Eaton Vance Ltd Duration Income Fund — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Stein Eric | President | Other | 50 | — | — | 450 | Mar 31, 2023 |
| Hayt Gregory S. | — | Sale | 194 | $21,750.00 | $4,219,500 | — | Feb 21, 2023 |
| QUINTON KEITH | — | Sale | 8,000 | $10.43 | $83,440 | — | Dec 1, 2022 |
| Stein Eric | President | Other | 36 | — | — | 400 | Mar 31, 2022 |
| QUINTON KEITH | — | Purchase | 8,000 | $13.10 | $104,800 | 8,000 | Dec 23, 2021 |
| Stein Eric | President | Other | 35 | — | — | 364 | Mar 31, 2021 |
| Stein Eric | — | Other | 26 | — | — | 329 | Mar 31, 2020 |
| UBS Group AG | — | Sale | 615 | $9.64 | $5,929 | — | Mar 25, 2020 |
| UBS Group AG | — | Sale | 217,253 | $8.86 | $1,924,862 | 615 | Mar 24, 2020 |
| UBS Group AG | — | Sale | 257,889 | $8.34 | $2,150,794 | 217,868 | Mar 23, 2020 |
| UBS Group AG | — | Sale | 418,344 | $9.01 | $3,769,279 | 475,757 | Mar 20, 2020 |
| UBS Group AG | — | Sale | 452,214 | $8.20 | $3,708,155 | 1,037,641 | Mar 19, 2020 |
| UBS Group AG | — | Purchase | 10,355 | $13.28 | $137,514 | 1,489,855 | Jan 6, 2020 |
| UBS Group AG | — | Purchase | 9,345 | $13.31 | $124,382 | 1,479,500 | Jan 3, 2020 |
| UBS Group AG | — | Purchase | 25,438 | $13.28 | $337,817 | 1,470,155 | Jan 2, 2020 |
| UBS Group AG | — | Purchase | 101,397 | $13.20 | $1,338,440 | 1,444,717 | Dec 30, 2019 |
| Stein Eric | — | Other | 54 | — | — | 303 | Mar 31, 2019 |
| UBS Group AG | — | Sale | 510 | $11.93 | $6,084 | 1,343,320 | Jan 4, 2019 |
| UBS Group AG | — | Sale | 2,349 | $11.88 | $27,906 | 1,368,330 | Jan 3, 2019 |
| UBS Group AG | — | Sale | 71,972 | $11.87 | $854,308 | 1,396,124 | Jan 2, 2019 |
| MORGAN STANLEY | — | Sale | 557 | $23,000.00 | $12,811,000 | 584 | Sep 19, 2018 |
| PAGE SCOTT H | — | Purchase | 20,000 | $13.43 | $268,600 | 25,000 | Feb 6, 2018 |
| MORGAN STANLEY | — | Purchase | 1 | $25,000.00 | $25,000 | 1,141 | Oct 28, 2015 |
| MORGAN STANLEY | — | Purchase | 2 | $25,000.00 | $50,000 | 1,140 | Sep 11, 2015 |
| MORGAN STANLEY | — | Purchase | 4 | $25,000.00 | $100,000 | 1,138 | Sep 2, 2015 |
| MORGAN STANLEY | — | Purchase | 1 | $25,000.00 | $25,000 | 1,134 | Aug 12, 2015 |
| MORGAN STANLEY | — | Purchase | 1 | $25,000.00 | $25,000 | 1,133 | Jul 28, 2015 |
| MORGAN STANLEY | — | Purchase | 5 | $25,000.00 | $125,000 | 1,132 | Jul 16, 2015 |
| MORGAN STANLEY | — | Purchase | 1 | $20,500.00 | $20,500 | 1,127 | Jul 2, 2013 |
| UBS AG | — | Purchase | 4 | — | — | 5,148 | Jun 19, 2013 |
| UBS AG | — | Other | 2 | — | — | 5,144 | Dec 6, 2012 |
| MORGAN STANLEY | — | Award / Grant | 1 | $25,000.00 | $25,000 | 1,125 | May 2, 2011 |
| MORGAN STANLEY | — | Purchase | 1 | $25,000.00 | $25,000 | 1,125 | May 2, 2011 |
| SWAFFIELD PAYSON F | President | Other | 3,718 | — | — | 10,039 | Apr 30, 2011 |
| JOHNSTON CHRISTINE M | — | Sale | 901 | $16.21 | $14,610 | 99 | Nov 19, 2010 |
| VENEZIA MARK S | Vice president | Other | 1,700 | $15.95 | $27,115 | 3,000 | May 14, 2010 |
| SWAFFIELD PAYSON F | Vice President | Purchase | 6,321 | $15.85 | $100,188 | 6,321 | Oct 30, 2007 |
| PAGE SCOTT H | Vice President | Purchase | 5,000 | $14.44 | $72,200 | 5,000 | Aug 16, 2007 |
| JOHNSTON CHRISTINE M | — | Purchase | 1,000 | $14.15 | $14,150 | 1,000 | Aug 16, 2007 |
| HAWKES JAMES B | Vice President | Purchase | 700 | $15.16 | $10,612 | 1,300 | Aug 14, 2007 |