PLUS THERAPEUTICS, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| PostFinance AG | — | Sale | 473,831 | $0.34 | $161,103 | 4,543,086 | Feb 14, 2018 |
| PostFinance AG | — | Sale | 185,272 | $0.31 | $57,434 | 5,118,627 | Feb 13, 2018 |
| PostFinance AG | — | Sale | 7,552 | $0.34 | $2,568 | 5,303,899 | Feb 8, 2018 |
| Swissquote Bank SA | — | Sale | 20,000 | $0.37 | $7,400 | 5,496,655 | Jan 11, 2018 |
| HARRIS JOHN DAVID | VP and GM Cell Therapy | Purchase | 2,500 | $2.03 | $5,075 | 7,000 | Aug 10, 2016 |
| LYONS GARY A | — | X | 1,900 | — | — | 4,358 | Jun 15, 2016 |
| RICKEY DAVID | — | X | 16,000 | — | — | 71,226 | Jun 15, 2016 |
| Hawkins Richard J | — | X | 3,356 | — | — | 8,435 | Jun 15, 2016 |
| KESTEN STEVEN | Exec VP and Chief MO | X | 200 | — | — | 3,481 | Jun 15, 2016 |
| Girao Tiago | VP & Chief Financial Officer | X | 5,667 | — | — | 14,084 | Jun 15, 2016 |
| HARRIS JOHN DAVID | VP and GM Cell Therapy | X | 2,500 | — | — | 4,500 | Jun 15, 2016 |
| HAYDEN JEREMY B. | General Counsel & VP of BD | X | 1,896 | — | — | 3,643 | Jun 15, 2016 |
| HEDRICK MARC H | President and CEO | X | 41,305 | — | — | 44,292 | Jun 15, 2016 |
| RICKEY DAVID | — | Purchase | 5,000 | $2.10 | $10,500 | 55,226 | Jun 14, 2016 |
| Naughton Gail K | — | Purchase | 1,000 | $2.10 | $2,100 | 2,400 | Jun 14, 2016 |
| HARRIS JOHN DAVID | VP and GM Cell Therapy | Purchase | 2,000 | $2.71 | $5,420 | 2,000 | May 13, 2016 |
| RICKEY DAVID | — | Purchase | 50,000 | $0.19 | $9,500 | 270,059 | Mar 9, 2016 |
| Girao Tiago | VP & Chief Financial Officer | Award / Grant | 35,250 | — | — | 126,250 | Jan 28, 2016 |
| KESTEN STEVEN | Exec VP and Chief MO | Award / Grant | 47,000 | — | — | 49,201 | Jan 28, 2016 |
| Girao Tiago | VP & Chief Financial Officer | Award / Grant | 35,250 | — | — | 123,250 | Jan 28, 2016 |
| HEDRICK MARC H | President and CEO | Award / Grant | 70,500 | — | — | 575,111 | Jan 28, 2016 |
| Thompson Tommy G | — | Purchase | 25,449 | $0.37 | $9,416 | 83,600 | Sep 3, 2015 |
| HAYDEN JEREMY B. | General Counsel & VP of BD | Purchase | 8,200 | $0.36 | $2,952 | 26,200 | Sep 2, 2015 |
| RICKEY DAVID | — | Purchase | 21,000 | $0.31 | $6,510 | 653,385 | Aug 28, 2015 |
| HEDRICK MARC H | President and CEO | Purchase | 1,200 | $0.31 | $372 | 44,800 | Aug 27, 2015 |
| RICKEY DAVID | — | Purchase | 25,000 | $0.33 | $8,250 | 582,385 | Aug 27, 2015 |
| HEDRICK MARC H | President and CEO | Purchase | 5,000 | $0.35 | $1,750 | 33,600 | Aug 21, 2015 |
| RICKEY DAVID | — | Purchase | 50,000 | $0.38 | $19,000 | 557,385 | Aug 21, 2015 |
| HEDRICK MARC H | President and CEO | Purchase | 5,000 | $0.38 | $1,900 | 28,600 | Aug 21, 2015 |
| HEDRICK MARC H | President and CEO | Purchase | 9,700 | $0.40 | $3,880 | 23,600 | Aug 20, 2015 |
| HAYDEN JEREMY B. | General Counsel & VP of BD | Purchase | 18,000 | $0.39 | $7,020 | 18,000 | Aug 19, 2015 |
| RICKEY DAVID | — | Purchase | 48,600 | $0.39 | $18,954 | 507,385 | Aug 19, 2015 |
| KESTEN STEVEN | Exec VP and Chief MO | Purchase | 6,000 | $0.39 | $2,340 | 6,000 | Aug 19, 2015 |
| HEDRICK MARC H | President and CEO | Purchase | 100 | $0.39 | $39 | 3,700 | Aug 18, 2015 |
| RICKEY DAVID | — | Purchase | 51,400 | $0.39 | $20,046 | 458,785 | Aug 18, 2015 |
| Girao Tiago | VP & Chief Financial Officer | Purchase | 25,000 | $0.39 | $9,750 | 88,000 | Aug 18, 2015 |
| HAWRAN PAUL W | — | Award / Grant | 19,424 | — | — | 19,424 | May 8, 2015 |
| LYONS GARY A | — | Award / Grant | 12,440 | — | — | 12,440 | May 8, 2015 |
| Thompson Tommy G | — | Award / Grant | 42,785 | — | — | 42,785 | May 8, 2015 |
| Hawkins Richard J | — | Award / Grant | 34,228 | — | — | 34,228 | May 8, 2015 |
| Lim Kian Thiam | — | Sale | 600,000 | $1.37 | $822,000 | 7,400,000 | Apr 6, 2015 |
| RICKEY DAVID | — | Purchase | 20,000 | $0.47 | $9,400 | 391,566 | Nov 13, 2014 |
| Girao Tiago | VP & Chief Financial Officer | Purchase | 44,111 | $0.39 | $17,203 | 60,000 | Nov 11, 2014 |
| RICKEY DAVID | — | Purchase | 16,605 | $0.39 | $6,476 | 151,664 | Nov 11, 2014 |
| Naughton Gail K | — | Award / Grant | 21,000 | — | — | 21,000 | Jul 1, 2014 |
| Jona Ruud J.P. | — | Award / Grant | 21,000 | — | — | 21,000 | Jun 7, 2014 |
| RICKEY DAVID | — | Purchase | 968 | $2.35 | $2,275 | 221,566 | Jun 5, 2014 |
| LYONS GARY A | — | Award / Grant | 3,409 | — | — | 24,409 | May 19, 2014 |
| Dean Lloyd H | — | Award / Grant | 3,409 | — | — | 13,959 | May 19, 2014 |
| Thompson Tommy G | — | Award / Grant | 5,501 | — | — | 16,051 | May 19, 2014 |