BROADWIND, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Duprey Peter C. | President and CEO | Award / Grant | 56,651 | — | — | 329,855 | Feb 19, 2015 |
| Fell David W. | VP, General Counsel and Secy | Award / Grant | 5,700 | — | — | 25,878 | Feb 19, 2015 |
| ROGOWSKI ROBERT R | VP and Corporate Controller | Award / Grant | 5,281 | — | — | 28,930 | Feb 19, 2015 |
| KUSHNER STEPHANIE K | Exec. VP and CFO | Award / Grant | 30,566 | — | — | 216,231 | Feb 19, 2015 |
| AWM Investment Company, Inc. | — | Sale | 8,900 | $5.60 | $49,840 | 1,776,350 | Feb 19, 2015 |
| Jensen Erik W. | VP & Chief Human Capital Off. | Award / Grant | 5,505 | — | — | 9,035 | Feb 19, 2015 |
| AWM Investment Company, Inc. | — | Sale | 300 | $5.60 | $1,680 | 1,785,250 | Feb 11, 2015 |
| AWM Investment Company, Inc. | — | Sale | 3,650 | $5.00 | $18,250 | 1,804,546 | Feb 3, 2015 |
| AWM Investment Company, Inc. | — | Sale | 2,100 | $5.00 | $10,500 | 1,808,196 | Jan 28, 2015 |
| AWM Investment Company, Inc. | — | Sale | 50,578 | $5.02 | $253,902 | 1,810,296 | Jan 26, 2015 |
| AWM Investment Company, Inc. | — | Sale | 50,700 | $5.05 | $256,035 | 1,860,874 | Jan 23, 2015 |
| AWM Investment Company, Inc. | — | Sale | 1,000 | $5.00 | $5,000 | 1,925,572 | Jan 21, 2015 |
| MARXE AUSTIN W & GREENHOUSE DAVID M | — | Sale | 8,620 | $5.03 | $43,359 | 1,926,572 | Jan 8, 2015 |
| Duprey Peter C. | President and CEO | Purchase | 10,000 | $6.57 | $65,700 | 273,204 | Oct 31, 2014 |
| Fell David W. | VP, General Counsel and Secy | Tax Withholding | 852 | $9.23 | $7,864 | 17,178 | Aug 22, 2014 |
| Fell David W. | VP, General Counsel and Secy | Tax Withholding | 95 | $8.44 | $802 | 18,030 | Aug 5, 2014 |
| Fell David W. | VP, General Counsel and Secy | Tax Withholding | 329 | $8.89 | $2,925 | 18,125 | Jul 28, 2014 |
| Duprey Peter C. | President and CEO | Tax Withholding | 4,697 | $13.37 | $62,799 | 263,204 | May 5, 2014 |
| ROGOWSKI ROBERT R | Principal Accounting Officer | Tax Withholding | 445 | $13.37 | $5,950 | 23,787 | May 5, 2014 |
| KUSHNER STEPHANIE K | Exec. VP and CFO | Tax Withholding | 2,761 | $13.37 | $36,915 | 185,665 | May 4, 2014 |
| Fejes William Theodore JR | — | Tax Withholding | 3,880 | $13.33 | $51,720 | 15,380 | May 2, 2014 |
| Beynon Charles H. | — | Tax Withholding | 2,328 | $13.33 | $31,032 | 27,867 | May 2, 2014 |
| REILAND DAVID P | — | Tax Withholding | 2,716 | $13.33 | $36,204 | 18,190 | May 2, 2014 |
| Wagner Thomas A. | — | Tax Withholding | 1,164 | $13.33 | $15,516 | 19,167 | May 2, 2014 |
| ROGOWSKI ROBERT R | Principal Accounting Officer | Sale | 1,000 | $13.20 | $13,200 | 24,232 | May 1, 2014 |
