CARNIVAL PLC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| ARISON SHARI | — | Sale | 5,100 | $50.52 | $257,652 | 4,176,608 | Jan 9, 2007 |
| ARISON SHARI | — | Sale | 800 | $50.17 | $40,136 | 4,675,108 | Jan 9, 2007 |
| ARISON SHARI | — | Sale | 2,100 | $50.09 | $105,189 | 4,701,008 | Jan 8, 2007 |
| DICKINSON ROBERT H | — | Sale | 1,000 | $44.34 | $44,340 | 276,000 | Jan 8, 2007 |
| ARISON SHARI | — | Sale | 1,200 | $50.50 | $60,600 | 4,844,708 | Jan 5, 2007 |
| ARISON SHARI | — | Sale | 100 | $50.02 | $5,002 | 4,920,208 | Jan 5, 2007 |
| ARISON SHARI | — | Sale | 1,600 | $51.08 | $81,728 | 4,932,708 | Jan 4, 2007 |
| ARISON SHARI | — | Sale | 2,200 | $50.64 | $111,408 | 5,086,208 | Jan 4, 2007 |
| JAFASA CONTINUED IRREVOCABLE TRUST | — | Sale | 2,100 | $50.17 | $105,357 | 1,039,200 | Nov 21, 2006 |
| JAFASA CONTINUED IRREVOCABLE TRUST | — | Sale | 200 | $50.44 | $10,088 | 1,001,600 | Nov 21, 2006 |
| JAFASA CONTINUED IRREVOCABLE TRUST | — | Sale | 7,400 | $50.25 | $371,850 | 1,153,200 | Nov 20, 2006 |
| JAFASA CONTINUED IRREVOCABLE TRUST | — | Sale | 10,200 | $50.32 | $513,264 | 1,081,200 | Nov 20, 2006 |
| JAFASA CONTINUED IRREVOCABLE TRUST | — | Sale | 2 | $50.01 | $100 | 1,367,610 | Nov 17, 2006 |
| DICKINSON ROBERT H | President & CEO, CCL | Sale | 100 | $49.98 | $4,998 | 5,000 | Nov 16, 2006 |
| DICKINSON ROBERT H | President & CEO, CCL | Sale | 1,700 | $49.76 | $84,592 | 92,300 | Nov 16, 2006 |
| GAUNT IAN JEREMY | Sr. Vice President - Int'l | Sale | 2,300 | $49.40 | $113,620 | 3,700 | Oct 31, 2006 |
| SUBOTNICK STUART | — | Award / Grant | 2,500 | — | — | 7,000 | Oct 16, 2006 |
| DONALD ARNOLD W | — | Award / Grant | 1,250 | — | — | 2,500 | Oct 16, 2006 |
| HOGG BARONESS SARAH | — | Award / Grant | 2,500 | — | — | 5,000 | Oct 16, 2006 |
| PARKER SIR JOHN | — | Award / Grant | 2,500 | — | — | 5,000 | Oct 16, 2006 |
| GAUNT IAN JEREMY | Sr. Vice President - Int'l | Sale | 6,000 | $47.25 | $283,500 | — | Oct 10, 2006 |
| Artsfare 2005 Trust No. 2 | — | Gift | 8,279,566 | — | — | 32,866,264 | Oct 4, 2006 |
| CAPEN RICHARD G JR | — | Sale | 3,300 | $39.67 | $130,911 | 3,700 | Aug 21, 2006 |
| PEREZ ARNALDO | Sr. Vice President & Secretary | Sale | 5,100 | $39.60 | $201,960 | 2,585 | Aug 18, 2006 |
| DICKINSON ROBERT H | President & CEO - CCL | Sale | 4,800 | $38.00 | $182,400 | 277,000 | Aug 1, 2006 |
| GAUNT IAN JEREMY | Sr. Vice President - Int'l | Sale | 3,600 | $40.83 | $146,988 | 2,400 | Jun 20, 2006 |
