Nuveen Preferred & Income Opportunities Fund — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Jones Nathaniel T. | Vice President and Treasurer | Sale | 869 | $7.79 | $6,770 | 2,501 | May 5, 2025 |
| PERRY MICHAEL A | Vice President | Purchase | 7,900 | $7.19 | $56,801 | 7,900 | Mar 11, 2024 |
| EVANS JACK | — | Sale | 4,241 | $6.75 | $28,627 | — | Dec 19, 2023 |
| Jones Nathaniel T. | Vice President and Treasurer | Purchase | 2,500 | $6.23 | $15,575 | 3,370 | Nov 10, 2023 |
| Yeh Lili | — | Sale | 522 | $10.37 | $5,413 | — | Jun 21, 2017 |
| Jones Nathaniel T. | Vice President and Treasurer | Other | 870 | — | — | 870 | Jun 12, 2017 |
| Yeh Lili | — | Other | 522 | — | — | 522 | Jun 12, 2017 |
| Nuveen Fund Advisors, LLC | — | Sale | 7,000 | $9.86 | $69,020 | — | Apr 6, 2017 |
| EVANS JACK | — | Sale | 2,000 | $8.92 | $17,840 | — | Dec 27, 2013 |
| BREMNER ROBERT P | — | Sale | 3,500 | $8.51 | $29,785 | — | Dec 16, 2013 |
| ZIMMERMAN GIFFORD R | Chief Administrative Officer | Sale | 1,000 | $9.60 | $9,600 | — | Jul 26, 2012 |
| SUSSMAN BERNARD | — | Sale | 7,000 | $3.69 | $25,830 | — | Nov 19, 2008 |
| SCHNEIDER WILLIAM J | — | Sale | 300 | $11.47 | $3,441 | — | Jan 29, 2008 |
| LAMB DAVID J | Vice President | Purchase | 2,500 | $10.86 | $27,150 | 2,500 | Dec 13, 2007 |
| SUSSMAN BERNARD | — | Purchase | 7,000 | $11.39 | $79,730 | 11,000 | Dec 11, 2007 |
| ZIMMERMAN GIFFORD R | Chief Administrative Officer | Purchase | 1,000 | $11.04 | $11,040 | 1,000 | Nov 29, 2007 |
| O CONNELL ANDREA REVY | — | Sale | 1,500 | $13.77 | $20,655 | — | May 21, 2007 |
| ZIMMERMAN GIFFORD R | Chief Administrative Officer | Sale | 1,000 | $14.12 | $14,120 | — | Nov 29, 2006 |