EAST WEST BANCORP INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Kane Andrew | — | Award / Grant | 3,358 | $11.91 | $39,994 | 6,658 | Jul 31, 2008 |
| LI HERMAN Y | — | Award / Grant | 3,358 | $11.91 | $39,994 | 25,500 | Jul 31, 2008 |
| RENKEN KEITH | — | Award / Grant | 2,623 | $11.91 | $31,240 | 5,762 | Jul 31, 2008 |
| Kane Andrew | — | Purchase | 1,500 | $9.86 | $14,790 | 3,300 | Jun 16, 2008 |
| Kane Andrew | — | Other | 15 | $7.89 | $118 | 28,397 | May 14, 2008 |
| Kane Andrew | — | Purchase | 1,800 | $14.31 | $25,758 | 1,800 | Apr 25, 2008 |
| Chen Wellington | Executive Vice President | Award / Grant | 1,408 | $15.98 | $22,500 | 22,717 | Apr 1, 2008 |
| CHOW DONALD SANG | Executive Vice President | Award / Grant | 817 | $15.98 | $13,056 | 53,465 | Apr 1, 2008 |
| KRAUSE DOUGLAS PAUL | Executive Vice President | Purchase | 3,282 | $19.12 | $62,752 | 80,141 | Mar 3, 2008 |
| GOUW JULIA S | Executive Vice President | Award / Grant | 4,742 | — | — | 150,084 | Feb 19, 2008 |
| LEWIS WILLIAM J | Executive Vice President | Award / Grant | 2,134 | — | — | 3,788 | Feb 19, 2008 |
| LAI MICHAEL W | Executive Vice President | Award / Grant | 1,660 | — | — | 9,831 | Feb 19, 2008 |
| Spigner David | Executive Vice President | Award / Grant | 2,134 | — | — | 12,317 | Feb 19, 2008 |
| Chen Wellington | Executive Vice President | Award / Grant | 3,319 | — | — | 21,136 | Feb 19, 2008 |
| KRAUSE DOUGLAS PAUL | Executive Vice President | Award / Grant | 3,556 | — | — | 76,810 | Feb 19, 2008 |
| NG DOMINIC | President and CEO | Award / Grant | 54,676 | — | — | 374,417 | Feb 19, 2008 |
| Chen Wellington | Executive Vice President | Award / Grant | 100 | — | — | 17,621 | Dec 4, 2007 |
| LAI MICHAEL W | Executive Vice President | Award / Grant | 100 | — | — | 8,171 | Dec 4, 2007 |
| GOUW JULIA S | Executive Vice President | Award / Grant | 100 | — | — | 145,342 | Dec 4, 2007 |
| KRAUSE DOUGLAS PAUL | Executive Vice President | Award / Grant | 100 | — | — | 72,955 | Dec 4, 2007 |
| Spigner David | Executive Vice President | Award / Grant | 100 | — | — | 10,143 | Dec 4, 2007 |
| LEWIS WILLIAM J | Executive Vice President | Award / Grant | 100 | — | — | 1,654 | Dec 4, 2007 |
| NG DOMINIC | President and CEO | Award / Grant | 100 | — | — | 319,741 | Dec 4, 2007 |
| Spigner David | Executive Vice President | Sale | 27 | $27.74 | $749 | 10,043 | Nov 19, 2007 |
| GOUW JULIA S | Executive Vice President | Gift | 200 | — | — | 145,072 | Nov 5, 2007 |
| NG DOMINIC | President and CEO | Sale | 41,538 | $34.23 | $1,421,846 | 319,622 | Oct 22, 2007 |
| Chen Wellington | Executive Vice President | Award / Grant | 380 | $32.36 | $12,297 | 17,417 | Oct 1, 2007 |
| NG DOMINIC | President and CEO | Sale | 41,538 | $35.06 | $1,456,322 | 319,622 | Sep 10, 2007 |
| Estrada Rudolph | — | Sale | 3,210 | $13.65 | $43,817 | 21,641 | Sep 4, 2007 |
| NG DOMINIC | President and CEO | Option Exercise | 41,538 | $16.92 | $702,823 | 361,145 | Aug 20, 2007 |
| LIU JACK C | — | Award / Grant | 1,075 | $37.20 | $39,990 | 6,737 | Jul 24, 2007 |
| RENKEN KEITH | — | Award / Grant | 1,075 | $37.20 | $39,990 | 15,798 | Jul 24, 2007 |
| Estrada Rudolph | — | Award / Grant | 840 | $37.20 | $31,248 | 3,492 | Jul 24, 2007 |
| CHERNG PEGGY | — | Award / Grant | 1,075 | $37.20 | $39,990 | 128,358 | Jul 24, 2007 |
| LI HERMAN Y | — | Award / Grant | 1,075 | $37.20 | $39,990 | 21,302 | Jul 24, 2007 |
| LEE JOHN | — | Award / Grant | 1,075 | $37.20 | $39,990 | 300,473 | Jul 24, 2007 |
| NG DOMINIC | President and CEO | Option Exercise | 40,538 | $16.92 | $685,903 | 361,145 | Jul 23, 2007 |
| NG DOMINIC | President and CEO | Option Exercise | 41,538 | $16.92 | $702,823 | 361,145 | Jun 11, 2007 |
| CHOW DONALD SANG | Executive Vice President | Option Exercise | 5,000 | $12.09 | $60,450 | 40,126 | May 23, 2007 |
| NG DOMINIC | President and CEO | Option Exercise | 11,016 | $16.92 | $186,391 | 361,145 | May 21, 2007 |
| NG DOMINIC | President and CEO | Option Exercise | 30,522 | $5.00 | $152,610 | 360,145 | May 21, 2007 |
| GOUW JULIA S | Executive Vice President | Option Exercise | 23,250 | $5.00 | $116,250 | 168,269 | May 14, 2007 |
| CHOW DONALD SANG | Executive Vice President | Sale | 5,000 | $40.50 | $202,500 | 35,093 | May 7, 2007 |
| GOUW JULIA S | Executive Vice President | Option Exercise | 20,000 | $5.00 | $100,000 | 165,019 | May 2, 2007 |
| GOUW JULIA S | Executive Vice President | Sale | 20,000 | $40.11 | $802,200 | 145,019 | Apr 30, 2007 |
| NG DOMINIC | President and CEO | Option Exercise | 41,538 | $5.00 | $207,690 | 361,132 | Apr 23, 2007 |
| LEWIS WILLIAM J | Executive Vice President | Option Exercise | 20,000 | $13.03 | $260,600 | 21,554 | Apr 19, 2007 |
| Chen Wellington | Executive Vice President | Award / Grant | 306 | $33.33 | $10,199 | 16,814 | Apr 2, 2007 |
| CHOW DONALD SANG | Executive Vice President | Award / Grant | 311 | $33.33 | $10,366 | 35,074 | Apr 2, 2007 |
| Spigner David | Executive Vice President | Sale | 2,672 | $36.77 | $98,249 | 10,062 | Apr 2, 2007 |