Astrana Health, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Schmidt David | — | Option Exercise | 11,000 | $15.35 | $168,850 | 20,314 | Aug 16, 2024 |
| Marsh Linda | — | Award / Grant | 3,564 | — | — | 69,714 | Aug 13, 2024 |
| Kitayama Mitchell W | — | Award / Grant | 3,564 | — | — | 10,314 | Aug 13, 2024 |
| Dai, Weili | — | Award / Grant | 3,564 | — | — | 7,214 | Aug 13, 2024 |
| Chiang John | — | Award / Grant | 3,564 | — | — | 8,414 | Aug 13, 2024 |
| Schmidt David | — | Award / Grant | 3,564 | — | — | 9,314 | Aug 13, 2024 |
| Mazdyasni Matthew | — | Award / Grant | 3,564 | — | — | 8,314 | Aug 13, 2024 |
| Kumar Dinesh M. | See remarks | Tax Withholding | 794 | $51.57 | $40,947 | 149,601 | Aug 1, 2024 |
| Vong John | Chief Accounting Officer | Tax Withholding | 67 | $51.57 | $3,455 | 18,290 | Aug 1, 2024 |
| Vong John | Chief Accounting Officer | Tax Withholding | 336 | $45.00 | $15,120 | 18,357 | Jul 11, 2024 |
| Basho Chandan | COO and CFO | Tax Withholding | 7,051 | $41.13 | $290,008 | 151,232 | May 16, 2024 |
| Vong John | Chief Accounting Officer | Tax Withholding | 636 | $38.89 | $24,734 | 18,617 | May 12, 2024 |
| Basho Chandan | COO and CFO | Tax Withholding | 6,507 | $41.99 | $273,229 | 166,276 | Apr 14, 2024 |
| Basho Chandan | CFO and COO | Award / Grant | 15,692 | — | — | 172,783 | Apr 2, 2024 |
| Sim Brandon | CEO and President | Award / Grant | 86,305 | — | — | 988,925 | Apr 2, 2024 |
| Sim Brandon | CEO and President | Tax Withholding | 37,957 | $41.99 | $1,593,814 | 950,968 | Mar 29, 2024 |
| Kumar Dinesh M. | See remarks | Award / Grant | 13,053 | — | — | 143,868 | Jan 23, 2024 |
| Vong John | Chief Accounting Officer | Award / Grant | 1,813 | — | — | 6,714 | Dec 15, 2023 |
| Dai, Weili | — | Award / Grant | 3,650 | — | — | 3,650 | Dec 15, 2023 |
| Schmidt David | — | Award / Grant | 5,750 | — | — | 5,750 | Dec 15, 2023 |
| Mazdyasni Matthew | — | Award / Grant | 4,750 | — | — | 4,750 | Dec 15, 2023 |
| Marsh Linda | — | Award / Grant | 3,650 | — | — | 66,150 | Dec 15, 2023 |
| Lam Thomas S. | President and Co-CEO | Award / Grant | 30,000 | — | — | 321,855 | Dec 15, 2023 |
| Kitayama Mitchell W | — | Award / Grant | 6,750 | — | — | 6,750 | Dec 15, 2023 |
| Sim Kenneth T. | Executive Chairman | Award / Grant | 30,000 | — | — | 381,859 | Dec 15, 2023 |
| Chiang John | — | Award / Grant | 4,750 | — | — | 4,850 | Dec 15, 2023 |
| Schmidt David | — | Disposition | 7,500 | $33.49 | $251,175 | — | Dec 6, 2023 |
| Kitayama Mitchell W | — | Disposition | 7,500 | $33.49 | $251,175 | — | Dec 6, 2023 |
| Vong John | Chief Accounting Officer | Tax Withholding | 65 | $33.23 | $2,160 | 4,901 | Nov 30, 2023 |
| Lam Thomas S. | Co-CEO and President | Disposition | 3,166,561 | $31.58 | $99,999,996 | 7,132,698 | Nov 14, 2023 |
| Sim Brandon | Co-Chief Executive Officer | Award / Grant | 380,053 | — | — | 902,620 | May 16, 2023 |
| Basho Chandan | See Remarks | Award / Grant | 130,732 | — | — | 207,671 | May 16, 2023 |
| Vong John | Chief Accounting Officer | Award / Grant | 760 | — | — | 8,331 | May 16, 2023 |
| Basho Chandan | See Remarks | Award / Grant | 60,808 | — | — | 96,288 | May 16, 2023 |
| Basho Chandan | See Remarks | Tax Withholding | 2,494 | $39.06 | $97,416 | 74,445 | Apr 14, 2023 |
| Marsh Linda | — | Disposition | 270,081 | $35.32 | $9,539,261 | — | Mar 14, 2023 |
| Marsh Linda | — | Option Exercise | 62,500 | $10.00 | $625,000 | 62,500 | Mar 9, 2023 |
| Vong John | SVP-Chief Accounting Officer | Award / Grant | 694 | — | — | 7,935 | Dec 12, 2022 |
| Sim Kenneth T. | Executive Chairman | Option Exercise | 51,445 | $10.00 | $514,450 | 243,272 | Dec 8, 2022 |
| ALLIED PHYSICIANS OF CALIFORNIA, A PROFESSION MEDICAL Corp | President and Co-CEO | Option Exercise | 55,337 | $10.00 | $553,370 | 10,246,997 | Dec 7, 2022 |
| Lam Thomas S. | President and Co-CEO | Option Exercise | 51,443 | $10.00 | $514,430 | 243,270 | Dec 5, 2022 |
| ALLIED PHYSICIANS OF CALIFORNIA, A PROFESSION MEDICAL Corp | — | Other | 984,042 | — | — | 10,191,660 | Dec 2, 2022 |
| Young Albert WaiChow | Chief Administrative Officer | Other | 984,042 | — | — | 10,191,660 | Dec 2, 2022 |
| Lam Thomas S. | President and Co-CEO | Other | 984,042 | — | — | 10,191,660 | Dec 2, 2022 |
| Sim Kenneth T. | Executive Chairman | Other | 984,042 | — | — | 10,191,660 | Dec 2, 2022 |
| Young Albert WaiChow | Chief Administrative Officer | Option Exercise | 28,406 | $10.00 | $284,060 | 1,138,415 | Nov 29, 2022 |
| Sim Brandon | Co-Chief Executive Officer | Award / Grant | 11,113 | — | — | 502,247 | Nov 4, 2022 |
| Sim Kenneth T. | Executive Chairman | Gift | 392,816 | — | — | — | Sep 27, 2022 |
| Lam Thomas S. | President and Co-CEO | Gift | 383,764 | — | — | — | Sep 27, 2022 |
| Sim Brandon | Co- Chief Executive Officer | Award / Grant | 108,560 | — | — | 292,623 | Jun 27, 2022 |