Innoviva, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| WALTRIP WILLIAM H | — | Option Exercise | 16,313 | $13.45 | $219,410 | 139,917 | May 27, 2015 |
| Aguiar Michael W | President & CEO | Tax Withholding | 3,256 | $16.24 | $52,877 | 457,351 | May 20, 2015 |
| GLAXOSMITHKLINE PLC | — | Purchase | 85,579 | $1,369,264.00 | $117,180,243,856 | 31,759,432 | May 11, 2015 |
| WALTRIP WILLIAM H | — | Award / Grant | 13,950 | — | — | 123,604 | Apr 24, 2015 |
| WALTRIP WILLIAM H | — | Award / Grant | 13,950 | — | — | 117,264 | Apr 24, 2015 |
| Kearney Terrence C | — | Award / Grant | 13,950 | — | — | 37,083 | Apr 24, 2015 |
| FRIEDMAN CATHY | — | Award / Grant | 13,950 | — | — | 35,620 | Apr 24, 2015 |
| PEPE PAUL | — | Award / Grant | 13,950 | — | — | 35,620 | Apr 24, 2015 |
| Tyree James L | — | Award / Grant | 13,950 | — | — | 35,620 | Apr 24, 2015 |
| GLAXOSMITHKLINE PLC | — | Purchase | 92,674 | $1,673,692.44 | $155,107,773,185 | 31,673,853 | Mar 2, 2015 |
| Aguiar Michael W | President & CEO | Tax Withholding | 6,789 | $18.22 | $123,696 | 446,148 | Feb 20, 2015 |
| Aguiar Michael W | President & CEO | Tax Withholding | 6,789 | $18.22 | $123,696 | 458,107 | Feb 20, 2015 |
| WITEK THEODORE L JR | Sr. VP, Corp Partnerships | Award / Grant | 71,429 | — | — | 71,429 | Jan 7, 2015 |
| WITEK THEODORE L JR | Sr. VP, Corp Partnerships | Award / Grant | 71,429 | — | — | 71,429 | Jan 7, 2015 |
| ABERCROMBIE GEORGE B | Sr. VP, Corp. Partnerships | Award / Grant | 71,429 | — | — | 81,429 | Jan 7, 2015 |
| Aguiar Michael W | President & CEO | Award / Grant | 176,056 | — | — | 464,896 | Jan 7, 2015 |
| dEsparbes Eric | SVP and CFO | Award / Grant | 36,972 | — | — | 139,443 | Jan 7, 2015 |
| Tyree James L | — | Award / Grant | 6,500 | — | — | 21,670 | Dec 22, 2014 |
| PEPE PAUL | — | Award / Grant | 6,500 | — | — | 21,670 | Dec 22, 2014 |
| WALTRIP WILLIAM H | — | Award / Grant | 3,250 | — | — | 103,314 | Dec 22, 2014 |
| FRIEDMAN CATHY | — | Award / Grant | 6,500 | — | — | 21,670 | Dec 22, 2014 |
| GLAXOSMITHKLINE PLC | — | Purchase | 832,456 | $12,786,524.16 | $10,644,218,756,137 | 31,581,179 | Nov 4, 2014 |
| Kearney Terrence C | — | Award / Grant | 23,133 | — | — | 23,133 | Oct 30, 2014 |
| dEsparbes Eric | SVP and CFO | Award / Grant | 102,471 | — | — | 102,471 | Oct 16, 2014 |
| LEE JUNNING | Sr. VP, Technical Operations | Tax Withholding | 3,261 | $22.76 | $74,220 | 262,198 | Aug 20, 2014 |
| Mammen Mathai | SVP, Research & Early Clin Dev | Tax Withholding | 3,261 | $22.76 | $74,220 | 334,040 | Aug 20, 2014 |
| Shafer Bradford J | Sr VP, Gen. Counsel, Secretary | Tax Withholding | 3,261 | $22.76 | $74,220 | 443,013 | Aug 20, 2014 |
| BLUM LEONARD M | Sr VP, Chief Comm. Officer | Tax Withholding | 3,261 | $22.76 | $74,220 | 401,538 | Aug 20, 2014 |
| Winningham Rick E | — | Disposition | 96,250 | — | — | 825,391 | Aug 15, 2014 |
| Aguiar Michael W | President & CEO | Award / Grant | 43,905 | — | — | 288,840 | Aug 15, 2014 |
| LEE JUNNING | Sr. VP, Technical Operations | Option Exercise | 12,516 | $14.53 | $181,857 | 270,840 | Aug 13, 2014 |
| Shafer Bradford J | Sr VP, Gen. Counsel, Secretary | Sale | 27,108 | $22.12 | $599,629 | 447,322 | Aug 11, 2014 |
| GLAXOSMITHKLINE PLC | — | Purchase | 172,651 | $3,912,271.66 | $675,457,614,371 | 30,748,723 | Aug 11, 2014 |
| ABERCROMBIE GEORGE B | Sr. VP, Corp. Partnerships | Award / Grant | 10,000 | — | — | 10,000 | Jun 19, 2014 |
| Winningham Rick E | Chief Executive Officer | Award / Grant | 62,403 | — | — | 921,641 | Jun 16, 2014 |
| Shafer Bradford J | Sr VP, Gen. Counsel, Secretary | Award / Grant | 28,365 | — | — | 440,763 | Jun 16, 2014 |
| Mammen Mathai | SVP, Research & Early Clin Dev | Award / Grant | 28,365 | — | — | 337,301 | Jun 16, 2014 |
| LEE JUNNING | Sr. VP, Technical Operations | Award / Grant | 19,855 | — | — | 244,442 | Jun 16, 2014 |
| BLUM LEONARD M | Sr VP, Chief Comm. Officer | Award / Grant | 28,365 | — | — | 404,799 | Jun 16, 2014 |
| Aguiar Michael W | Sr VP, Chief Financial Officer | Award / Grant | 28,365 | — | — | 244,935 | Jun 16, 2014 |
| Tyree James L | — | Award / Grant | 7,585 | — | — | 15,170 | Jun 2, 2014 |
| PEPE PAUL | — | Award / Grant | 7,585 | — | — | 15,170 | Jun 2, 2014 |
| FRIEDMAN CATHY | — | Award / Grant | 7,585 | — | — | 15,170 | Jun 2, 2014 |
| Tyree James L | — | Award / Grant | 6,000 | — | — | 6,000 | Jun 2, 2014 |
| PEPE PAUL | — | Award / Grant | 6,000 | — | — | 6,000 | Jun 2, 2014 |
| FRIEDMAN CATHY | — | Award / Grant | 6,000 | — | — | 6,000 | Jun 2, 2014 |
| Winningham Rick E | Chief Executive Officer | Award / Grant | 110,000 | — | — | 813,038 | Jun 2, 2014 |
| Shafer Bradford J | Sr VP, Gen. Counsel, Secretary | Award / Grant | 50,000 | — | — | 391,398 | Jun 2, 2014 |
| Mammen Mathai | SVP, Research & Early Clin Dev | Award / Grant | 50,000 | — | — | 287,936 | Jun 2, 2014 |
| LEE JUNNING | Sr. VP, Technical Operations | Award / Grant | 50,000 | — | — | 209,887 | Jun 2, 2014 |