CytoDyn Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Mulholland Michael D. | Chief Financial Officer | Option Exercise | 32,000 | $0.39 | $12,480 | 316,081 | Dec 21, 2020 |
| Mulholland Michael D. | Chief Financial Officer | Option Exercise | 88,199 | $0.87 | $76,733 | 873,878 | Dec 17, 2020 |
| Naydenov Jordan G | — | Purchase | 193,500 | $2.57 | $497,295 | 6,451,323 | Nov 2, 2020 |
| Colachis Arian | GC and Corporate Secretary | Purchase | 10,000 | $2.50 | $25,000 | 80,000 | Oct 23, 2020 |
| Naydenov Jordan G | — | Purchase | 120,000 | $2.49 | $298,800 | 6,257,823 | Oct 23, 2020 |
| Rahman Mahboob U | Chief Scientific Officer | Award / Grant | 200,000 | — | — | 200,000 | Oct 16, 2020 |
| Colachis Arian | GC and Corporate Secretary | Award / Grant | 70,000 | — | — | 70,000 | Sep 30, 2020 |
| Ray Nitya G. | Chief Technology Officer | Award / Grant | 200,000 | — | — | 200,000 | Sep 30, 2020 |
| Mulholland Michael D. | Chief Financial Officer | Award / Grant | 100,000 | — | — | 284,081 | Sep 30, 2020 |
| Kelly Scott A. | Chairman & CMO | Award / Grant | 250,000 | — | — | 1,741,052 | Sep 30, 2020 |
| Pourhassan Nader | President & CEO | Award / Grant | 500,000 | — | — | 1,574,930 | Sep 30, 2020 |
| Kelly Scott A. | Chairman & CMO | Gift | 74,800 | — | — | 97,980 | Aug 28, 2020 |
| Pourhassan Nader | President & CEO | Award / Grant | 323,157 | — | — | 1,231,500 | Jul 31, 2020 |
| Kelly Scott A. | Chairman & CMO | Option Exercise | 66,666 | $0.52 | $34,666 | 1,913,968 | May 4, 2020 |
| Pourhassan Nader | President & CEO | Option Exercise | 1,000,000 | $0.57 | $570,000 | 3,510,767 | May 4, 2020 |
| Kelly Scott A. | Chief Medical Officer | Option Exercise | 8,334 | $0.52 | $4,334 | 1,566,052 | May 1, 2020 |
| Welch David F | — | Option Exercise | 1,819,672 | $0.18 | $327,541 | 7,072,348 | Apr 1, 2020 |
| Pourhassan Nader | President & CEO | Award / Grant | 225,983 | — | — | 387,472 | Dec 24, 2019 |
| Mulholland Michael D. | SVP-Finance | Award / Grant | 153,897 | — | — | 241,023 | Dec 24, 2019 |
| Welch David F | — | Award / Grant | 1,639,344 | — | — | 5,252,676 | Dec 23, 2019 |
| Naydenov Jordan G | — | Award / Grant | 833,333 | — | — | 6,137,823 | Dec 13, 2019 |
| Kelly Scott A. | Chairman & CMO | Gift | 75,000 | — | — | 1,491,052 | Aug 9, 2019 |
| Welch David F | — | Award / Grant | 500,000 | — | — | 4,502,202 | Jul 31, 2019 |
| DOCKERY CARL | — | Option Exercise | 75,000 | $0.40 | $30,000 | 7,422,326 | Jun 12, 2019 |
| Kelly Scott A. | — | Award / Grant | 25,000 | — | — | 1,318,170 | Jun 12, 2019 |
| Klump Michael A | — | Award / Grant | 62,500 | — | — | 187,500 | May 8, 2019 |
| Welch David F | — | Option Exercise | 384,615 | $0.40 | $153,846 | 2,559,895 | May 8, 2019 |
| Pestell Richard MD | Chief Medical Officer | Award / Grant | 12,782,440 | $0.57 | $7,285,991 | 21,124,440 | Nov 16, 2018 |
| Pourhassan Nader | President and CEO | Award / Grant | 15,750 | — | — | 15,750 | Nov 16, 2018 |
| Naydenov Jordan G | — | Award / Grant | 5,304,490 | — | — | 5,304,490 | Nov 16, 2018 |
| Kelly Scott A. | — | Award / Grant | 1,243,170 | — | — | 1,243,170 | Nov 16, 2018 |
| Mulholland Michael D. | CFO, Treasurer and Secretary | Award / Grant | 87,126 | — | — | 87,126 | Nov 16, 2018 |
| Gould Gregory A | — | Award / Grant | 19,176 | — | — | 19,176 | Nov 16, 2018 |
| Klump Michael A | — | Award / Grant | 7,034,520 | — | — | 7,034,520 | Nov 16, 2018 |
| DOCKERY CARL | — | Award / Grant | 7,578,095 | — | — | 7,578,095 | Nov 16, 2018 |
| Caracciolo Anthony | — | Award / Grant | 62,136 | — | — | 62,136 | Nov 16, 2018 |
| Kelly Scott A. | — | Disposition | 22,980 | — | — | — | Nov 16, 2018 |
| Gould Gregory A | — | Disposition | 19,176 | — | — | — | Nov 16, 2018 |
| Klump Michael A | — | Disposition | 7,034,520 | — | — | — | Nov 16, 2018 |
| Mulholland Michael D. | CFO, Treasurer and Secretary | Disposition | 87,126 | — | — | — | Nov 16, 2018 |
| DOCKERY CARL | — | Disposition | 7,578,095 | — | — | — | Nov 16, 2018 |
| Caracciolo Anthony | — | Disposition | 2,093,972 | — | — | — | Nov 16, 2018 |
| Pourhassan Nader | President and CEO | Disposition | 15,750 | — | — | — | Nov 16, 2018 |
| Naydenov Jordan G | — | Disposition | 5,304,490 | — | — | — | Nov 16, 2018 |
| Pourhassan Nader | President and CEO | Award / Grant | 221,711 | — | — | 281,767 | Mar 15, 2018 |
| Mulholland Michael D. | CFO, Treasurer and Secretary | Tax Withholding | 38,733 | $0.69 | $26,726 | 87,126 | Mar 15, 2018 |
| DOCKERY CARL | — | Award / Grant | 103,586 | — | — | 7,578,095 | Jan 31, 2018 |
| Naydenov Jordan G | — | Award / Grant | 207,248 | — | — | 5,304,490 | Jan 31, 2018 |
| Caracciolo Anthony | Executive Chairman | Award / Grant | 2,093,972 | — | — | 2,093,972 | Jan 31, 2018 |
| Caracciolo Anthony | Executive Chairman | Award / Grant | 200,000 | — | — | 200,000 | Nov 8, 2017 |