ABVC BIOPHARMA, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Stolz Kevin Patrick | VP & Controller | Award / Grant | 6,250 | — | — | 6,250 | Jan 27, 2012 |
| Nirta Joseph | — | Purchase | 10,000 | $0.15 | $1,500 | 10,000 | Mar 22, 2010 |
| Smith J.B. | — | Purchase | 714,286 | $50,000.00 | $35,714,300,000 | 16,585,538 | Nov 13, 2009 |
| Crockett Robert G | Chief Executive Officer | Award / Grant | 670,000 | $0.51 | $341,700 | 1,000,000 | Sep 21, 2009 |
| IANNOTTI DANIEL V | VP, General Counsel & Secretar | Award / Grant | 70,000 | $0.51 | $35,700 | 400,000 | Sep 21, 2009 |
| Krotine Frank Thomas | President & COO | Award / Grant | 169,000 | $0.51 | $86,190 | 510,217 | Sep 21, 2009 |
| Smith J.B. | — | Purchase | 192,308 | $50,000.00 | $9,615,400,000 | 17,349,752 | Aug 31, 2009 |
| Smith J.B. | — | Purchase | 192,308 | $50,000.00 | $9,615,400,000 | 18,430,752 | Aug 31, 2009 |
| Smith J.B. | — | Gift | 300,000 | — | — | 17,575,000 | Aug 19, 2009 |
| Smith J.B. | — | Purchase | 20 | $20,000.00 | $400,000 | 336 | Jun 10, 2009 |
| Smith J.B. | — | Purchase | 55 | $55,000.00 | $3,025,000 | 2,436 | Jun 2, 2009 |
| Smith J.B. | — | Purchase | 34 | $34,000.00 | $1,156,000 | 2,381 | Apr 29, 2009 |
| Smith J.B. | — | Purchase | 21 | $21,000.00 | $441,000 | 2,347 | Apr 14, 2009 |
| Smith J.B. | — | Purchase | 80 | $80,000.00 | $6,400,000 | 2,326 | Mar 26, 2009 |
| Ramsey Sally Judith | — | Purchase | 80 | $80,000.00 | $6,400,000 | 2,326 | Mar 26, 2009 |
| Smith J.B. | — | Purchase | 23 | $23,000.00 | $529,000 | 2,246 | Mar 10, 2009 |
| Smith J.B. | — | Purchase | 40 | $40,000.00 | $1,600,000 | 2,223 | Feb 26, 2009 |
| Smith J.B. | — | Purchase | 30 | $30,000.00 | $900,000 | 2,158 | Feb 11, 2009 |
| Smith J.B. | — | Other | 24 | — | — | 2,128 | Feb 10, 2009 |
| Smith J.B. | — | Purchase | 4,000,000 | — | — | 5,500,000 | Jan 23, 2009 |
| Stromback Richard Dean | — | Sale | 4,000,000 | $1.00 | $4,000,000 | 10,637,500 | Jan 23, 2009 |
| Smith J.B. | — | Purchase | 4,000,000 | $1.00 | $4,000,000 | 5,500,000 | Jan 23, 2009 |
| Stromback Richard Dean | — | Sale | 4,000,000 | $1.00 | $4,000,000 | 10,637,500 | Jan 23, 2009 |
| Smith J.B. | — | Purchase | 750 | $1,000.00 | $750,000 | 2,010 | Sep 26, 2008 |
| Stromback Richard Dean | CEO | Sale | 1,500,000 | — | — | 14,637,500 | Aug 18, 2008 |
| Ramsey Sally Judith | VP New Product Development | Purchase | 3,000,000 | — | — | 3,000,000 | Jul 30, 2007 |