XCel Brands, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| UTEK CORP | — | Sale | 40,500 | $0.01 | $405 | 7,104,500 | Oct 15, 2007 |
| NAZEM FRED F | — | Award / Grant | 2,500,000 | $0.04 | $100,000 | 17,807,477 | Jul 10, 2007 |
| NAZEM FRED F | — | Award / Grant | 300,000 | — | — | 15,307,477 | Jun 8, 2006 |
| NAZEM FRED F | — | Award / Grant | 137,500 | $50,000.00 | $6,875,000,000 | 15,007,477 | Apr 19, 2006 |
| Syed Fahad M | CEO of a subsidiary | Award / Grant | 112,500 | — | — | 6,731,731 | Apr 19, 2006 |
| Syed Faisal J | — | Purchase | 3,600,000 | — | — | 13,238,462 | Feb 13, 2006 |
| Syed Fahad M | CEO of the Sub | Purchase | 1,800,000 | — | — | 6,619,231 | Feb 13, 2006 |
| Robinson Jeffrey | CEO | Sale | 10,000,000 | — | — | 4,832,476 | Feb 13, 2006 |
| Asif Mohd A | — | Purchase | 3,600,000 | — | — | 13,238,462 | Feb 13, 2006 |