — | 10,806 | May 22, 2025 |
| SCHREIER THOMAS S JR | — | Award / Grant | 598 | — | — | 7,651 | May 22, 2025 |
| Sterling Brian R | — | Award / Grant | 598 | — | — | 25,268 | May 22, 2025 |
| TAYLOR SCOTT C | — | Award / Grant | 598 | — | — | 18,898 | May 22, 2025 |
| SORAN PHILIP | — | Award / Grant | 598 | — | — | 19,564 | May 22, 2025 |
| Baker James P | Global Co-Head IB and Cap Mkts | Purchase | 2,000 | $267.32 | $534,640 | 59,867 | May 16, 2025 |
| Baker James P | Global Co-Head IB and Cap Mkts | Award / Grant | 2,000 | $267.32 | $534,640 | 59,867 | May 16, 2025 |
| Sterling Brian R | — | Award / Grant | 100 | — | — | 24,670 | Mar 31, 2025 |
| SORAN PHILIP | — | Award / Grant | 100 | — | — | 18,966 | Mar 31, 2025 |
| Gallo Ann C | — | Award / Grant | 100 | — | — | 504 | Mar 31, 2025 |
| TAYLOR SCOTT C | — | Award / Grant | 113 | — | — | 18,300 | Mar 14, 2025 |
| Sterling Brian R | — | Award / Grant | 37 | — | — | 24,570 | Mar 14, 2025 |