CODEXIS, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Opaleye Management Inc. | — | Sale | 8,533 | $1.67 | $14,250 | 179,989 | Dec 1, 2025 |
| Opaleye Management Inc. | — | Sale | 105,000 | $1.75 | $183,750 | 10,200,000 | Nov 28, 2025 |
| WOLF DENNIS P | — | Sale | 8,952 | $1.56 | $13,965 | 138,951 | Nov 21, 2025 |
| MOORE ALISON | President and CEO | Award / Grant | 85,000 | — | — | 254,332 | Nov 13, 2025 |
| Opaleye Management Inc. | — | Sale | 165,000 | $1.96 | $323,400 | 10,453,318 | Nov 12, 2025 |
| De Vre Raymond | — | Sale | 1,413 | $1.74 | $2,459 | 87,416 | Nov 11, 2025 |
| DILLY STEPHEN GEORGE | — | Award / Grant | 50,000 | $1.85 | $92,500 | 727,053 | Nov 11, 2025 |
| Opaleye Management Inc. | — | Sale | 296,682 | $1.70 | $504,359 | 12,248,318 | Nov 11, 2025 |
| Opaleye Management Inc. | — | Sale | 13,211 | $1.80 | $23,780 | 223,461 | Nov 7, 2025 |
| MOORE ALISON | Chief Technical Officer | Sale | 6,239 | $2.51 | $15,660 | 169,332 | Oct 13, 2025 |
| Erbez Georgia | Chief Financial Officer | Sale | 6,239 | $2.51 | $15,660 | 70,636 | Oct 13, 2025 |
| Opaleye Management Inc. | — | Purchase | 780 | $2.84 | $2,215 | 12,545,000 | Jul 31, 2025 |
| Opaleye Management Inc. | — | Purchase | 1,578 | $2.80 | $4,418 | 12,460,000 | Jul 29, 2025 |
| Opaleye Management Inc. | — | Purchase | 100,000 | $2.82 | $282,000 | 12,450,000 | Jul 18, 2025 |
| Opaleye Management Inc. | — | Purchase | 100,000 | $2.39 | $239,000 | 12,350,000 | Jun 27, 2025 |
| Opaleye Management Inc. | — | Purchase | 50,898 | $2.24 | $114,012 | 12,250,000 | Jun 13, 2025 |
| WOLF DENNIS P | — | Award / Grant | 40,983 | — | — | 147,903 | Jun 10, 2025 |
| Smith David V | — | Award / Grant | 40,983 | — | — | 105,705 | Jun 10, 2025 |
| Singhvi Rahul | — | Award / Grant | 40,983 | — | — | 137,052 | Jun 10, 2025 |
| Richards Christos | — | Award / Grant | 40,983 | — | — | 85,133 | Jun 10, 2025 |
| PARKER H STEWART | — | Award / Grant | 40,983 | — | — | 143,583 | Jun 10, 2025 |
| Martinborough Esther | — | Award / Grant | 40,983 | — | — | 129,036 | Jun 10, 2025 |
| De Vre Raymond | — | Award / Grant | 40,983 | — | — | 88,829 | Jun 10, 2025 |
| Collins Cynthia | — | Award / Grant | 40,983 | — | — | 112,157 | Jun 10, 2025 |
| Opaleye Management Inc. | — | Purchase | 2,320,000 | $2.36 | $5,475,200 | 11,995,000 | May 28, 2025 |
| Opaleye Management Inc. | — | Purchase | 25,000 | $2.31 | $57,750 | 9,655,000 | May 1, 2025 |
| Opaleye Management Inc. | — | Purchase | 25,000 | $2.24 | $56,000 | 9,630,000 | Apr 25, 2025 |
| Opaleye Management Inc. | — | Purchase | 45,000 | $2.09 | $94,050 | 9,605,000 | Apr 15, 2025 |
| Opaleye Management Inc. | — | Purchase | 100,000 | $1.98 | $198,000 | 9,465,000 | Apr 8, 2025 |
| Opaleye Management Inc. | — | Purchase | 5,000 | $2.46 | $12,300 | 9,290,000 | Apr 1, 2025 |
| Collins Cynthia | — | Award / Grant | 71,174 | — | — | 71,174 | Mar 28, 2025 |
| Opaleye Management Inc. | — | Purchase | 7 | $2.54 | $18 | 9,157,077 | Mar 21, 2025 |
| Opaleye Management Inc. | — | Purchase | 85,000 | $2.54 | $215,900 | 9,150,000 | Mar 13, 2025 |
| Opaleye Management Inc. | — | Purchase | 100,000 | $2.61 | $261,000 | 9,065,000 | Mar 6, 2025 |
| Opaleye Management Inc. | — | Purchase | 55,000 | $2.64 | $145,200 | 8,955,000 | Mar 5, 2025 |
| Opaleye Management Inc. | — | Purchase | 47,351 | $2.81 | $133,056 | 8,900,000 | Feb 28, 2025 |
| Opaleye Management Inc. | — | Purchase | 12,500 | $4.11 | $51,375 | 8,690,000 | Feb 10, 2025 |
| Norrett Kevin | Chief Operating Officer | Award / Grant | 26,875 | — | — | 177,327 | Feb 5, 2025 |
| MOORE ALISON | Chief Technical Officer | Award / Grant | 26,875 | — | — | 175,571 | Feb 5, 2025 |
| Erbez Georgia | Chief Financial Officer | Award / Grant | 26,875 | — | — | 76,875 | Feb 5, 2025 |
| DILLY STEPHEN GEORGE | See Remarks | Award / Grant | 88,750 | — | — | 673,053 | Feb 5, 2025 |
| Opaleye Management Inc. | — | Purchase | 20,000 | $4.49 | $89,800 | 8,610,000 | Jan 31, 2025 |
| Richards Christos | — | Award / Grant | 44,150 | — | — | 44,150 | Jan 14, 2025 |
| Opaleye Management Inc. | — | Purchase | 10,000 | $4.66 | $46,600 | 8,590,000 | Dec 30, 2024 |
| De Vre Raymond | — | Award / Grant | 47,846 | — | — | 47,846 | Nov 7, 2024 |
| Opaleye Management Inc. | — | Purchase | 25,000 | $2.91 | $72,750 | 8,545,000 | Oct 25, 2024 |
| MOORE ALISON | Chief Technical Officer | Award / Grant | 50,000 | — | — | 148,696 | Oct 10, 2024 |
| Erbez Georgia | Chief Financial Officer | Award / Grant | 50,000 | — | — | 50,000 | Oct 10, 2024 |
| Opaleye Management Inc. | — | Purchase | 5,000 | $2.86 | $14,300 | 8,520,000 | Sep 24, 2024 |
| Opaleye Management Inc. | — | Purchase | 45,000 | $3.01 | $135,450 | 250,000 | Sep 20, 2024 |