AXT INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| FISCHER GARY L | VICE PRESIDENT, CFO & CORP SEC | Award / Grant | 38,475 | — | — | 379,020 | Mar 14, 2022 |
| LEBLANC LEONARD J | — | Award / Grant | 1,436 | — | — | 183,917 | Jan 3, 2022 |
| LEBLANC LEONARD J | — | Award / Grant | 7,827 | — | — | 182,481 | Dec 29, 2021 |
| FISCHER GARY L | VP, CFO & Corporate Secretary | Award / Grant | 22,050 | — | — | 340,545 | Nov 10, 2021 |
| YOUNG MORRIS S | Chief Executive Officer | Award / Grant | 57,160 | — | — | 1,868,550 | Nov 10, 2021 |
| YOUNG MORRIS S | Chief Executive Officer | Option Exercise | 100,000 | $3.06 | $306,000 | 1,811,390 | Sep 27, 2021 |
| YOUNG MORRIS S | Chief Executive Officer | Sale | 28,439 | $9.65 | $274,436 | 1,722,951 | Aug 6, 2021 |
| YOUNG MORRIS S | Chief Executive Officer | Sale | 40,000 | $10.49 | $419,600 | 1,751,390 | Jul 6, 2021 |
| YOUNG MORRIS S | Chief Executive Officer | Option Exercise | 140,801 | $2.18 | $306,946 | 1,791,390 | Jun 15, 2021 |
| YOUNG MORRIS S | Chief Executive Officer | Sale | 40,000 | $10.48 | $419,200 | 1,650,589 | Jun 7, 2021 |
| LEBLANC LEONARD J | — | Award / Grant | 6,726 | — | — | 184,654 | May 21, 2021 |
| CHEN JESSE | — | Award / Grant | 6,726 | — | — | 99,782 | May 20, 2021 |
| CHRISTINE RUSSELL | — | Award / Grant | 6,726 | — | — | 23,814 | May 20, 2021 |
| CHANG DAVID C | — | Award / Grant | 6,726 | — | — | 190,688 | May 20, 2021 |
| YOUNG MORRIS S | Chief Executive Officer | Sale | 9,275 | $9.77 | $90,617 | 1,690,589 | May 5, 2021 |
| YOUNG MORRIS S | Chief Executive Officer | Sale | 40,000 | $12.25 | $490,000 | 1,730,589 | Apr 6, 2021 |
| FISCHER GARY L | VP, CFO & Corporate Secretary | Sale | 10,000 | $12.52 | $125,200 | 318,495 | Apr 5, 2021 |
| FISCHER GARY L | VP, CFO & Corporate Secretary | Sale | 10,000 | $12.03 | $120,300 | 328,495 | Apr 1, 2021 |
| YOUNG MORRIS S | Chief Executive Officer | Option Exercise | 90,000 | $4.79 | $431,100 | 1,770,589 | Mar 16, 2021 |
| YOUNG MORRIS S | Chief Executive Officer | Sale | 40,000 | $10.97 | $438,800 | 1,680,589 | Mar 5, 2021 |
| CHEN JESSE | — | Sale | 10,000 | $13.09 | $130,900 | 93,056 | Feb 26, 2021 |
| CHEN JESSE | — | Sale | 10,000 | $13.69 | $136,900 | 113,056 | Feb 24, 2021 |
| YOUNG MORRIS S | Chief Executive Officer | Gift | 1,000 | $2.91 | $2,910 | 1,720,589 | Feb 22, 2021 |
| YOUNG MORRIS S | Chief Executive Officer | Award / Grant | 15,000 | — | — | 1,730,589 | Feb 19, 2021 |
| FISCHER GARY L | VP, CFO & Corporate Secretary | Award / Grant | 8,000 | — | — | 338,495 | Feb 19, 2021 |
| YOUNG MORRIS S | Chief Executive Officer | Sale | 37,000 | $11.21 | $414,770 | 1,715,589 | Feb 5, 2021 |
| YOUNG MORRIS S | Chief Executive Officer | Sale | 37,000 | $10.01 | $370,370 | 1,752,589 | Jan 5, 2021 |
| YOUNG MORRIS S | Chief Executive Officer | Gift | 7,500 | $4.79 | $35,925 | 1,826,589 | Dec 7, 2020 |
| YOUNG MORRIS S | Chief Executive Officer | Sale | 12,000 | $8.25 | $99,000 | 1,836,589 | Nov 16, 2020 |
| YOUNG MORRIS S | Chief Executive Officer | Sale | 10,000 | $7.00 | $70,000 | 1,858,589 | Nov 12, 2020 |
| FISCHER GARY L | VP, CFO & Corporate Secretary | Option Exercise | 10,000 | $2.18 | $21,800 | 340,495 | Nov 12, 2020 |
| FISCHER GARY L | VP, CFO & Corporate Secretary | Sale | 10,000 | $6.84 | $68,400 | 340,495 | Nov 9, 2020 |
| FISCHER GARY L | VP, CFO & Corporate Secretary | Award / Grant | 25,650 | — | — | 330,495 | Nov 5, 2020 |
| YOUNG MORRIS S | Chief Executive Officer | Award / Grant | 75,420 | — | — | 1,868,589 | Nov 5, 2020 |
| YOUNG MORRIS S | Chief Executive Officer | Sale | 5,000 | $6.00 | $30,000 | 1,793,169 | Nov 5, 2020 |
| FISCHER GARY L | VP, CFO & Corporate Secretary | Option Exercise | 8,054 | $2.47 | $19,893 | 264,517 | Oct 22, 2020 |
| FISCHER GARY L | VP, CFO & Corporate Secretary | Option Exercise | 7,562 | $2.29 | $17,317 | 208,021 | Oct 5, 2020 |
| YOUNG MORRIS S | Chief Executive Officer | Sale | 5,000 | $6.40 | $32,000 | 1,798,169 | Oct 5, 2020 |
| FISCHER GARY L | VP, CFO & Corporate Secretary | Option Exercise | 19,870 | $2.29 | $45,502 | 220,329 | Oct 1, 2020 |
| FISCHER GARY L | VP, CFO & Corporate Secretary | Option Exercise | 6,584 | $2.29 | $15,077 | 240,459 | Sep 29, 2020 |
| YOUNG MORRIS S | Chief Executive Officer | Sale | 5,000 | $6.01 | $30,050 | 1,803,169 | Sep 16, 2020 |
| YOUNG MORRIS S | Chief Executive Officer | Option Exercise | 120,000 | $2.18 | $261,600 | 1,808,169 | Sep 3, 2020 |
| YOUNG MORRIS S | Chief Executive Officer | Sale | 5,000 | $6.00 | $30,000 | 1,724,019 | Aug 26, 2020 |
| YOUNG MORRIS S | Chief Executive Officer | Option Exercise | 108,000 | $2.91 | $314,280 | 1,729,019 | Jul 28, 2020 |
| CHEN JESSE | — | Sale | 10,000 | $5.33 | $53,300 | 133,056 | May 29, 2020 |
| CHANG DAVID C | — | Sale | 12,800 | $5.48 | $70,144 | 183,962 | May 28, 2020 |
| CHEN JESSE | — | Sale | 10,000 | $5.33 | $53,300 | 123,056 | May 27, 2020 |
| CHEN JESSE | — | Award / Grant | 10,909 | — | — | 143,056 | May 21, 2020 |
| CHANG DAVID C | — | Award / Grant | 10,909 | — | — | 196,762 | May 21, 2020 |
| LEBLANC LEONARD J | — | Award / Grant | 10,909 | — | — | 177,928 | May 21, 2020 |