ALLSPRING MULTI-SECTOR INCOME FUND — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | — | Purchase | 20,545 | $11.51 | $236,473 | 5,114,108 | Mar 2, 2016 |
| Weinstein Boaz | — | Purchase | 69,999 | $11.35 | $794,489 | 5,021,320 | Mar 1, 2016 |
| Weinstein Boaz | — | Purchase | 37,822 | $11.18 | $422,850 | 4,928,990 | Feb 26, 2016 |
| Weinstein Boaz | — | Purchase | 11,621 | $11.15 | $129,574 | 4,760,386 | Feb 24, 2016 |
| Saba Capital Management, L.P. | — | Purchase | 26,947 | $10.95 | $295,070 | 4,576,632 | Feb 19, 2016 |
| Saba Capital Management, L.P. | — | Purchase | 166,376 | $10.87 | $1,808,507 | 4,377,481 | Feb 17, 2016 |
| FREEMAN JANE A | — | Purchase | 100 | $13.58 | $1,358 | 100 | Feb 2, 2015 |
| Ebsworth William R. | — | Purchase | 1,000 | $13.54 | $13,540 | 1,000 | Jan 5, 2015 |
| WELLS FARGO BANK N A | — | Purchase | 5,851 | $16.24 | $95,017 | — | Feb 8, 2013 |
| Larcker David F. | — | Purchase | 100 | $14.94 | $1,494 | 100 | Apr 25, 2011 |
| Johnson Judith M | — | Purchase | 100 | $14.97 | $1,497 | 100 | Apr 21, 2011 |
| Willeke Donald C | — | Purchase | 200 | $14.95 | $2,990 | 200 | Apr 20, 2011 |
| Penny Timothy J | — | Purchase | 130 | $14.82 | $1,927 | 130 | Apr 18, 2011 |
| Mitchell Olivia S | — | Purchase | 100 | $14.85 | $1,485 | 100 | Apr 17, 2011 |
| Mitchell Olivia S | — | Purchase | 100 | $14.83 | $1,483 | 100 | Apr 17, 2011 |
| HARRIS ISAIAH JR | — | Purchase | 200 | $14.85 | $2,970 | 200 | Apr 14, 2011 |
| Gordon Peter G | — | Purchase | 50 | $15.09 | $755 | 50 | Apr 1, 2011 |
| UBS AG | — | Other | 110 | — | — | — | Jun 30, 2010 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Sale | 2,000 | $14.94 | $29,880 | — | Apr 29, 2010 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Purchase | 40 | $14.16 | $566 | 40 | Oct 5, 2009 |
| MCDONNELL GERALD M | — | Sale | 100 | $13.49 | $1,349 | — | Sep 1, 2009 |
| CESTONE ANDREW | — | Purchase | 75 | $11.31 | $848 | 18,900 | Oct 20, 2008 |
| CESTONE ANDREW | — | Purchase | 100 | $11.30 | $1,130 | 18,900 | Oct 20, 2008 |
| CESTONE ANDREW | — | Purchase | 750 | $14.76 | $11,070 | 16,800 | Jul 28, 2008 |
| CESTONE ANDREW | — | Purchase | 1,675 | $14.93 | $25,008 | 14,350 | Jul 18, 2008 |
| CESTONE ANDREW | — | Purchase | 1,675 | $14.87 | $24,907 | 12,675 | Jul 17, 2008 |
| CESTONE ANDREW | — | Purchase | 250 | $16.07 | $4,018 | 11,000 | May 5, 2008 |
| CESTONE ANDREW | — | Purchase | 500 | $15.76 | $7,880 | 10,750 | Apr 16, 2008 |
| CESTONE ANDREW | — | Purchase | 1,000 | $15.67 | $15,670 | 10,250 | Jan 23, 2008 |
| CESTONE ANDREW | — | Purchase | 114 | $16.20 | $1,847 | 7,864 | Oct 25, 2007 |
| CESTONE ANDREW | — | Purchase | 3,700 | $16.00 | $59,200 | 6,250 | Jul 26, 2007 |
| Conkey Christopher | EIMCO CIO | Sale | 2,500 | $16.80 | $42,000 | — | Jul 16, 2007 |
| Erikson Dana | — | Purchase | 750 | $16.20 | $12,150 | 750 | Jul 24, 2006 |
| Brown-Premo Lisa | — | Purchase | 615 | $16.32 | $10,037 | 615 | Jul 12, 2006 |
| RICHARDSON DAVID M | — | Purchase | 550 | $17.44 | $9,592 | 550 | Aug 1, 2005 |