SIMON PROPERTY GROUP INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| SOKOLOV RICHARD S | President and COO | Gift | 283 | — | — | 348,271 | Dec 18, 2013 |
| Broadwater Steven K. | SVP & Chief Accounting Officer | Sale | 500 | $152.50 | $76,250 | 4,761 | Dec 18, 2013 |
| GLASSCOCK LARRY C | — | Purchase | 148 | $150.52 | $22,277 | 6,283 | Nov 26, 2013 |
| HUBBARD ALLAN B | — | Purchase | 129 | $150.50 | $19,415 | 8,317 | Nov 26, 2013 |
| BARKLEY JAMES M | General Counsel | Gift | 551 | — | — | 93,288 | Sep 23, 2013 |
| HUBBARD ALLAN B | — | Purchase | 153 | $145.80 | $22,307 | 8,188 | Aug 29, 2013 |
| GLASSCOCK LARRY C | — | Purchase | 177 | $145.82 | $25,810 | 6,135 | Aug 29, 2013 |
| STERRETT STEPHEN E | SEVP/Chief Financial Officer | Gift | 1,400 | — | — | 103,648 | Aug 27, 2013 |
| HUBBARD ALLAN B | — | Purchase | 156 | $171.75 | $26,793 | 8,006 | May 29, 2013 |
| GLASSCOCK LARRY C | — | Purchase | 145 | $171.74 | $24,902 | 5,940 | May 29, 2013 |
| GLASSCOCK LARRY C | — | Award / Grant | 466 | — | — | 5,795 | May 14, 2013 |
| HORN KAREN N | — | Award / Grant | 508 | — | — | 11,654 | May 14, 2013 |
| HUBBARD ALLAN B | — | Award / Grant | 466 | — | — | 7,850 | May 14, 2013 |
| LEIBOWITZ REUBEN S | — | Award / Grant | 522 | — | — | 27,405 | May 14, 2013 |
| Smith Daniel C. | — | Award / Grant | 466 | — | — | 6,271 | May 14, 2013 |
| SMITH J ALBERT JR | — | Award / Grant | 593 | — | — | 31,920 | May 14, 2013 |
| BERGSTEIN MELVYN | — | Award / Grant | 466 | — | — | 27,081 | May 14, 2013 |
| CONTIS DAVID J | Sr. EVP/Pres.- Simon Malls | Award / Grant | 4,963 | — | — | 30,163 | Apr 1, 2013 |
| Broadwater Steven K. | SVP & Chief Accounting Officer | Award / Grant | 1,575 | — | — | 5,261 | Apr 1, 2013 |
| FIVEL STEVEN E | Assistant General Counsel | Award / Grant | 3,150 | — | — | 16,619 | Apr 1, 2013 |
| Broadwater Steven K. | SVP & Chief Accounting Officer | Sale | 775 | $158.53 | $122,861 | 3,686 | Mar 21, 2013 |
| GLASSCOCK LARRY C | — | Purchase | 1,500 | $159.99 | $239,985 | 5,329 | Mar 12, 2013 |
| RULLI JOHN | SEVP/Chief Admin.Officer | Gift | 125 | — | — | 50,878 | Mar 12, 2013 |
| HUBBARD ALLAN B | — | Purchase | 156 | $162.89 | $25,411 | 7,384 | Mar 6, 2013 |
| GLASSCOCK LARRY C | — | Purchase | 147 | $162.67 | $23,912 | 3,829 | Mar 6, 2013 |
| BARKLEY JAMES M | General Counsel | Gift | 11,000 | — | — | 93,839 | Dec 28, 2012 |
| STERRETT STEPHEN E | EVP/Chief Financial Officer | Sale | 6,475 | $155.17 | $1,004,726 | 105,039 | Dec 17, 2012 |
| SOKOLOV RICHARD S | President and COO | Gift | 18,050 | — | — | 388,269 | Dec 17, 2012 |
| MELVIN SIMON & ASSOCIATES INC | — | Sale | 3,000,000 | $149.75 | $449,250,000 | 889,747 | Dec 12, 2012 |
| SIMON HERBERT | — | Sale | 928,200 | $149.75 | $138,997,950 | 277,640 | Dec 12, 2012 |
| RULLI JOHN | EVP/Pres. Simon Mgmt. Group | Sale | 21,163 | $155.56 | $3,292,116 | 51,003 | Nov 7, 2012 |
| BARKLEY JAMES M | General Counsel | Sale | 2,000 | $156.86 | $313,720 | 104,839 | Sep 28, 2012 |
| LEWIS GARY L | President Leasing/SR EVP | Sale | 7,675 | $159.28 | $1,222,474 | 40,748 | Sep 7, 2012 |
| SIMON HERBERT | — | Purchase | 100 | $159.04 | $15,904 | 277,740 | Aug 24, 2012 |
| LEWIS GARY L | President Leasing/SR EVP | Sale | 5,000 | $161.26 | $806,300 | 48,423 | Aug 1, 2012 |
| Smith Daniel C. | — | Award / Grant | 547 | — | — | 5,694 | Jun 1, 2012 |
| GLASSCOCK LARRY C | — | Award / Grant | 547 | — | — | 3,617 | Jun 1, 2012 |
| BERGSTEIN MELVYN | — | Award / Grant | 547 | — | — | 26,262 | Jun 1, 2012 |
| LEIBOWITZ REUBEN S | — | Award / Grant | 613 | — | — | 26,642 | Jun 1, 2012 |
| SMITH J ALBERT JR | — | Award / Grant | 696 | — | — | 30,901 | Jun 1, 2012 |
| HUBBARD ALLAN B | — | Award / Grant | 547 | — | — | 7,117 | Jun 1, 2012 |
| HORN KAREN N | — | Award / Grant | 597 | — | — | 10,843 | Jun 1, 2012 |
| RULLI JOHN | EVP/Pres. Simon Mgmt. Group | Sale | 6,200 | $147.35 | $913,570 | 72,166 | May 30, 2012 |
| GLASSCOCK LARRY C | — | Purchase | 1,200 | $154.75 | $185,700 | 3,070 | May 10, 2012 |
| Broadwater Steven K. | SVP & Chief Accounting Officer | Award / Grant | 1,561 | — | — | 4,461 | Apr 2, 2012 |
| LEWIS GARY L | President Leasing/SR EVP | Award / Grant | 4,341 | — | — | 53,423 | Apr 2, 2012 |
| FIVEL STEVEN E | Assistant General Counsel | Award / Grant | 3,469 | — | — | 13,469 | Apr 2, 2012 |
| HORN KAREN N | — | Sale | 3,168 | $142.87 | $452,612 | 10,175 | Mar 22, 2012 |
| Broadwater Steven K. | SVP & Chief Accounting Officer | Sale | 1,010 | $136.72 | $138,087 | 2,900 | Feb 8, 2012 |
| SIMON DAVID | CEO/Chairman of the Board | Award / Grant | 6,857 | $130.57 | $895,318 | 636,037 | Dec 30, 2011 |