| Fell David W. | General Counsel & Secretary | Tax Withholding | 38 | $12.05 | $458 | 18,454 | Apr 29, 2014 |
| Fejes William Theodore JR | — | Award / Grant | 2,766 | — | — | 19,260 | Apr 24, 2014 |
| Beynon Charles H. | — | Award / Grant | 2,766 | — | — | 30,195 | Apr 24, 2014 |
| Wagner Thomas A. | — | Award / Grant | 2,766 | — | — | 20,331 | Apr 24, 2014 |
| REILAND DAVID P | — | Award / Grant | 2,766 | — | — | 20,906 | Apr 24, 2014 |
| FOX TERENCE P | — | Award / Grant | 2,766 | — | — | 268,615 | Apr 24, 2014 |
| MARXE AUSTIN W & GREENHOUSE DAVID M | — | Sale | 30,551 | $12.52 | $382,499 | 2,160,392 | Apr 2, 2014 |
| ROGOWSKI ROBERT R | Principal Accounting Officer | Sale | 3,000 | $9.70 | $29,100 | 25,232 | Mar 13, 2014 |
| KUSHNER STEPHANIE K | Exec. VP and CFO | Tax Withholding | 952 | $10.75 | $10,234 | 188,426 | Mar 7, 2014 |
| ROGOWSKI ROBERT R | Principal Accounting Officer | Tax Withholding | 1,181 | $8.60 | $10,157 | 24,770 | Feb 21, 2014 |
| KUSHNER STEPHANIE K | Exec. VP and CFO | Tax Withholding | 6,925 | $8.60 | $59,555 | 168,887 | Feb 21, 2014 |
| Duprey Peter C. | President and CEO | Tax Withholding | 10,722 | $8.60 | $92,209 | 232,011 | Feb 21, 2014 |
| Duprey Peter C. | President and CEO | Award / Grant | 35,890 | — | — | 267,901 | Feb 20, 2014 |
| ROGOWSKI ROBERT R | Principal Accounting Officer | Award / Grant | 3,462 | — | — | 28,232 | Feb 20, 2014 |
| KUSHNER STEPHANIE K | Exec. VP and CFO | Award / Grant | 20,491 | — | — | 189,378 | Feb 20, 2014 |
| MARXE AUSTIN W & GREENHOUSE DAVID M | — | Sale | 85,000 | $11.13 | $946,050 | 2,215,943 | Jan 8, 2014 |
| MARXE AUSTIN W & GREENHOUSE DAVID M | — | Sale | 59,000 | $10.11 | $596,490 | 1,332,043 | Jan 3, 2014 |
| MARXE AUSTIN W & GREENHOUSE DAVID M | — | Sale | 16,100 | $10.47 | $168,567 | 2,315,943 | Jan 3, 2014 |
| MARXE AUSTIN W & GREENHOUSE DAVID M | — | Sale | 23,000 | $10.02 | $230,460 | 2,391,043 | Dec 20, 2013 |
| MARXE AUSTIN W & GREENHOUSE DAVID M | — | Sale | 8,300 | $9.00 | $74,700 | 2,454,873 | Dec 18, 2013 |
| KUSHNER STEPHANIE K | Exec. VP and CFO | Purchase | 300 | $5.25 | $1,575 | 169,942 | Dec 12, 2013 |
| Duprey Peter C. | President and CEO | Purchase | 5,000 | $5.32 | $26,600 | 237,733 | Dec 11, 2013 |
| KUSHNER STEPHANIE K | Exec. VP and CFO | Purchase | 3,830 | $5.25 | $20,108 | 169,642 | Dec 10, 2013 |
| ROGOWSKI ROBERT R | Principal Accounting Officer | Sale | 2,000 | $7.47 | $14,940 | 25,951 | Nov 11, 2013 |
| Collins Jesse E. Jr. | Executive VP and COO | Sale | 15,000 | $7.38 | $110,700 | 34,234 | Nov 4, 2013 |