PRUDENTIAL FINANCIAL INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Silitch Nicholas C | Senior Vice President | Option Exercise | 5,334 | $64.01 | $341,429 | 21,274 | Aug 9, 2017 |
| Pelletier Stephen | Executive Vice President | Option Exercise | 4,455 | $81.17 | $361,612 | 10,924 | Aug 7, 2017 |
| STRANGFELD JOHN R JR | Chief Executive Officer | Sale | 201,585 | $110.00 | $22,174,350 | 254,536 | Jul 3, 2017 |
| Pianalto Sandra | — | L | 1 | $108.28 | $108 | 201 | Jun 15, 2017 |
| POON CHRISTINE A | — | Disposition | 2,006 | $107.88 | $216,407 | 11,583 | May 9, 2017 |
| CULLEN JAMES | — | Option Exercise | 2,006 | — | — | 4,006 | May 9, 2017 |
| CASELLAS GILBERT F | — | Option Exercise | 2,006 | — | — | 2,506 | May 9, 2017 |
| Lowrey Charles F | Executive Vice President | Sale | 222,857 | $108.04 | $24,077,470 | 59,375 | May 8, 2017 |
| Pianalto Sandra | — | Purchase | 200 | $112.81 | $22,562 | 200 | Mar 3, 2017 |
| Koster Barbara | Senior Vice President | Option Exercise | 17,067 | $64.01 | $1,092,459 | 62,312 | Mar 2, 2017 |
| Lambert Richard F | Senior Vice President | Option Exercise | 2,911 | $48.36 | $140,776 | 18,392 | Feb 27, 2017 |
| Paz George | — | Purchase | 500 | $110.73 | $55,365 | 500 | Feb 23, 2017 |
| TODMAN MICHAEL | — | Purchase | 450 | $111.11 | $50,000 | 450 | Feb 21, 2017 |
| Harris Timothy P | EVP and General Counsel | Option Exercise | 8,534 | $64.01 | $546,261 | 26,022 | Feb 17, 2017 |
| STRANGFELD JOHN R JR | Chief Executive Officer | Gift | 7,219 | — | — | 285,454 | Feb 17, 2017 |
| Pelletier Stephen | Executive Vice President | Option Exercise | 26,950 | $78.08 | $2,104,256 | 64,815 | Feb 16, 2017 |
| Axel Robert | SVP and Controller | Sale | 5,861 | $112.04 | $656,666 | 5,783 | Feb 16, 2017 |
| Sleyster Scott | Senior Vice President | Tax Withholding | 1,337 | $110.45 | $147,672 | 27,714 | Feb 14, 2017 |
| TAYLOR SHARON C | Senior Vice President | Option Exercise | 5,307 | — | — | 72,394 | Feb 14, 2017 |
| STRANGFELD JOHN R JR | Chief Executive Officer | Option Exercise | 36,079 | — | — | 307,749 | Feb 14, 2017 |
| Silitch Nicholas C | Senior Vice President | Option Exercise | 6,368 | — | — | 18,588 | Feb 14, 2017 |
| Harris Timothy P | EVP and General Counsel | Option Exercise | 1,790 | — | — | 18,039 | Feb 14, 2017 |
| Pelletier Stephen | Executive Vice President | Option Exercise | 12,922 | — | — | 15,486 | Feb 14, 2017 |
| Lowrey Charles F | Executive Vice President | Option Exercise | 19,102 | — | — | 55,510 | Feb 14, 2017 |
| GRIER MARK B | Vice Chairman | Option Exercise | 29,713 | — | — | 354,135 | Feb 14, 2017 |
| Lambert Richard F | Senior Vice President | Tax Withholding | 1,082 | $110.45 | $119,507 | 11,665 | Feb 14, 2017 |
| FALZON ROBERT | EVP and CFO | Option Exercise | 11,037 | — | — | 48,118 | Feb 14, 2017 |
| Koster Barbara | Senior Vice President | Tax Withholding | 1,078 | $110.45 | $119,065 | 38,318 | Feb 14, 2017 |
| Axel Robert | SVP and Controller | Option Exercise | 1,193 | — | — | 2,721 | Feb 14, 2017 |
| Harris Timothy P | EVP and General Counsel | Option Exercise | 2,717 | — | — | 17,110 | Feb 11, 2017 |
| Axel Robert | SVP and Controller | Tax Withholding | 483 | $108.75 | $52,526 | 1,528 | Feb 11, 2017 |
| Koster Barbara | Senior Vice President | I | 1,197 | $100.29 | $120,047 | — | Nov 22, 2016 |
| Koster Barbara | Senior Vice President | Sale | 22,368 | $100.00 | $2,236,800 | 35,999 | Nov 14, 2016 |
| Sleyster Scott | Senior Vice President | Option Exercise | 4,690 | $69.03 | $323,751 | 29,496 | Nov 10, 2016 |
| Pelletier Stephen | Executive Vice President | Option Exercise | 3,040 | $91.73 | $278,859 | 5,604 | Nov 10, 2016 |
| Lowrey Charles F | Executive Vice President | Option Exercise | 41,581 | $48.36 | $2,010,857 | 83,717 | Nov 10, 2016 |
| GRIER MARK B | Vice Chairman | Option Exercise | 66,310 | $91.73 | $6,082,616 | 390,295 | Nov 10, 2016 |
| Axel Robert | SVP and Controller | Sale | 1,474 | $95.00 | $140,030 | 924 | Nov 10, 2016 |
| TAYLOR SHARON C | Senior Vice President | Gift | 431 | — | — | 67,087 | Nov 9, 2016 |
| STRANGFELD JOHN R JR | Chief Executive Officer | Option Exercise | 135,136 | $48.36 | $6,535,177 | 389,710 | Nov 9, 2016 |
| TAYLOR SHARON C | Senior Vice President | Sale | 7,140 | $90.00 | $642,600 | 67,515 | Nov 9, 2016 |
| Lambert Richard F | Senior Vice President | Option Exercise | 2,912 | $91.73 | $267,118 | 12,262 | Nov 9, 2016 |
| Koster Barbara | Senior Vice President | Sale | 13,506 | $90.00 | $1,215,540 | 35,999 | Nov 9, 2016 |
| Harris Timothy P | EVP and General Counsel | Sale | 5,527 | $93.00 | $514,011 | 14,393 | Nov 9, 2016 |
| FALZON ROBERT | EVP and CFO | Sale | 14,695 | $90.00 | $1,322,550 | 37,081 | Nov 9, 2016 |
| STRANGFELD JOHN R JR | Chief Executive Officer | Sale | 80,000 | $88.00 | $7,040,000 | 246,800 | Nov 7, 2016 |
| Silitch Nicholas C | Senior Vice President | Option Exercise | 31,977 | $57.00 | $1,822,689 | 64,413 | Nov 7, 2016 |
| Sleyster Scott | Senior Vice President | Option Exercise | 9,379 | $69.03 | $647,432 | 34,185 | Oct 14, 2016 |
| TAYLOR SHARON C | Senior Vice President | Option Exercise | 16,996 | $59.41 | $1,009,732 | 120,953 | Oct 10, 2016 |
| FALZON ROBERT | EVP and CFO | Sale | 9,781 | $85.00 | $831,385 | 36,769 | Oct 5, 2016 |