USBC, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| ERICKSON RONALD P | — | Purchase | 100,000 | $0.17 | $17,000 | 420,934 | Jan 2, 2019 |
| ERICKSON RONALD P | — | Purchase | 800,000 | $0.25 | $200,000 | 910,001 | Jul 9, 2018 |
| Bosua Phillip | CEO and President | Purchase | 500,000 | $0.25 | $125,000 | 2,600,000 | Jun 25, 2018 |
| Bosua Phillip | CEO and President | Purchase | 255,000 | $0.25 | $63,750 | 2,855,000 | Jun 25, 2018 |
| Takesako Ichiro John Paul | — | Award / Grant | 50,000 | $0.25 | $12,500 | 150,000 | Apr 10, 2018 |
| PEPPER JON | — | Award / Grant | 75,000 | $0.25 | $18,750 | 238,000 | Apr 10, 2018 |
| ERICKSON RONALD P | CEO and President | Award / Grant | 100,000 | $0.25 | $25,000 | 320,934 | Jan 16, 2018 |
| ERICKSON RONALD P | CEO and President | Award / Grant | 100,000 | $0.25 | $25,000 | 120,934 | Jan 16, 2018 |
| Sames Todd Martin | Sr. V.P. Business Development | Award / Grant | 100,000 | $0.25 | $25,000 | 251,667 | Jan 11, 2018 |
| Takesako Ichiro John Paul | — | Award / Grant | 100,000 | $0.25 | $25,000 | 100,000 | Sep 14, 2017 |
| PEPPER JON | — | Award / Grant | 150,000 | $0.25 | $37,500 | 163,000 | Sep 14, 2017 |
| Sames Todd Martin | Sr. V.P. Business Development | Award / Grant | 150,000 | $0.25 | $37,500 | 151,667 | Sep 14, 2017 |
| ERICKSON RONALD P | CEO and President | Award / Grant | 200,000 | $0.25 | $50,000 | 220,934 | Jul 27, 2017 |
| ERICKSON RONALD P | CEO and President | Purchase | 2,000 | $0.23 | $460 | 20,934 | Jul 6, 2017 |
| ERICKSON RONALD P | CEO and President | Purchase | 2,000 | $0.23 | $460 | 20,934 | Jul 6, 2017 |
| ERICKSON RONALD P | CEO and President | Option Exercise | 66,667 | $2.50 | $166,668 | 110,001 | Jul 12, 2016 |
| SCOTT MARK E | Chief Financial Officer | Option Exercise | 1,334 | $2.50 | $3,335 | 11,791 | Jul 7, 2016 |
| HEGYI MARCO | — | Award / Grant | 400,000 | $0.10 | $40,000 | 1,175,000 | Jan 23, 2015 |
| Sames Todd Martin | V.P. of Business Development | Award / Grant | 150,000 | $0.10 | $15,000 | 250,000 | Jan 23, 2015 |
| Kruse Jeffrey Richard | — | Award / Grant | 150,000 | $0.10 | $15,000 | 350,000 | Jan 23, 2015 |
| SCOTT MARK E | Chief Financial Officer | Award / Grant | 200,000 | $0.10 | $20,000 | 1,568,500 | Jan 23, 2015 |
| PEPPER JON | — | Award / Grant | 300,000 | $0.10 | $30,000 | 1,950,000 | Jan 23, 2015 |
| Kruse Jeffrey Richard | — | Purchase | 10,000 | $0.08 | $800 | 200,000 | Feb 24, 2014 |
| Kruse Jeffrey Richard | — | Purchase | 2,300 | $0.08 | $184 | 152,300 | Sep 11, 2013 |
| Kruse Jeffrey Richard | — | Purchase | 10,000 | $0.08 | $800 | 150,000 | Sep 3, 2013 |
| ERICKSON RONALD P | CEO and President | Purchase | 5,000,000 | $0.10 | $500,000 | 8,500,000 | Jun 14, 2013 |
| SCOTT MARK E | Chief Financial Officer | Purchase | 100,000 | $0.10 | $10,000 | 1,368,500 | Jun 14, 2013 |
| ERICKSON RONALD P | CEO and President | Award / Grant | 24,800 | $0.11 | $2,728 | 3,109,706 | Mar 28, 2013 |
| PEPPER JON | — | Award / Grant | 200,000 | $0.10 | $20,000 | 1,650,000 | Feb 12, 2013 |
| HEGYI MARCO | — | Award / Grant | 400,000 | $0.10 | $40,000 | 775,000 | Feb 12, 2013 |
| SCOTT MARK E | Chief Financial Officer | Award / Grant | 200,000 | $0.10 | $20,000 | 1,268,500 | Feb 12, 2013 |
| ERICKSON RONALD P | CEO and President | Award / Grant | 1,200,000 | $0.10 | $120,000 | 3,084,906 | Feb 12, 2013 |
| KAWAHATA MASAHIRO | — | Sale | 126,409 | $0.11 | $13,905 | — | Feb 4, 2013 |
| PEPPER JON | — | Purchase | 1,000,000 | $0.08 | $80,000 | 1,450,000 | Jan 29, 2013 |
| ERICKSON RONALD P | CEO | Purchase | 152,000 | $0.08 | $12,160 | 152,000 | Jan 29, 2013 |
| KAWAHATA MASAHIRO | — | Sale | 333,284 | $0.10 | $33,328 | 294,091 | Jan 25, 2013 |
| KAWAHATA MASAHIRO | — | Sale | 20,000 | $0.09 | $1,800 | 697,375 | Dec 27, 2012 |
| KAWAHATA MASAHIRO | — | Sale | 20,000 | $0.09 | $1,800 | 747,375 | Dec 24, 2012 |
| KAWAHATA MASAHIRO | — | Sale | 20,000 | $0.09 | $1,800 | 787,375 | Dec 19, 2012 |
| KAWAHATA MASAHIRO | — | Sale | 20,000 | $0.09 | $1,800 | 807,375 | Dec 14, 2012 |
| KAWAHATA MASAHIRO | — | Sale | 20,000 | $0.09 | $1,800 | 857,375 | Dec 10, 2012 |
| ERICKSON RONALD P | CEO | Purchase | 27,800 | $0.09 | $2,502 | 1,884,906 | Dec 10, 2012 |
| ERICKSON RONALD P | CEO | Purchase | 10,000 | $0.15 | $1,500 | 1,857,106 | Sep 27, 2012 |
| ERICKSON RONALD P | CEO | Purchase | 10,000 | $0.17 | $1,700 | 1,847,106 | Sep 26, 2012 |
| ERICKSON RONALD P | CEO | Purchase | 10,000 | $0.10 | $1,000 | 1,837,106 | Sep 20, 2012 |
| ERICKSON RONALD P | CEO | Purchase | 10,000 | $0.10 | $1,000 | 1,827,106 | Sep 18, 2012 |
| ERICKSON RONALD P | CEO | Purchase | 20,000 | $0.11 | $2,200 | 1,817,106 | Sep 14, 2012 |
| ERICKSON RONALD P | CEO | Purchase | 20,000 | $0.10 | $2,000 | 1,797,106 | Sep 11, 2012 |
| ERICKSON RONALD P | CEO | Purchase | 5,000 | $0.11 | $550 | 1,777,106 | Sep 10, 2012 |
| ERICKSON RONALD P | CEO | Purchase | 25,000 | $0.10 | $2,500 | 1,772,106 | Sep 7, 2012 |