Cytosorbents Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Capponi Vincent | See Remarks | Purchase | 3,000 | $2.00 | $6,000 | 441,545 | Jun 16, 2022 |
| Chan Phillip P. | Chief Executive Officer | Purchase | 2,221 | $1.85 | $4,109 | 768,351 | Jun 16, 2022 |
| Chan Phillip P. | Chief Executive Officer | Purchase | 16,000 | $2.17 | $34,720 | 766,130 | Jun 9, 2022 |
| BLOCH KATHLEEN P. | Chief Financial Officer | Purchase | 8,700 | $1.90 | $16,530 | 33,700 | Jun 6, 2022 |
| Capponi Vincent | President and COO | Purchase | 299 | $2.03 | $607 | 435,418 | May 23, 2022 |
| BATOR MICHAEL G. | — | Purchase | 2,000 | $2.20 | $4,400 | 83,800 | May 18, 2022 |
| Jones Edward Raymond | — | Purchase | 1,676 | $2.24 | $3,754 | 81,315 | May 16, 2022 |
| Sobel Alan D. | — | Purchase | 1,200 | $2.00 | $2,400 | 70,500 | May 11, 2022 |
| Kraus Al | — | Purchase | 5,000 | $1.96 | $9,800 | 130,046 | May 6, 2022 |
| Kim Jiny | — | Award / Grant | 69,300 | — | — | 69,300 | Apr 5, 2022 |
| Sobel Alan D. | — | Gift | 2,000 | — | — | 2,000 | Feb 14, 2022 |
| Chan Phillip P. | Chief Executive Officer | Purchase | 5,462 | $4.05 | $22,121 | 768,443 | Dec 29, 2021 |
| Chan Phillip P. | Chief Executive Officer | Purchase | 5,000 | $5.25 | $26,250 | 753,443 | Dec 10, 2021 |
| Jones Edward Raymond | — | Tax Withholding | 3,161 | $5.22 | $16,500 | 79,639 | Dec 9, 2021 |
| BLOCH KATHLEEN P. | Chief Financial Officer | Purchase | 4,000 | $4.98 | $19,920 | 25,000 | Nov 23, 2021 |
| Kraus Al | — | Sale | 4,000 | $9.40 | $37,600 | 125,046 | Aug 31, 2021 |
| Deliargyris Efthymios | Chief Medical Officer | Award / Grant | 40,000 | $8.99 | $359,600 | 183,000 | Apr 12, 2021 |
| Chan Phillip P. | Chief Executive Officer | Award / Grant | 72,000 | $8.99 | $647,280 | 769,339 | Apr 12, 2021 |
| Capponi Vincent | President | Award / Grant | 62,215 | $8.99 | $559,313 | 467,756 | Apr 12, 2021 |
| BLOCH KATHLEEN P. | Chief Financial Officer | Award / Grant | 49,450 | $8.99 | $444,556 | 375,372 | Apr 12, 2021 |
| BLOCH KATHLEEN P. | Chief Financial Officer | Option Exercise | 7,857 | $5.60 | $43,999 | 333,013 | Dec 31, 2020 |
| Kraus Al | — | Option Exercise | 8,000 | $3.45 | $27,600 | 133,046 | Nov 10, 2020 |
| Jones Edward Raymond | — | Option Exercise | 4,000 | $3.35 | $13,400 | 78,800 | Aug 18, 2020 |
| BLOCH KATHLEEN P. | Chief Financial Officer | Option Exercise | 10,000 | $5.60 | $56,000 | 325,156 | Jul 31, 2020 |
| Capponi Vincent | President and COO | Option Exercise | 10,123 | $9.26 | $93,739 | 427,772 | May 5, 2020 |
| Chan Phillip P. | Chief Executive Officer | Option Exercise | 14,100 | $9.39 | $132,399 | 714,682 | May 5, 2020 |
| Capponi Vincent | Chief Operating Officer | Sale | 10,000 | $10.00 | $100,000 | 417,649 | Apr 27, 2020 |
| Deliargyris Efthymios | Chief Medical Officer | Award / Grant | 140,000 | — | — | 140,000 | Apr 12, 2020 |
| Capponi Vincent | Chief Operating Officer | Option Exercise | 4,677 | $3.45 | $16,136 | 422,326 | Mar 10, 2020 |
| Capponi Vincent | Chief Operating Officer | Award / Grant | 54,100 | — | — | 420,849 | Feb 28, 2020 |
| BLOCH KATHLEEN P. | Chief Financial Officer | Award / Grant | 43,000 | — | — | 328,828 | Feb 28, 2020 |
| Chan Phillip P. | President and CEO | Award / Grant | 60,000 | — | — | 711,178 | Feb 28, 2020 |
| BLOCH KATHLEEN P. | Chief Financial Officer | Purchase | 3,000 | $3.68 | $11,040 | 291,895 | Dec 10, 2019 |
| Chan Phillip P. | President and CEO | Purchase | 16,500 | $3.60 | $59,400 | 657,688 | Dec 6, 2019 |
| BLOCH KATHLEEN P. | Chief Financial Officer | Purchase | 1,000 | $4.27 | $4,270 | 21,000 | Nov 26, 2019 |
| BLOCH KATHLEEN P. | Chief Financial Officer | Purchase | 6,500 | $4.83 | $31,395 | 20,000 | Aug 16, 2019 |
| Capponi Vincent | Chief Operating Officer | Option Exercise | 4,600 | $4.33 | $19,918 | 372,501 | Aug 16, 2019 |
| Chan Phillip P. | President and CEO | Option Exercise | 75,000 | $3.45 | $258,750 | 641,188 | Aug 15, 2019 |
| Mortensen Eric R. | Chief Medical Officer | Option Exercise | 5,000 | $4.50 | $22,500 | 148,932 | Aug 14, 2019 |
| BLOCH KATHLEEN P. | Chief Financial Officer | Purchase | 1,500 | $5.52 | $8,280 | 13,500 | Aug 9, 2019 |
| Capponi Vincent | Chief Operating Officer | Award / Grant | 54,100 | — | — | 376,322 | Jul 22, 2019 |
| Chan Phillip P. | President and CEO | Award / Grant | 60,000 | — | — | 575,582 | Jul 22, 2019 |
| Mortensen Eric R. | Chief Medical Officer | Award / Grant | 12,200 | — | — | 145,612 | Jul 22, 2019 |
| BLOCH KATHLEEN P. | Chief Financial Officer | Award / Grant | 43,000 | — | — | 295,725 | Jul 22, 2019 |
| BLOCH KATHLEEN P. | Chief Financial Officer | Option Exercise | 10,000 | $5.60 | $56,000 | 252,725 | Jun 7, 2019 |
| Chan Phillip P. | President and CEO | Option Exercise | 20,000 | $4.33 | $86,600 | 515,582 | Jun 7, 2019 |
| BLOCH KATHLEEN P. | Chief Financial Officer | Purchase | 3,000 | $6.49 | $19,470 | 3,000 | May 10, 2019 |
| Chan Phillip P. | President and CEO | Award / Grant | 5,500 | — | — | 496,383 | Mar 4, 2019 |
| Capponi Vincent | Chief Operating Officer | Award / Grant | 4,620 | — | — | 325,435 | Mar 4, 2019 |
| Chan Phillip P. | President and CEO | Award / Grant | 5,500 | — | — | 431,149 | Mar 4, 2019 |