PATRIOT NATIONAL BANCORP INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Weinbaum Michael J | — | Award / Grant | 1,271 | — | — | 12,301 | Apr 2, 2018 |
| Van den Bol Emile | — | Award / Grant | 1,271 | — | — | 21,725 | Apr 2, 2018 |
| Carrazza Michael A. | CEO & Chairman of the Board | Other | 325,000 | — | — | 2,520,000 | Mar 18, 2018 |
| PNBK Sponsor LLC | — | Other | 325,000 | — | — | 2,520,000 | Mar 18, 2018 |
| Davis Samuel S | EVP and Chief Credit Officer | Award / Grant | 527 | — | — | 1,104 | Mar 1, 2018 |
| Staudmyer Frederick | Secretary and Chief HR Officer | Award / Grant | 527 | — | — | 5,527 | Mar 1, 2018 |
| PERILLO JOSEPH D | Exec VP & CFO | Award / Grant | 527 | — | — | 527 | Mar 1, 2018 |
| Muskus Richard A Jr. | President | Award / Grant | 877 | — | — | 2,403 | Mar 1, 2018 |
| Davis Samuel S | EVP and Chief Credit Officer | Sale | 1,288 | $18.80 | $24,214 | 577 | Feb 15, 2018 |
| Van den Bol Emile | — | Other | 11,411 | — | — | 20,454 | Jan 4, 2018 |
| PNBK Holdings LLC | — | Other | 840,000 | — | — | 2,520,000 | Jan 4, 2018 |
| PNBK Sponsor LLC | — | Other | 815 | — | — | 815 | Jan 4, 2018 |
| Carrazza Michael A. | CEO & Chairman of the Board | Other | 840,000 | — | — | 2,195,000 | Jan 4, 2018 |
| Muskus Richard A Jr. | Pres. & Chief Lending Officer | Purchase | 59 | $18.05 | $1,065 | 59 | Dec 14, 2017 |
| Davis Samuel S | EVP and Chief Credit Officer | Sale | 1,000 | $17.90 | $17,900 | 1,884 | Nov 20, 2017 |
| Muskus Richard A Jr. | Pres. & Chief Lending Officer | Sale | 549 | $16.45 | $9,031 | 1,526 | Aug 22, 2017 |
| Muskus Richard A Jr. | Pres. & Chief Lending Officer | Sale | 1 | $17.05 | $17 | 2,075 | Aug 14, 2017 |
| Muskus Richard A Jr. | Pres. & Chief Lending Officer | Sale | 200 | $17.05 | $3,410 | 2,076 | Aug 11, 2017 |
| Smyth Raymond B. | — | Award / Grant | 1,031 | — | — | 9,888 | Apr 3, 2017 |
| Davis Samuel S | EVP and Chief Credit Officer | Sale | 600 | $14.17 | $8,502 | 2,883 | Dec 19, 2016 |
| Muskus Richard A Jr. | EVP and Chief Lending Officer | Sale | 1,526 | $13.80 | $21,059 | 2,290 | Dec 15, 2016 |
| Weinbaum Michael J | — | Award / Grant | 1,471 | — | — | 11,030 | Feb 17, 2016 |
| Constantino Edward N. | — | Award / Grant | 1,471 | — | — | 7,030 | Feb 17, 2016 |
| Smyth Raymond B. | — | Award / Grant | 1,471 | — | — | 7,586 | Feb 17, 2016 |
| Van den Bol Emile | — | Award / Grant | 1,471 | — | — | 6,073 | Feb 17, 2016 |
| NEILSON KENNETH T | President and CEO | Award / Grant | 30,000 | — | — | 115,255 | Jan 6, 2016 |
| Neilson Susan | Executive Vice President & COO | Award / Grant | 5,000 | — | — | 5,000 | Jan 4, 2016 |
| Constantino Edward N. | — | Award / Grant | 1,190 | — | — | 25,682 | Sep 22, 2015 |
| Smyth Raymond B. | — | Award / Grant | 1,190 | — | — | 31,251 | Sep 22, 2015 |
| Van den Bol Emile | — | Award / Grant | 1,190 | — | — | 1,608 | Sep 22, 2015 |
| Weinbaum Michael J | — | Award / Grant | 1,190 | — | — | 65,682 | Sep 22, 2015 |
| NEILSON KENNETH T | President and CEO | Award / Grant | 300,000 | — | — | 852,570 | Jan 20, 2015 |
| NEILSON KENNETH T | President and CEO | Purchase | 14,198 | $1.29 | $18,315 | 552,570 | May 27, 2014 |
| Maier Christina L | EVP and CFO | Purchase | 750 | $1.26 | $945 | 750 | Feb 21, 2014 |
| Davis Samuel S | EVP and Chief Credit Officer | Purchase | 7,500 | $1.29 | $9,675 | 19,900 | Feb 19, 2014 |
| Maier Christina L | EVP and CFO | Purchase | 9,000 | $1.25 | $11,250 | 18,500 | Feb 14, 2014 |
| Carrazza Michael A. | Chairman of the Board | Purchase | 2,000 | $1.25 | $2,500 | 57,000 | Feb 14, 2014 |
| Van den Bol Emile | — | Purchase | 10,000 | $1.15 | $11,500 | 20,000 | Feb 12, 2014 |
| Maier Christina L | EVP and CFO | Purchase | 1,000 | $1.02 | $1,020 | 1,000 | Feb 6, 2014 |
| NEILSON KENNETH T | President and CEO | Award / Grant | 300,000 | — | — | 538,372 | Feb 3, 2014 |
| Davis Samuel S | EVP and Chief Credit Officer | Award / Grant | 28,846 | $1.04 | $30,000 | 34,846 | Jan 17, 2014 |
| Davis Samuel S | EVP and Chief Credit Officer | Purchase | 5,700 | $1.07 | $6,099 | 17,000 | Dec 19, 2013 |
| Davis Samuel S | EVP and Chief Credit Officer | Purchase | 4,000 | $1.05 | $4,200 | 6,000 | Dec 9, 2013 |
| NEILSON KENNETH T | President and CEO | Award / Grant | 223,880 | $1.34 | $299,999 | 238,372 | Jul 25, 2013 |
| Constantino Edward N. | — | Award / Grant | 14,492 | $1.73 | $25,071 | 24,492 | Mar 20, 2012 |
| Weinbaum Michael J | — | Award / Grant | 14,492 | $1.73 | $25,071 | 64,492 | Mar 20, 2012 |
| Smyth Raymond B. | — | Award / Grant | 13,043 | $1.73 | $22,564 | 30,061 | Mar 20, 2012 |
| NEILSON KENNETH T | — | Award / Grant | 14,492 | $1.73 | $25,071 | 14,492 | Mar 20, 2012 |
| NEILSON KENNETH T | — | Purchase | 50,000 | $1.50 | $75,000 | 57,700 | Dec 22, 2011 |
| Carrazza Michael A. | Chairman | Purchase | 1,539 | $1.84 | $2,832 | 14,500 | Dec 22, 2011 |