XCel Brands, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| D LOREN ROBERT W | CEO & Chairman | Award / Grant | 132,589 | $0.98 | $129,937 | 2,017,829 | Apr 20, 2022 |
| D LOREN ROBERT W | CEO & Chairman | Award / Grant | 181,179 | $1.56 | $282,639 | 1,614,145 | May 7, 2021 |
| D LOREN ROBERT W | CEO & Chairman | Award / Grant | 181,179 | $1.56 | $282,639 | 1,614,145 | Apr 23, 2021 |
| D LOREN ROBERT W | CEO & Chairman | Purchase | 18,380 | $1.06 | $19,483 | 1,411,722 | Dec 10, 2020 |
| D LOREN ROBERT W | CEO & Chairman | Purchase | 21,244 | $1.07 | $22,731 | 1,419,566 | Dec 9, 2020 |
| D LOREN ROBERT W | CEO & Chairman | Purchase | 12,000 | $0.78 | $9,360 | 1,393,342 | Oct 13, 2020 |
| D LOREN ROBERT W | CEO & Chairman | Purchase | 1,400 | $0.79 | $1,106 | 1,381,342 | Oct 9, 2020 |
| D LOREN ROBERT W | CEO & Chairman | Purchase | 4,000 | $0.75 | $3,000 | 1,367,942 | Oct 8, 2020 |
| DiSanto Mark | — | Purchase | 10,000 | $0.72 | $7,200 | 1,021,105 | Sep 28, 2020 |
| DiSanto Mark | — | Purchase | 10,000 | $0.67 | $6,700 | 1,001,105 | Sep 25, 2020 |
| D LOREN ROBERT W | CEO & Chairman | Purchase | 3,000 | $0.70 | $2,100 | 607,317 | Sep 18, 2020 |
| DiSanto Mark | — | Purchase | 10,000 | $0.70 | $7,000 | 991,105 | Sep 15, 2020 |
| DiSanto Mark | — | Purchase | 609 | $0.76 | $463 | 981,105 | Sep 8, 2020 |
| DiSanto Mark | — | Purchase | 5,249 | $0.78 | $4,094 | 975,496 | Jul 14, 2020 |
| DiSanto Mark | — | Purchase | 5,000 | $0.78 | $3,900 | 970,247 | Jul 10, 2020 |
| D LOREN ROBERT W | CEO & Chairman | Purchase | 10,000 | $0.80 | $8,000 | 604,317 | May 29, 2020 |
| DiSanto Mark | — | Purchase | 5,000 | $0.81 | $4,050 | 965,247 | May 29, 2020 |
| DiSanto Mark | — | Purchase | 5,000 | $0.87 | $4,350 | 20,500 | May 21, 2020 |
| D LOREN ROBERT W | CEO & Chairman | Purchase | 7,500 | $0.92 | $6,900 | 1,431,976 | May 21, 2020 |
| D LOREN ROBERT W | CEO & Chairman | Purchase | 2,115 | $0.73 | $1,544 | 1,417,772 | May 20, 2020 |
| D LOREN ROBERT W | CEO & Chairman | Purchase | 1,000 | $0.68 | $680 | 1,415,657 | May 15, 2020 |
| DiSanto Mark | — | Z | 92,537 | — | — | 960,247 | May 11, 2020 |
| D LOREN ROBERT W | CEO & Chairman | Purchase | 5,205 | $0.66 | $3,435 | 1,414,657 | May 11, 2020 |
| D LOREN ROBERT W | CEO & Chairman | Purchase | 3,984 | $0.72 | $2,868 | 1,401,279 | May 6, 2020 |
| D LOREN ROBERT W | CEO & Chairman | Purchase | 500 | $0.91 | $455 | 1,388,920 | May 5, 2020 |
| D LOREN ROBERT W | CEO & Chairman | Purchase | 403 | $0.73 | $294 | 1,388,420 | Apr 28, 2020 |
| D LOREN ROBERT W | CEO & Chairman | Purchase | 2,805 | $0.55 | $1,543 | 1,384,758 | Apr 21, 2020 |
| D LOREN ROBERT W | CEO & Chairman | Purchase | 1,958 | $0.55 | $1,077 | 1,365,900 | Apr 17, 2020 |
| D LOREN ROBERT W | CEO & Chairman | Award / Grant | 336,700 | $0.65 | $218,855 | 1,519,498 | Mar 30, 2020 |
| Burroughs Seth | See Remarks | Tax Withholding | 8,577 | $1.45 | $12,437 | 310,549 | Dec 16, 2019 |
| D LOREN ROBERT W | CEO and Chairman | Tax Withholding | 51,096 | $1.45 | $74,089 | 1,182,798 | Dec 16, 2019 |
| Haran James | Chief Financial Officer | Tax Withholding | 8,153 | $1.45 | $11,822 | 204,018 | Dec 16, 2019 |
| Haran James | Chief Financial Officer | Tax Withholding | 12,229 | $1.72 | $21,034 | 212,171 | Nov 20, 2019 |
| Haran James | Chief Financial Officer | Tax Withholding | 4,709 | $1.93 | $9,088 | 224,400 | Oct 8, 2019 |
| Haran James | Chief Financial Officer | Other | 54,184 | — | — | 229,109 | Aug 23, 2019 |
| Weinswig Deborah | — | Award / Grant | 10,000 | — | — | 18,000 | Apr 1, 2019 |
| DiSanto Mark | — | Award / Grant | 10,000 | — | — | 97,537 | Apr 1, 2019 |
| Fielding James D | — | Award / Grant | 10,000 | — | — | 10,000 | Apr 1, 2019 |
| FRANCIS MICHAEL | — | Award / Grant | 10,000 | — | — | — | Apr 1, 2019 |
| LIEBMAN HOWARD M | — | Award / Grant | 10,000 | — | — | 66,165 | Apr 1, 2019 |
| Malka Ben | — | Award / Grant | 10,000 | — | — | 69,000 | Apr 1, 2019 |
| D LOREN ROBERT W | CEO & Chairman | Purchase | 42,048 | $1.50 | $63,072 | 1,233,894 | Mar 12, 2019 |
| Haran James | Chief Financial Officer | Other | 5,000 | — | — | 283,293 | Mar 6, 2019 |
| D LOREN ROBERT W | CEO & Chairman | Purchase | 1,203 | $1.74 | $2,093 | 1,187,849 | Feb 28, 2019 |
| D LOREN ROBERT W | CEO & Chairman | Purchase | 1,300 | $1.49 | $1,937 | 1,186,546 | Feb 25, 2019 |
| D LOREN ROBERT W | CEO & Chairman | Purchase | 2,463 | $1.41 | $3,473 | 1,183,246 | Feb 22, 2019 |
| Haran James | Chief Financial Officer | Other | 54,000 | — | — | 288,293 | Jan 10, 2019 |
| Haran James | Chief Financial Officer | Tax Withholding | 5,700 | $2.07 | $11,799 | 342,293 | Dec 18, 2018 |
| D LOREN ROBERT W | CEO and Chairman | Tax Withholding | 94,524 | $2.30 | $217,405 | 1,180,783 | Nov 21, 2018 |
| Burroughs Seth | EVP of BD Treasurer Secretary | Tax Withholding | 12,868 | $2.30 | $29,596 | 319,126 | Nov 21, 2018 |