Alaunos Therapeutics, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| WEISER MICHAEL | — | Award / Grant | 15,000 | — | — | 150,945 | Mar 31, 2010 |
| LEWIS JONATHAN | CEO | Tax Withholding | 12,650 | $3.10 | $39,215 | 645,025 | Jan 8, 2010 |
| FRAGIN GARY S | — | Award / Grant | 7,500 | — | — | 52,500 | Dec 31, 2009 |
| MCINERNEY TIMOTHY | — | Award / Grant | 7,500 | — | — | 215,705 | Dec 31, 2009 |
| CANNON JAMES ANTHONY | — | Award / Grant | 7,500 | — | — | 227,500 | Dec 31, 2009 |
| WEISER MICHAEL | — | Award / Grant | 7,500 | — | — | 135,945 | Dec 31, 2009 |
| Fowler Wyche | — | Award / Grant | 7,500 | — | — | 52,500 | Dec 31, 2009 |
| BRENNAN MURRAY | — | Award / Grant | 7,500 | — | — | 52,500 | Dec 31, 2009 |
| LEWIS JONATHAN | CEO | Award / Grant | 150,000 | — | — | 657,675 | Dec 31, 2009 |
| BAGLEY RICHARD E | President, COO & Treasurer | Award / Grant | 50,000 | — | — | 209,125 | Dec 31, 2009 |
| MCINERNEY TIMOTHY | — | Purchase | 50,000 | $3.10 | $155,000 | 208,205 | Dec 9, 2009 |
| CANNON JAMES ANTHONY | — | Purchase | 175,000 | $3.10 | $542,500 | 220,000 | Dec 9, 2009 |
| ESSEX WOODLANDS HEALTH VENTURES FUND VI L P | — | Purchase | 328,766 | $1.83 | $601,642 | 2,242,642 | Dec 8, 2009 |
| BAGLEY RICHARD E | President, COO & Treasurer | Tax Withholding | 15,875 | $3.66 | $58,103 | 159,125 | Dec 3, 2009 |
| LEWIS JONATHAN | CEO | Tax Withholding | 47,625 | $3.66 | $174,308 | 507,375 | Dec 3, 2009 |
| MCINERNEY TIMOTHY | — | Award / Grant | 30,000 | — | — | 158,205 | Sep 23, 2009 |
| FRAGIN GARY S | — | Award / Grant | 30,000 | — | — | 45,000 | Sep 23, 2009 |
| BAGLEY RICHARD E | President, COO & Treasurer | Award / Grant | 100,000 | — | — | 175,000 | Sep 23, 2009 |
| LEWIS JONATHAN | CEO | Award / Grant | 300,000 | — | — | 555,000 | Sep 23, 2009 |
| CANNON JAMES ANTHONY | — | Award / Grant | 30,000 | — | — | 45,000 | Sep 23, 2009 |
| WEISER MICHAEL | — | Award / Grant | 30,000 | — | — | 128,445 | Sep 23, 2009 |
| Fowler Wyche | — | Award / Grant | 30,000 | — | — | 45,000 | Sep 23, 2009 |
| BRENNAN MURRAY | — | Award / Grant | 30,000 | — | — | 45,000 | Sep 23, 2009 |
| MCINERNEY TIMOTHY | — | Purchase | 50,000 | $1.83 | $91,500 | 128,205 | Sep 15, 2009 |
| BRENNAN MURRAY | — | Award / Grant | 15,000 | $0.83 | $12,450 | 15,000 | Dec 3, 2008 |
| WEISER MICHAEL | — | Award / Grant | 15,000 | $0.83 | $12,450 | 98,445 | Dec 3, 2008 |
| MCINERNEY TIMOTHY | — | Award / Grant | 15,000 | $0.83 | $12,450 | 78,205 | Dec 3, 2008 |
| FRAGIN GARY S | — | Award / Grant | 15,000 | $0.83 | $12,450 | 15,000 | Dec 3, 2008 |
| Fowler Wyche | — | Award / Grant | 15,000 | $0.83 | $12,450 | 15,000 | Dec 3, 2008 |
| CANNON JAMES ANTHONY | — | Award / Grant | 15,000 | $0.83 | $12,450 | 15,000 | Dec 3, 2008 |
| BAGLEY RICHARD E | President, CCO & Treasurer | Award / Grant | 50,000 | $0.83 | $41,500 | 75,000 | Dec 3, 2008 |
| LEWIS JONATHAN | CEO | Award / Grant | 150,000 | $0.83 | $124,500 | 255,000 | Dec 3, 2008 |
| LEWIS JONATHAN | CEO | Gift | 300 | — | — | 450 | Feb 1, 2008 |
| LEWIS JONATHAN | CEO | Award / Grant | 100,000 | — | — | 105,000 | Jan 18, 2008 |
| BAGLEY RICHARD E | President, COO & Treasurer | Award / Grant | 25,000 | — | — | 25,000 | Dec 12, 2007 |
| LEWIS JONATHAN | CEO | Purchase | 3,000 | $3.00 | $9,000 | 5,000 | Dec 7, 2007 |
| MCINERNEY TIMOTHY | — | Purchase | 4,000 | $5.00 | $20,000 | 63,205 | Mar 15, 2007 |
| LEWIS JONATHAN | CEO | Purchase | 2,000 | $4.95 | $9,900 | 2,000 | Mar 12, 2007 |
| ESSEX WOODLANDS HEALTH VENTURES FUND VI L P | — | Award / Grant | 1,913,876 | $5.23 | $10,009,571 | 1,913,876 | Feb 22, 2007 |