Usio, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| McBirney Collin | — | Purchase | 100,000 | $1.32 | $132,000 | 3,475,000 | Dec 30, 2020 |
| Topline Capital Partners, LP | — | Purchase | 100,000 | $1.32 | $132,000 | 3,475,000 | Dec 30, 2020 |
| LONG MICHAEL R | — | Sale | 100,000 | $1.32 | $132,000 | 2,100,475 | Dec 30, 2020 |
| McBirney Collin | — | Purchase | 153,575 | $2.04 | $313,293 | 3,258,186 | Dec 18, 2020 |
| Topline Capital Partners, LP | — | Purchase | 108,221 | $2.01 | $217,524 | 3,366,407 | Dec 16, 2020 |
| Topline Capital Management, LLC | — | Purchase | 96,691 | $1.79 | $173,077 | 3,104,611 | Dec 7, 2020 |
| Topline Capital Partners, LP | — | Purchase | 96,691 | $1.79 | $173,077 | 3,104,611 | Dec 7, 2020 |
| HOCH LOUIS A | President and CEO | Gift | 62,088 | $1.47 | $91,269 | 2,612,825 | Nov 6, 2020 |
| HOCH LOUIS A | President and CEO | Disposition | 54,756 | $1.58 | $86,514 | 2,674,913 | Nov 1, 2020 |
| Beyer del la Garza Ernesto R | — | Other | 7,334 | $2.45 | $17,968 | 14,889 | Aug 29, 2020 |
| Frost Houston Korth | Senior Vice President | Award / Grant | 150,000 | $1.08 | $162,000 | 544,027 | Apr 1, 2020 |
| Bender Blaise | — | C | 22,222 | $1.08 | $24,000 | 44,445 | Apr 1, 2020 |
| LANDERS VADEN CECIL | EVP, CRO | Award / Grant | 150,000 | $1.08 | $162,000 | 1,965,152 | Apr 1, 2020 |
| Jewell Lowell Thomas | SVP, CFO | Award / Grant | 200,000 | $1.08 | $216,000 | 455,443 | Apr 1, 2020 |
| HOCH LOUIS A | President and CEO | Award / Grant | 300,000 | $1.08 | $324,000 | 2,592,778 | Apr 1, 2020 |
| Jewell Lowell Thomas | SVP, CFO | C | 40,000 | $1.74 | $69,600 | 267,303 | Jan 6, 2020 |
| Rollins Brad | — | Option Exercise | 22,222 | — | — | 44,445 | May 1, 2019 |
| Huffman Steve | — | Sale | 17,186 | $2.75 | $47,262 | 49,481 | Feb 25, 2019 |
| Jewell Lowell Thomas | SVP, CFO | C | 40,000 | $1.84 | $73,600 | 239,163 | Jan 6, 2019 |
| Huffman Steve | — | C | 22,222 | $1.66 | $36,889 | 66,667 | Jan 1, 2019 |
| LONG MICHAEL R | — | Sale | 5,469 | $1.63 | $8,914 | 2,196,782 | Aug 14, 2018 |
| LONG MICHAEL R | — | Sale | 3,800 | $1.94 | $7,372 | 2,215,067 | Aug 13, 2018 |
| LONG MICHAEL R | — | Sale | 6,306 | $1.92 | $12,108 | 2,218,867 | Aug 8, 2018 |
| LONG MICHAEL R | — | Sale | 7,000 | $1.85 | $12,950 | 2,229,973 | Aug 6, 2018 |
| LONG MICHAEL R | — | Sale | 3,800 | $1.80 | $6,840 | 2,247,673 | Aug 3, 2018 |
| LONG MICHAEL R | — | Sale | 13,410 | $1.70 | $22,797 | 2,254,573 | Aug 1, 2018 |
| LONG MICHAEL R | — | Sale | 5,200 | $1.70 | $8,840 | 2,276,383 | Jul 30, 2018 |
| LONG MICHAEL R | — | Sale | 2,300 | $1.74 | $4,002 | 2,281,583 | Jul 25, 2018 |
| LONG MICHAEL R | — | Sale | 3,800 | $1.76 | $6,688 | 2,319,942 | Jul 24, 2018 |
| LONG MICHAEL R | — | Sale | 2,850 | $1.73 | $4,931 | 2,323,742 | Jul 20, 2018 |
| LONG MICHAEL R | — | Sale | 4,700 | $1.74 | $8,178 | 2,354,075 | Jul 20, 2018 |
| LONG MICHAEL R | — | Sale | 8,193 | $1.74 | $14,256 | 2,326,592 | Jul 17, 2018 |
| Rollins Brad | — | C | 22,223 | $1.63 | $36,223 | 22,223 | May 1, 2018 |
| LONG MICHAEL R | Chairman | Disposition | 158,476 | $2.40 | $380,342 | 2,358,775 | Jan 9, 2018 |
| HOCH LOUIS A | President and CEO | Disposition | 158,476 | $2.40 | $380,342 | 2,292,778 | Jan 9, 2018 |
| Jewell Lowell Thomas | SVP, CFO | Disposition | 13,060 | $2.50 | $32,650 | 199,163 | Jan 8, 2018 |
| Huffman Steve | — | C | 22,222 | $2.56 | $56,888 | 44,445 | Jan 2, 2018 |
| Huffman Steve | — | C | 22,222 | $2.56 | $56,888 | 44,447 | Jan 2, 2018 |
| HOCH LOUIS A | President and CEO | Sale | 28,718 | $2.85 | $81,846 | 2,451,254 | Dec 12, 2017 |
| HOCH LOUIS A | President and CEO | Sale | 6,500 | $2.24 | $14,560 | 2,498,613 | Nov 30, 2017 |
| Frost Houston Korth | Senior Vice President | Award / Grant | 100,000 | $2.21 | $221,000 | 394,027 | Nov 22, 2017 |
| Chapa Miguel A | — | Award / Grant | 33,334 | $2.21 | $73,668 | 64,668 | Nov 22, 2017 |
| HOCH LOUIS A | President and CEO | Award / Grant | 300,000 | $2.21 | $663,000 | 2,505,113 | Nov 22, 2017 |
| Jewell Lowell Thomas | SVP & CFO | Award / Grant | 150,000 | $2.21 | $331,500 | 172,223 | Nov 22, 2017 |
| HOCH LOUIS A | President and CEO | Sale | 5,000 | $2.48 | $12,400 | 2,205,113 | Nov 16, 2017 |
| Huffman Steve | — | C | 22,223 | — | — | 22,223 | Apr 11, 2017 |
| Chapa Miguel A | — | Other | 2,000 | $1.85 | $3,700 | 31,334 | Apr 11, 2017 |
| Yunus Habib | — | Other | 266,667 | — | — | — | Mar 17, 2017 |
| LONG MICHAEL R | — | Disposition | 76,269 | $1.75 | $133,471 | 2,517,251 | Dec 27, 2016 |
| HOCH LOUIS A | Chief Executive Officer | Disposition | 124,542 | $1.75 | $217,949 | 2,229,972 | Dec 27, 2016 |