WESTWOOD HOLDINGS GROUP INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Forbes Murray III | Chief Financial Officer | Award / Grant | 11,062 | — | — | 38,938 | Feb 23, 2023 |
| CASEY BRIAN O | CEO | Award / Grant | 50,649 | — | — | 436,978 | Feb 23, 2023 |
| Helfert Adrian | CIO, Multi-Asset Inv. | Tax Withholding | 8,347 | $12.34 | $103,002 | 85,929 | Feb 23, 2023 |
| Montgomery John Porter | Chief Operating Officer | Award / Grant | 12,156 | — | — | 77,483 | Feb 23, 2023 |
| Bennett Leah | President-Westwood Wealth Mgmt | Sale | 240 | $10.60 | $2,544 | 27,108 | Feb 23, 2023 |
| Lockridge Matthew | Head, U.S. Value Inv. | Award / Grant | 34,047 | — | — | 82,404 | Feb 23, 2023 |
| JCP Investment Partnership, LP | — | Sale | 11,518 | $15.69 | $180,717 | 401,407 | Jun 9, 2022 |
| Bennett Leah | President-Westwood Wealth Mgmt | Sale | 3,000 | $14.95 | $44,850 | 27,348 | Jun 1, 2022 |
| Bowman Randy A | — | Award / Grant | 5,898 | — | — | 10,598 | Apr 27, 2022 |
| MASTERSON ELLEN H | — | Award / Grant | 5,898 | — | — | 25,680 | Apr 27, 2022 |
| FRANK RICHARD M | — | Award / Grant | 5,898 | — | — | 66,764 | Apr 27, 2022 |
| BYRNE SUSAN M | — | Award / Grant | 5,898 | — | — | 267,527 | Apr 27, 2022 |
| Norman Geoffrey | — | Award / Grant | 5,898 | — | — | 28,930 | Apr 27, 2022 |
| Forbes Murray III | Chief Financial Officer | Tax Withholding | 1,328 | $16.75 | $22,244 | 19,868 | Feb 24, 2022 |
| CASEY BRIAN O | President & CEO | Award / Grant | 18,657 | — | — | 387,874 | Feb 24, 2022 |
| Paddon Steve | Head of Distribution | Award / Grant | 26,294 | — | — | 49,418 | Feb 23, 2022 |
| Gerron Julie Kramer | General Counsel & CCO | Award / Grant | 12,314 | — | — | 58,745 | Feb 23, 2022 |
| Gomez Fabian | Chief Operating Officer | Award / Grant | 15,392 | — | — | 42,401 | Feb 23, 2022 |
| FRANK RICHARD M | — | Purchase | 578 | $16.65 | $9,624 | 60,866 | Nov 29, 2021 |
| CASEY BRIAN O | President & CEO | Purchase | 3,000 | $16.75 | $50,250 | 369,217 | Nov 22, 2021 |
| FRANK RICHARD M | — | Purchase | 4,498 | $17.50 | $78,715 | 58,366 | Nov 22, 2021 |
| FRANK RICHARD M | — | Award / Grant | 502 | $17.50 | $8,785 | 53,868 | Nov 19, 2021 |
| FRANK RICHARD M | — | Purchase | 502 | $17.50 | $8,785 | 53,868 | Nov 18, 2021 |
| FRANK RICHARD M | — | Purchase | 5,000 | $17.75 | $88,750 | 53,366 | Nov 3, 2021 |
| CASEY BRIAN O | President & CEO | Purchase | 2,500 | $17.25 | $43,125 | 365,695 | Nov 2, 2021 |
| WOOLDRIDGE RAYMOND E | — | Purchase | 10,000 | $17.49 | $174,900 | 77,597 | Nov 1, 2021 |
| CASEY BRIAN O | President & CEO | Other | 700 | — | — | — | Aug 29, 2021 |
| Gomez Fabian | Chief Operating Officer | Sale | 885 | $21.59 | $19,107 | 29,242 | Jun 25, 2021 |
| Bowman Randy A | — | Award / Grant | 4,700 | — | — | 4,700 | Jun 1, 2021 |
| Gomez Fabian | Chief Operating Officer | Sale | 700 | $19.52 | $13,664 | 30,127 | May 4, 2021 |
| JCP Investment Partners, LP | — | Purchase | 505 | $17.89 | $9,034 | 17,277 | Apr 29, 2021 |
| FRANK RICHARD M | — | Award / Grant | 5,609 | — | — | 48,366 | Apr 28, 2021 |
| WOOLDRIDGE RAYMOND E | — | Award / Grant | 5,609 | — | — | 67,597 | Apr 28, 2021 |
| Norman Geoffrey | — | Award / Grant | 5,609 | — | — | 23,032 | Apr 28, 2021 |
| MASTERSON ELLEN H | — | Award / Grant | 5,609 | — | — | 19,782 | Apr 28, 2021 |
| BYRNE SUSAN M | — | Award / Grant | 5,609 | — | — | 261,629 | Apr 28, 2021 |
| Gomez Fabian | Chief Operating Officer | Sale | 1,412 | $17.26 | $24,371 | 33,444 | Apr 9, 2021 |
| CASEY BRIAN O | President & CEO | Sale | 2,975 | $17.71 | $52,687 | 363,195 | Mar 9, 2021 |
| Forbes Murray III | Chief Financial Officer | Tax Withholding | 871 | $17.41 | $15,164 | 21,196 | Feb 23, 2021 |
| Paddon Steve | Head of Institutional Sales | Tax Withholding | 1,674 | $17.14 | $28,692 | 26,076 | Feb 23, 2021 |
| Gomez Fabian | Chief Operating Officer | Tax Withholding | 1,687 | $17.14 | $28,915 | 34,856 | Feb 23, 2021 |
| Gerron Julie Kramer | General Counsel & CCO | Award / Grant | 10,794 | — | — | 48,201 | Feb 23, 2021 |
| FRANK RICHARD M | — | Purchase | 5,584 | $11.20 | $62,541 | 42,757 | Nov 16, 2020 |
| WOOLDRIDGE RAYMOND E | — | Purchase | 5,000 | $12.29 | $61,450 | 5,000 | Aug 10, 2020 |
| CASEY BRIAN O | President & CEO | Purchase | 10,000 | $11.36 | $113,600 | 366,170 | Aug 7, 2020 |
| Gomez Fabian | Chief Operating Officer | Sale | 5,220 | $21.00 | $109,620 | 23,415 | May 8, 2020 |
| WOOLDRIDGE RAYMOND E | — | Award / Grant | 3,727 | — | — | 56,988 | Apr 29, 2020 |
| Norman Geoffrey | — | Award / Grant | 3,727 | — | — | 17,423 | Apr 29, 2020 |
| MASTERSON ELLEN H | — | Award / Grant | 3,727 | — | — | 14,173 | Apr 29, 2020 |
| FRANK RICHARD M | — | Award / Grant | 3,727 | — | — | 37,173 | Apr 29, 2020 |