Alaunos Therapeutics, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Lafond Kevin G | Vice Pres., Treasurer, & CAO | Tax Withholding | 4,690 | $4.34 | $20,355 | 31,356 | Dec 31, 2013 |
| Fowler Wyche | — | Tax Withholding | 2,339 | — | — | 106,525 | Dec 31, 2013 |
| CANNON JAMES ANTHONY | — | Award / Grant | 18,818 | — | — | 294,976 | Dec 31, 2013 |
| BELBEL CAESAR J | EVP, CLO, and Secretary | Tax Withholding | 7,193 | $4.34 | $31,218 | 45,594 | Dec 31, 2013 |
| KIRK RANDAL J | — | Award / Grant | 18,818 | — | — | 78,941 | Dec 31, 2013 |
| INTREXON CORP | — | Purchase | 2,857,143 | $3.50 | $10,000,001 | 16,390,305 | Oct 29, 2013 |
| Amello Jason | Executive Vice President & CFO | Tax Withholding | 2,623 | $1.65 | $4,328 | 22,377 | May 8, 2013 |
| BELBEL CAESAR J | EVP, CLO, and Secretary | Tax Withholding | 5,400 | $4.50 | $24,300 | 52,787 | Feb 22, 2013 |
| Youssoufian Hagop | President of R&D and CMO | Tax Withholding | 6,919 | $4.21 | $29,129 | 92,721 | Dec 31, 2012 |
| WEISER MICHAEL | — | Award / Grant | 17,546 | — | — | 178,790 | Dec 31, 2012 |
| MCINERNEY TIMOTHY | — | Award / Grant | 17,546 | — | — | 252,760 | Dec 31, 2012 |
| LEWIS JONATHAN | CEO | Tax Withholding | 21,475 | $4.16 | $89,336 | 524,776 | Dec 31, 2012 |
| Fowler Wyche | — | Award / Grant | 17,546 | — | — | 90,046 | Dec 31, 2012 |
| CANNON JAMES ANTHONY | — | Award / Grant | 17,546 | — | — | 277,623 | Dec 31, 2012 |
| BELBEL CAESAR J | EVP, CLO, and Secretary | Tax Withholding | 2,284 | $4.21 | $9,616 | 58,187 | Dec 31, 2012 |
| INTREXON CORP | — | Award / Grant | 17,546 | — | — | 60,123 | Dec 31, 2012 |
| KIRK RANDAL J | — | Purchase | 3,636,926 | — | — | 13,533,162 | Nov 7, 2012 |
| Youssoufian Hagop | President of R&D and CMO | Tax Withholding | 15,740 | $6.06 | $95,384 | 99,640 | Jul 11, 2012 |
| WEISER MICHAEL | — | Other | 27,844 | $5.02 | $139,777 | 161,244 | May 31, 2012 |
| MCINERNEY TIMOTHY | — | X | 20,767 | $3.93 | $81,614 | 251,472 | May 31, 2012 |
| Amello Jason | Executive Vice President & CFO | Award / Grant | 25,000 | — | — | 25,000 | May 8, 2012 |
| BELBEL CAESAR J | EVP, CLO, and Secretary | Award / Grant | 43,802 | — | — | 65,380 | Feb 22, 2012 |
| KIRK RANDAL J | — | Purchase | 1,923,075 | $5.20 | $9,999,990 | 9,896,236 | Jan 20, 2012 |
| LEWIS JONATHAN | CEO | Award / Grant | 102,781 | — | — | 581,991 | Dec 31, 2011 |
| CANNON JAMES ANTHONY | — | Award / Grant | 17,577 | — | — | 260,077 | Dec 30, 2011 |
| Youssoufian Hagop | Executive VP, CMO | Award / Grant | 65,380 | — | — | 115,380 | Dec 30, 2011 |
| WEISER MICHAEL | — | Award / Grant | 17,577 | — | — | 153,522 | Dec 30, 2011 |
| BELBEL CAESAR J | EVP, CLO, and Secretary | Award / Grant | 21,578 | — | — | 21,578 | Dec 30, 2011 |
| BAGLEY RICHARD E | President, COO & Treasurer | Tax Withholding | 7,908 | $4.41 | $34,874 | 211,239 | Dec 30, 2011 |
| INTREXON CORP | — | Award / Grant | 17,577 | — | — | 42,577 | Dec 30, 2011 |
| INTREXON CORP | — | Purchase | 38,294 | $4.99 | $191,087 | 1,346,462 | Aug 23, 2011 |
| KIRK RANDAL J | — | Purchase | 197,376 | $4.91 | $969,116 | 1,197,376 | Aug 18, 2011 |
| Fowler Wyche | — | Purchase | 5,000 | $5.19 | $25,950 | 72,500 | Aug 10, 2011 |
| INTREXON CORP | — | Purchase | 116,112 | $4.65 | $539,921 | 116,112 | Aug 9, 2011 |
| Youssoufian Hagop | Executive VP, CMO | Award / Grant | 50,000 | — | — | 50,000 | Jul 15, 2011 |
| WEISER MICHAEL | — | Sale | 15,000 | $6.53 | $97,950 | 135,945 | May 25, 2011 |
| BRENNAN MURRAY | — | Sale | 15,000 | $6.57 | $98,550 | 52,500 | May 9, 2011 |
| KIRK RANDAL J | — | Purchase | 1,910,000 | $5.75 | $10,982,500 | 7,973,161 | Feb 3, 2011 |
| INTREXON CORP | — | Award / Grant | 25,000 | — | — | 25,000 | Jan 12, 2011 |
| LEWIS JONATHAN | CEO | Tax Withholding | 15,190 | $5.14 | $78,077 | 479,510 | Jan 8, 2011 |
| BAGLEY RICHARD E | President, COO & Treasurer | Tax Withholding | 7,908 | $4.77 | $37,721 | 153,767 | Dec 31, 2010 |
| LEWIS JONATHAN | CEO | Tax Withholding | 21,475 | $4.77 | $102,436 | 494,700 | Dec 31, 2010 |
| LEWIS JONATHAN | CEO | Tax Withholding | 128,850 | $3.95 | $508,958 | 516,175 | Sep 23, 2010 |
| BAGLEY RICHARD E | President, COO & Treasurer | Tax Withholding | 47,450 | $3.95 | $187,428 | 161,675 | Sep 23, 2010 |
| ABERCROMBIE GEORGE B | — | Award / Grant | 25,000 | — | — | 25,000 | Apr 5, 2010 |
| MCINERNEY TIMOTHY | — | Award / Grant | 15,000 | — | — | 230,705 | Mar 31, 2010 |
| CANNON JAMES ANTHONY | — | Award / Grant | 15,000 | — | — | 242,500 | Mar 31, 2010 |
| FRAGIN GARY S | — | Award / Grant | 15,000 | — | — | 67,500 | Mar 31, 2010 |
| BRENNAN MURRAY | — | Award / Grant | 15,000 | — | — | 67,500 | Mar 31, 2010 |
| Fowler Wyche | — | Award / Grant | 15,000 | — | — | 67,500 | Mar 31, 2010 |