NISOURCE INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| KABAT KEVIN T | — | Award / Grant | 4,957 | $27.74 | $137,500 | 27,563 | May 7, 2019 |
| WOO CAROLYN Y | — | Award / Grant | 4,957 | $27.74 | $137,500 | 48,810 | May 7, 2019 |
| Hamrock Joseph | Director, and President & CEO | Tax Withholding | 59,196 | $26.98 | $1,597,108 | 457,950 | Feb 28, 2019 |
| Brown Donald Eugene | EVP & Chief Financial Officer | Tax Withholding | 16,478 | $26.98 | $444,576 | 86,903 | Feb 28, 2019 |
| Disser Peter T | Vice President, Audit | Award / Grant | 9,995 | $26.98 | $269,665 | 19,340 | Feb 28, 2019 |
| Hightman Carrie J | EVP & Chief Legal Officer | Award / Grant | 42,837 | $26.98 | $1,155,742 | 365,321 | Feb 28, 2019 |
| Mulpas Joseph W | VP & Chief Accounting Officer | Tax Withholding | 3,887 | $26.98 | $104,871 | 24,587 | Feb 28, 2019 |
| Sistovaris Violet | EVP and President, NIPSCO | Award / Grant | 34,270 | $26.98 | $924,605 | 156,359 | Feb 28, 2019 |
| Surface Suzanne K. | Chief Services Officer | Award / Grant | 8,567 | $26.98 | $231,138 | 32,259 | Feb 28, 2019 |
| Vegas Pablo | EVP & President, Gas Utilities | Tax Withholding | 10,286 | $26.98 | $277,516 | 75,580 | Feb 28, 2019 |
| Hamrock Joseph | Director, and President & CEO | Award / Grant | 32,102 | $26.79 | $860,013 | 374,356 | Feb 1, 2019 |
| Disser Peter T | Vice President, Audit | Award / Grant | 1,650 | $27.28 | $45,012 | 9,345 | Jan 31, 2019 |
| Hightman Carrie J | EVP & Chief Legal Officer | Award / Grant | 5,865 | $27.28 | $159,997 | 322,484 | Jan 31, 2019 |
| Brown Donald Eugene | EVP & Chief Financial Officer | Award / Grant | 8,065 | $27.28 | $220,013 | 54,832 | Jan 31, 2019 |
| Mulpas Joseph W | VP & Chief Accounting Officer | Award / Grant | 1,650 | $27.28 | $45,012 | 15,623 | Jan 31, 2019 |
| Sistovaris Violet | EVP and President, NIPSCO | Award / Grant | 5,499 | $27.28 | $150,013 | 122,089 | Jan 31, 2019 |
| Vegas Pablo | EVP & President, Gas Utilities | Award / Grant | 8,065 | $27.28 | $220,013 | 52,114 | Jan 31, 2019 |
| Surface Suzanne K. | Chief Services Officer | Award / Grant | 3,299 | $27.28 | $89,997 | 23,692 | Jan 31, 2019 |
| Brown Donald Eugene | EVP & Chief Financial Officer | Sale | 2,400 | $26.18 | $62,832 | 46,767 | Nov 8, 2018 |
| Bunting Theodore H JR | — | Award / Grant | 3,367 | $27.54 | $92,726 | 3,367 | Sep 5, 2018 |
| Hightman Carrie J | EVP & Chief Legal Officer | Sale | 18,553 | $26.75 | $496,293 | 325,066 | Aug 10, 2018 |
| Hamrock Joseph | Director, and President & CEO | Gift | 16,663 | — | — | 342,254 | Aug 8, 2018 |
| Brown Donald Eugene | EVP & Chief Financial Officer | Sale | 2,400 | $26.50 | $63,600 | 49,167 | Aug 8, 2018 |
| Vegas Pablo | EVP, Gas Business Seg & CCO | Purchase | 14,500 | $25.02 | $362,790 | 44,049 | May 25, 2018 |
