Charlie's Holdings, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Lance Leonard | — | Disposition | 3,672,268 | — | — | 3,548,414 | Jan 15, 2016 |
| Cohen Scot | — | Purchase | 100,000 | $0.14 | $14,000 | 3,600,000 | Jan 4, 2016 |
| VAN BOERUM ROBERT | CHIEF OPERATIONS OFFICER | Award / Grant | 2,923,706 | — | — | 2,923,706 | Oct 8, 2015 |
| Lance Leonard | CHIEF EXECUTIVE OFFICER | Award / Grant | 6,172,268 | — | — | 7,220,682 | Oct 8, 2015 |
| Sherman Kevin Charles | — | Award / Grant | 1,500,000 | — | — | 2,088,518 | Oct 8, 2015 |
| Kerker Daniel R. | CHIEF FINANCIAL OFFICER | Award / Grant | 3,898,275 | — | — | 4,537,869 | Oct 8, 2015 |
| Smith Vincent C | — | C | 44,666,667 | — | — | 44,666,667 | Jul 30, 2015 |
| Sherman Kevin Charles | CHIEF MARKETING OFFICER | Award / Grant | 532,995 | — | — | 588,518 | Jul 10, 2015 |
| Kerker Daniel R. | CHIEF FINANCIAL OFFICER | Award / Grant | 639,594 | — | — | 639,594 | Jul 10, 2015 |
| Lance Leonard | CHIEF EXECUTIVE OFFICER | Award / Grant | 1,015,229 | — | — | 1,048,414 | Jul 10, 2015 |
| Smith Vincent C | — | Purchase | 445,685 | $0.20 | $89,137 | 1,327,829 | Jul 8, 2015 |
| Cohen Scot | — | Purchase | 500,000 | $0.18 | $90,000 | 3,500,000 | May 21, 2015 |
| Low-Beer Anthony | — | Purchase | 175,000 | $0.41 | $71,750 | 2,435,000 | May 28, 2014 |
| DIGIANDOMENICO ANTHONY | — | Other | 200,000 | — | — | 1,368,132 | Aug 27, 2012 |
| RUMSEY DANIEL | — | Other | 800,000 | — | — | 2,888,832 | Aug 27, 2012 |
| Wildrick Deborah Kern | CHIEF EXECUTIVE OFFICER | Other | 740,385 | $0.03 | $22,212 | 7,359,305 | Aug 8, 2012 |
| Wildrick Deborah Kern | CHIEF EXECUTIVE OFFICER | Other | 740,385 | $0.03 | $22,212 | 7,359,305 | Aug 8, 2012 |
| Sherman Kevin Charles | PRESIDENT | Other | 639,476 | $0.03 | $19,184 | 5,552,236 | Aug 8, 2012 |
| RUMSEY DANIEL | — | Other | 500,000 | $0.08 | $40,000 | 2,088,832 | Jul 23, 2012 |
| RUMSEY DANIEL | — | Disposition | 20,000 | $0.06 | $1,200 | 1,588,832 | Jun 20, 2012 |
| Marcheschi David Peter | — | Award / Grant | 1,000,000 | $0.06 | $60,000 | 1,062,500 | Apr 9, 2012 |
| Makris Milton | — | Award / Grant | 1,000,000 | $0.06 | $60,000 | 1,101,332 | Apr 9, 2012 |
| Robbins Allan Jeffrie | — | Award / Grant | 1,500,000 | $0.06 | $90,000 | 1,601,332 | Apr 9, 2012 |
| DIGIANDOMENICO ANTHONY | — | Award / Grant | 1,000,000 | $0.06 | $60,000 | 1,168,132 | Apr 9, 2012 |
| RUMSEY DANIEL | — | Award / Grant | 1,500,000 | $0.06 | $90,000 | 1,608,832 | Apr 9, 2012 |
| Wildrick Deborah Kern | CHIEF EXECUTIVE OFFICER | Award / Grant | 200,000 | $0.04 | $8,000 | — | Jan 12, 2012 |
| Makris Milton | — | Award / Grant | 62,500 | $0.04 | $2,500 | 101,332 | Nov 14, 2011 |
| Marcheschi David Peter | — | Award / Grant | 62,500 | $0.04 | $2,500 | 62,500 | Nov 14, 2011 |
| Robbins Allan Jeffrie | — | Award / Grant | 62,500 | $0.04 | $2,500 | 101,332 | Nov 14, 2011 |
| RUMSEY DANIEL | — | Award / Grant | 62,500 | $0.04 | $2,500 | 148,832 | Nov 14, 2011 |
| Sherman Kevin Charles | PRESIDENT | Award / Grant | 4,550,760 | $0.03 | $136,523 | — | Nov 14, 2011 |
| Pougnet John Desbarrieres | CHIEF FINANCIAL OFFICER | Award / Grant | 90,000 | $0.11 | $9,900 | 119,500 | Aug 25, 2011 |
| DIGIANDOMENICO ANTHONY | — | Award / Grant | 62,500 | $0.04 | $2,500 | 168,132 | Aug 10, 2011 |
| Wildrick Deborah Kern | CHIEF EXECUTIVE OFFICER | Award / Grant | 182,000 | $0.11 | $20,020 | 182,000 | Aug 10, 2011 |
| Sherman Kevin Charles | PRESIDENT | Award / Grant | 162,000 | $0.11 | $17,820 | 162,000 | Aug 10, 2011 |
| RUMSEY DANIEL | — | Award / Grant | 18,519 | $0.14 | $2,593 | 86,332 | Aug 10, 2011 |
| Robbins Allan Jeffrie | — | Award / Grant | 18,519 | $0.14 | $2,593 | 38,832 | Aug 10, 2011 |
| Makris Milton | — | Award / Grant | 18,519 | $0.14 | $2,593 | 38,832 | Aug 10, 2011 |
| Robbins Allan Jeffrie | — | Award / Grant | 12,500 | $0.20 | $2,500 | 12,500 | Feb 17, 2011 |
| Makris Milton | — | Award / Grant | 12,500 | $0.20 | $2,500 | 12,500 | Feb 17, 2011 |
| RUMSEY DANIEL | — | Award / Grant | 7,813 | $0.32 | $2,500 | 67,813 | Feb 17, 2011 |
| GREENBERG SANFORD D | — | Purchase | 15,000 | $0.20 | $3,000 | 3,631,406 | Dec 15, 2010 |
| GREENBERG SANFORD D | — | Other | 177,000 | — | — | 3,616,406 | Jun 10, 2010 |
| GREENBERG SANFORD D | — | Purchase | 5,500 | $0.40 | $2,200 | 3,152,906 | Apr 13, 2009 |
| GREENBERG SANFORD D | — | Purchase | 8,000 | $0.41 | $3,280 | 3,147,406 | Feb 17, 2009 |
| GREENBERG SANFORD D | — | Gift | 75,000 | $0.80 | $60,000 | 3,439,406 | Jul 17, 2008 |
| GREENBERG SANFORD D | — | Sale | 150,000 | $0.85 | $127,500 | 3,514,406 | Jul 1, 2008 |
| COHEN WARREN P | — | Gift | 30,000 | $0.90 | $27,000 | 1,308,800 | Jan 17, 2008 |
| GREENBERG SANFORD D | — | Other | 100,000 | $0.36 | $36,000 | 3,664,406 | Dec 3, 2007 |
| Pougnet John Desbarrieres | CEO & CFO | Purchase | 2,500 | $1.20 | $3,000 | 29,500 | Sep 21, 2007 |