Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| WULF ROBERT F | — | Purchase | 2,379 | $20.30 | $48,294 | 7,463 | Mar 17, 2016 |
| ETTINGER ROBERT M | — | Other | — | — | — | 64,148 | Nov 30, 2015 |
| CRUMRINE DONALD F | — | Other | — | — | — | 14,572 | Nov 30, 2015 |
| STONE BRADFORD S | CFO, Vice President, Treasurer | Other | — | — | — | 2,070 | Nov 30, 2015 |
| Conwell Chad | CCO, Vice President, Secretary | Other | — | — | — | 1,500 | Nov 30, 2015 |
| CHADWICK ROBERT E | CEO and President | Other | — | — | — | 12,737 | Nov 30, 2015 |
| Conwell Chad | CCO, VP and Secretary | Purchase | 1,000 | $18.37 | $18,370 | 1,500 | Jun 29, 2015 |
| ETTINGER ROBERT M | — | Purchase | 15,000 | $18.35 | $275,250 | 61,665 | Jun 29, 2015 |
| Hogan Karen Hanovice | — | Purchase | 500 | $18.13 | $9,065 | 500 | Aug 6, 2013 |
| Conwell Chad | CCO, VP and Secretary | Purchase | 500 | $18.44 | $9,220 | 500 | Jun 3, 2013 |
| ETTINGER ROBERT M | President | Gift | 7,000 | $19.03 | $133,210 | 4,346 | Dec 28, 2012 |
| WULF ROBERT F | — | Purchase | 4,084 | $18.34 | $74,901 | 5,084 | Mar 5, 2012 |
| ETTINGER ROBERT M | President | Purchase | 10,000 | $14.20 | $142,000 | 35,363 | May 25, 2010 |
| Hogan Karen Hanovice | — | Purchase | 375 | $14.00 | $5,250 | 375 | Jan 4, 2010 |
| GALE DAVID | — | Purchase | 2,000 | $7.25 | $14,500 | 4,000 | Dec 30, 2008 |
| CHADWICK ROBERT E | Vice President, CFO | Purchase | 7,000 | $7.20 | $50,400 | 8,971 | Dec 29, 2008 |
| ETTINGER ROBERT M | President | Purchase | 4,900 | $18.97 | $92,953 | 19,000 | Aug 1, 2007 |
| STONE BRADFORD S | Vice President | Other | 4,346 | $21.57 | $93,743 | 4,346 | Dec 26, 2006 |
| CHADWICK ROBERT E | Vice President, CFO | Other | 4,346 | $21.57 | $93,743 | 4,346 | Dec 26, 2006 |
| CRUMRINE DONALD F | Chief Executive Officer | Purchase | 1,500 | $19.60 | $29,400 | 7,000 | May 2, 2006 |
| GALE DAVID | — | Purchase | 500 | $21.05 | $10,525 | 2,000 | Jan 24, 2006 |