Cytosorbents Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Sobel Alan D. | — | Award / Grant | 6,000 | — | — | 66,000 | Feb 24, 2017 |
| BATOR MICHAEL G. | — | Award / Grant | 6,000 | — | — | 69,000 | Feb 24, 2017 |
| Kraus Al | — | Award / Grant | 6,000 | — | — | 121,746 | Feb 24, 2017 |
| Chan Phillip P. | President and CEO | Purchase | 4,600 | $5.40 | $24,840 | 448,103 | Dec 9, 2016 |
| BLOCH KATHLEEN P. | Chief Financial Officer | Purchase | 1,000 | $4.83 | $4,830 | 8,000 | Dec 6, 2016 |
| Chan Phillip P. | President and CEO | Purchase | 5,000 | $4.89 | $24,450 | 121,648 | Aug 24, 2016 |
| Sobel Alan D. | — | Award / Grant | 5,000 | — | — | 5,000 | Jun 7, 2016 |
| Capponi Vincent | Chief Operating Officer | Award / Grant | 23,000 | — | — | 39,724 | Jun 7, 2016 |
| BATOR MICHAEL G. | — | Purchase | 3,000 | $4.88 | $14,640 | 3,000 | Jun 7, 2016 |
| Jones Edward Raymond | — | Award / Grant | 5,000 | — | — | 5,000 | Jun 7, 2016 |
| BLOCH KATHLEEN P. | Chief Financial Officer | Award / Grant | 47,000 | — | — | 70,125 | Jun 7, 2016 |
| Kraus Al | — | Award / Grant | 5,000 | — | — | 60,746 | Jun 7, 2016 |
| Chan Phillip P. | President and CEO | Award / Grant | 57,000 | — | — | 190,982 | Jun 7, 2016 |
| BATOR MICHAEL G. | — | Award / Grant | 1,000 | $4.49 | $4,490 | 1,000 | Jun 3, 2016 |
| BLOCH KATHLEEN P. | Chief Financial Officer | Purchase | 2,125 | $7.05 | $14,981 | 2,125 | Dec 9, 2015 |
| Capponi Vincent | Chief Operating Officer | Sale | 4,000 | $7.50 | $30,000 | 16,724 | Oct 29, 2015 |
| Chan Phillip P. | President and CEO | X | 800 | $3.13 | $2,504 | 73,442 | Oct 19, 2015 |
| Kraus Al | — | Option Exercise | 6,774 | $0.88 | $5,961 | 62,520 | Oct 15, 2015 |
| Kraus Al | — | Sale | 10,000 | $6.39 | $63,900 | 55,746 | Oct 8, 2015 |
| Kraus Al | — | Sale | 10,000 | $6.26 | $62,600 | 55,746 | Oct 1, 2015 |
| Kraus Al | — | Option Exercise | 10,000 | $0.88 | $8,800 | 65,746 | Sep 24, 2015 |
| Kraus Al | — | Option Exercise | 10,000 | $0.88 | $8,800 | 65,746 | Sep 17, 2015 |
| Kraus Al | — | Option Exercise | 10,000 | $0.88 | $8,800 | 65,746 | Sep 10, 2015 |
| Chan Phillip P. | President and CEO | Other | 19,757 | — | — | 107,982 | Sep 9, 2015 |
| Kraus Al | — | Sale | 10,000 | $7.26 | $72,600 | 55,746 | Sep 3, 2015 |
| Kraus Al | — | Option Exercise | 10,000 | $0.88 | $8,800 | 65,746 | Aug 27, 2015 |
| Kraus Al | — | Sale | 10,000 | $7.26 | $72,600 | 55,746 | Aug 20, 2015 |
| Kraus Al | — | Sale | 10,000 | $6.26 | $62,600 | 55,746 | Aug 13, 2015 |
| Kraus Al | — | Sale | 10,000 | $6.48 | $64,800 | 55,746 | Aug 6, 2015 |
| Kraus Al | — | Sale | 10,000 | $6.34 | $63,400 | 55,746 | Jul 30, 2015 |
| Kraus Al | — | Sale | 10,000 | $6.28 | $62,800 | 55,746 | Jul 23, 2015 |
| Kraus Al | — | Sale | 10,000 | $6.33 | $63,300 | 55,746 | Jul 16, 2015 |
| Kraus Al | — | Option Exercise | 10,000 | $0.88 | $8,800 | 65,746 | Jul 9, 2015 |
| Kraus Al | — | Sale | 10,000 | $6.29 | $62,900 | 55,746 | Jul 2, 2015 |
| Kraus Al | — | Sale | 3,205 | $7.00 | $22,435 | 55,746 | Jun 24, 2015 |
| Kraus Al | — | Option Exercise | 10,000 | $0.88 | $8,800 | 65,746 | Jun 18, 2015 |
| Kraus Al | — | Option Exercise | 10,000 | $0.88 | $8,800 | 65,746 | Jun 11, 2015 |
| Kraus Al | — | Option Exercise | 10,000 | $0.88 | $8,800 | 65,746 | Jun 4, 2015 |
| Kraus Al | — | Option Exercise | 10,000 | $0.88 | $8,800 | 65,746 | May 28, 2015 |
| Kraus Al | — | Option Exercise | 10,000 | $0.88 | $8,800 | 65,746 | May 21, 2015 |
| Kraus Al | — | Sale | 10,000 | $6.00 | $60,000 | 55,746 | May 14, 2015 |
| Capponi Vincent | Chief Operating Officer | Sale | 4,000 | $7.50 | $30,000 | 16,724 | Apr 24, 2015 |
| Sobel Alan D. | — | Award / Grant | 55,000 | — | — | 55,000 | Apr 8, 2015 |
| Jones Edward Raymond | — | Award / Grant | 55,000 | — | — | 55,000 | Apr 8, 2015 |
| Kraus Al | — | Award / Grant | 55,000 | — | — | 55,000 | Apr 8, 2015 |
| Chan Phillip P. | President and CEO | Award / Grant | 130,000 | — | — | 130,000 | Apr 8, 2015 |
| Capponi Vincent | Chief Operating Officer | Award / Grant | 125,000 | — | — | 125,000 | Apr 8, 2015 |
| BARTLETT ROBERT HAWES | Chief Medical Officer | Award / Grant | 30,000 | — | — | 30,000 | Apr 8, 2015 |
| Gunton James T. | — | Award / Grant | 55,000 | — | — | 55,000 | Apr 8, 2015 |
| BLOCH KATHLEEN P. | Chief Financial Officer | Award / Grant | 110,000 | — | — | 110,000 | Apr 8, 2015 |