| Disser Peter T | Vice President, Audit | Sale | 6,732 | $24.67 | $166,087 | 0 | May 23, 2018 |
| BUTLER ERIC L | — | Purchase | 4,000 | $24.83 | $99,320 | 13,687 | May 9, 2018 |
| HENRETTA DEBORAH A | — | Award / Grant | 5,478 | $25.10 | $137,500 | 22,870 | May 8, 2018 |
| DeVeydt Wayne S | — | Award / Grant | 5,478 | $25.10 | $137,500 | 16,922 | May 8, 2018 |
| Jesanis Michael E | — | Award / Grant | 5,478 | $25.10 | $137,500 | 37,833 | May 8, 2018 |
| Candris Aristides S | — | Award / Grant | 5,478 | $25.10 | $137,500 | 39,373 | May 8, 2018 |
| KABAT KEVIN T | — | Award / Grant | 5,478 | $25.10 | $137,500 | 22,440 | May 8, 2018 |
| BUTLER ERIC L | — | Award / Grant | 5,478 | $25.10 | $137,500 | 9,687 | May 8, 2018 |
| THOMPSON RICHARD L | — | Award / Grant | 5,478 | $25.10 | $137,500 | 16,076 | May 8, 2018 |
| ALTABEF PETER | — | Award / Grant | 5,478 | $25.10 | $137,500 | 12,599 | May 8, 2018 |
| WOO CAROLYN Y | — | Award / Grant | 5,478 | $25.10 | $137,500 | 43,686 | May 8, 2018 |
| Smith Teresa M | VP, Human Resources | Sale | 15,748 | $25.35 | $399,212 | 11,873 | May 7, 2018 |
| Vegas Pablo | EVP, Gas Business Seg & CCO | Tax Withholding | 7,087 | $25.57 | $181,215 | 29,549 | May 3, 2018 |
| Surface Suzanne K. | VP, Corp Srvcs Customer Value | Tax Withholding | 2,878 | $23.97 | $68,986 | 20,393 | Feb 2, 2018 |
| Sistovaris Violet | EVP and President, NIPSCO | Tax Withholding | 973 | $23.97 | $23,323 | 116,590 | Feb 2, 2018 |
| Hightman Carrie J | EVP & Chief Legal Officer | Tax Withholding | 1,863 | $23.97 | $44,656 | 343,619 | Feb 2, 2018 |
| Smith Teresa M | VP, Human Resources | Tax Withholding | 2,078 | $23.97 | $49,810 | 27,620 | Feb 2, 2018 |
| Mulpas Joseph W | VP & Chief Accounting Officer | Tax Withholding | 4,924 | $23.97 | $118,028 | 13,973 | Feb 2, 2018 |
| LEVANDER CARL W | EVP, Reg. Policy & Corp. Aff. | Tax Withholding | 9,332 | $23.97 | $223,688 | 53,324 | Feb 2, 2018 |
| Finissi Michael J | EVP Safety Capital & Tech Srvc | Tax Withholding | 4,919 | $23.97 | $117,908 | 19,051 | Feb 2, 2018 |
| Disser Peter T | Vice President, Audit | Tax Withholding | 3,184 | $23.97 | $76,320 | 7,695 | Feb 2, 2018 |
| Brown Donald Eugene | EVP & Chief Financial Officer | Tax Withholding | 16,421 | $23.97 | $393,611 | 51,567 | Feb 2, 2018 |
| Hamrock Joseph | Director, and President & CEO | Award / Grant | 35,102 | $24.50 | $859,999 | 358,649 | Jan 26, 2018 |
| Brown Donald Eugene | EVP & Chief Financial Officer | Award / Grant | 7,781 | $24.42 | $190,012 | 67,988 | Jan 25, 2018 |
| Vegas Pablo | EVP, Gas Business Seg & CCO | Award / Grant | 7,781 | $24.42 | $190,012 | 43,126 | Jan 25, 2018 |
| Sistovaris Violet | EVP and President, NIPSCO | Award / Grant | 5,733 | $24.42 | $140,000 | 117,563 | Jan 25, 2018 |