| DINGLE DAVID | Managing Director, P&O Cruises | Sale | 600 | $40.66 | $24,396 | 123 | May 26, 2006 |
| PARKER SIR JOHN | — | Purchase | 5,000 | $41.70 | $208,500 | 7,000 | May 23, 2006 |
| GAUNT IAN JEREMY | Sr. Vice President - Int'l | Sale | 6,000 | $40.46 | $242,760 | — | May 18, 2006 |
| RATCLIFFE PETER GERVIS | CEO, P&O Princess Cruises Int | Sale | 200 | $48.60 | $9,720 | 74,916 | May 10, 2006 |
| DICKINSON ROBERT H | President & CEO - CCL | Gift | 7,000 | — | — | 277,000 | May 1, 2006 |
| DICKINSON ROBERT H | President & CEO - CCL | Sale | 12,000 | $47.30 | $567,600 | 284,000 | Apr 17, 2006 |
| DINGLE DAVID | Managing Director, P&O Cruises | Sale | 400 | $49.34 | $19,736 | 123 | Apr 4, 2006 |
| ARTSFARE 1992 IRREVOCABLE TRUST | — | Other | 2,571,428 | — | — | — | Mar 22, 2006 |
| Artsfare 2005 Trust No. 2 | — | Other | 2,571,428 | — | — | 41,145,830 | Mar 22, 2006 |
| JAFASA CONTINUED IRREVOCABLE TRUST | — | Sale | 2,200 | $50.00 | $110,000 | 1,413,310 | Mar 22, 2006 |
| JAFASA CONTINUED IRREVOCABLE TRUST | — | Sale | 1,900 | $50.62 | $96,178 | 1,431,410 | Mar 17, 2006 |
| JAFASA CONTINUED IRREVOCABLE TRUST | — | Sale | 300 | $50.95 | $15,285 | 1,447,310 | Mar 14, 2006 |
| JAFASA CONTINUED IRREVOCABLE TRUST | — | Sale | 800 | $50.23 | $40,184 | 1,476,210 | Mar 13, 2006 |
| DICKINSON ROBERT H | President & CEO, CCL | Gift | 13,000 | — | — | 264,000 | Mar 10, 2006 |
| JAFASA CONTINUED IRREVOCABLE TRUST | — | Sale | 600 | $50.03 | $30,018 | 1,528,710 | Mar 9, 2006 |
| JAFASA CONTINUED IRREVOCABLE TRUST | — | Sale | 1,600 | $50.21 | $80,336 | 1,536,510 | Mar 7, 2006 |
| JAFASA CONTINUED IRREVOCABLE TRUST | — | Sale | 1,500 | $51.11 | $76,665 | 1,593,710 | Mar 3, 2006 |
| JAFASA CONTINUED IRREVOCABLE TRUST | — | Sale | 1,300 | $52.00 | $67,600 | 1,635,210 | Feb 28, 2006 |
| JAFASA CONTINUED IRREVOCABLE TRUST | — | Sale | 1,700 | $51.76 | $87,992 | 1,640,210 | Feb 23, 2006 |
| DINGLE DAVID | Managing Director, P&O Cruises | Gift | 400 | — | — | 523 | Feb 23, 2006 |
| RATCLIFFE PETER GERVIS | CEO, P&O Princess Cruises Int. | Award / Grant | 16,553 | — | — | 53,532 | Feb 23, 2006 |
| JAFASA CONTINUED IRREVOCABLE TRUST | — | Sale | 700 | $51.96 | $36,372 | 1,680,610 | Feb 22, 2006 |
| BUCKELEW ALAN | President - Princess Cruises | Award / Grant | 3,757 | — | — | 17,520 | Feb 21, 2006 |
| FOSCHI PIER LUIGI | President & CEO-Costa Crociere | Award / Grant | 10,000 | — | — | 10,000 | Feb 21, 2006 |