ENTERPRISE FINANCIAL SERVICES CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| HAVEL JAMES M | — | Award / Grant | 3,105 | — | — | 20,972 | Jul 10, 2024 |
| KENT NEVADA A | — | Award / Grant | 1,490 | — | — | 8,300 | Jul 10, 2024 |
| Andrich Lyne | — | Award / Grant | 1,490 | — | — | 5,352 | Jul 10, 2024 |
| KEENE S TURNER | SEVP, Chief Financial Officer | Other | 604 | $32.40 | $19,570 | 48,738 | Jun 3, 2024 |
| PONDER MARK G | SEVP, Chief Admin. Officer | Other | 604 | $32.40 | $19,570 | 17,177 | Jun 3, 2024 |
| LALLY JAMES BRIAN | CEO | Other | 604 | $32.40 | $19,570 | 94,484 | Jun 3, 2024 |
| IANNACONE NICOLE M | SEVP, Chief Legal Officer | Other | 605 | $32.40 | $19,602 | 14,470 | Jun 3, 2024 |
| Huffman Bridget | SEVP, Chief Risk Officer | Other | 239 | $32.40 | $7,744 | 5,295 | Jun 3, 2024 |
| DUMLAO TROY | EVP, Chief Accounting Officer | Other | 604 | $32.40 | $19,570 | 6,299 | Jun 3, 2024 |
| BAUCHE DOUGLAS | SEVP, Chief Credit Officer | Other | 538 | $32.40 | $17,431 | 19,424 | Jun 3, 2024 |
| Huffman Bridget | SEVP, Chief Risk Officer | Option Exercise | 381 | — | — | 5,168 | Apr 14, 2024 |
| DUMLAO TROY | EVP, Chief Accounting Officer | Option Exercise | 381 | — | — | 5,809 | Apr 14, 2024 |
| GUEST ROBERT E JR | — | Other | 1,650 | — | — | 3,399 | Mar 11, 2024 |
| Huffman Bridget | SEVP, Chief Risk Officer | Option Exercise | 254 | — | — | 4,868 | Feb 25, 2024 |
| KEENE S TURNER | SEVP, Chief Financial Officer | Option Exercise | 4,989 | — | — | 50,337 | Feb 24, 2024 |
| PONDER MARK G | SEVP, Chief Admin. Officer | Option Exercise | 3,326 | — | — | 18,042 | Feb 24, 2024 |
| LALLY JAMES BRIAN | CEO | Tax Withholding | 3,525 | $40.83 | $143,926 | 93,880 | Feb 24, 2024 |
| IANNACONE NICOLE M | SEVP, Chief Legal Officer | Option Exercise | 3,326 | — | — | 15,267 | Feb 24, 2024 |
| Goodman Scott Richard | President | Option Exercise | 4,989 | — | — | 58,810 | Feb 24, 2024 |
| DUMLAO TROY | EVP, Chief Accounting Officer | Option Exercise | 244 | — | — | 5,276 | Feb 24, 2024 |
| BAUCHE DOUGLAS | SEVP, Chief Credit Officer | Option Exercise | 3,326 | — | — | 20,255 | Feb 24, 2024 |
| IANNACONE NICOLE M | SEVP, Chief Legal Officer | Tax Withholding | 1,441 | $39.52 | $56,948 | 10,686 | Feb 6, 2024 |
| KEENE S TURNER | SEVP, Chief Financial Officer | Tax Withholding | 849 | $39.52 | $33,552 | 38,909 | Feb 6, 2024 |
| LALLY JAMES BRIAN | CEO | Award / Grant | 13,380 | — | — | 88,637 | Feb 6, 2024 |
| Goodman Scott Richard | President | Award / Grant | 4,764 | — | — | 53,525 | Feb 6, 2024 |
| PONDER MARK G | SEVP, Chief Admin. Officer | Tax Withholding | 1,160 | $39.52 | $45,843 | 14,716 | Feb 6, 2024 |
| BAUCHE DOUGLAS | SEVP, Chief Credit Officer | Tax Withholding | 1,473 | $39.52 | $58,213 | 15,580 | Feb 6, 2024 |
| VAN TREASE SANDRA | — | Option Exercise | 4,910 | — | — | 8,138 | Jan 2, 2024 |
| SANBORN RICHARD | — | Sale | 2,100 | $45.00 | $94,500 | 232,715 | Dec 15, 2023 |
| VAN TREASE SANDRA | — | Gift | 1,000 | — | — | 41,884 | Dec 11, 2023 |
| BAUCHE DOUGLAS | SEVP, Chief Credit Officer | Other | 148 | $33.32 | $4,931 | 12,985 | Nov 30, 2023 |
| Huffman Bridget | SEVP, Chief Risk Officer | Other | 130 | $33.32 | $4,332 | 4,475 | Nov 30, 2023 |
| DECOLA MICHAEL A | — | Gift | 43,903 | — | — | 43,903 | Sep 11, 2023 |
| Young Lina A | — | Award / Grant | 1,548 | — | — | 2,010 | Jul 12, 2023 |
| SANBORN RICHARD | — | Award / Grant | 1,560 | — | — | 1,560 | Jul 12, 2023 |
| Manjarrez Marcela | — | Award / Grant | 1,488 | — | — | 1,950 | Jul 12, 2023 |
| KENT NEVADA A | — | Award / Grant | 1,585 | — | — | 6,810 | Jul 12, 2023 |
| Holmes Michael | — | Award / Grant | 1,548 | — | — | 14,438 | Jul 12, 2023 |
| HAVEL JAMES M | — | Award / Grant | 3,315 | — | — | 17,867 | Jul 12, 2023 |
| GUEST ROBERT E JR | — | Award / Grant | 1,548 | — | — | 1,749 | Jul 12, 2023 |
| DECOLA MICHAEL A | — | Award / Grant | 4,520 | — | — | 31,813 | Jul 12, 2023 |
| Andrich Lyne | — | Award / Grant | 1,560 | — | — | 3,862 | Jul 12, 2023 |
| GUEST ROBERT E JR | — | Purchase | 52 | $39.06 | $2,031 | 8,272 | Jun 30, 2023 |
| IANNACONE NICOLE M | SEVP, Chief Legal Officer | Other | 480 | $34.53 | $16,574 | 8,247 | May 31, 2023 |
| BAUCHE DOUGLAS | SEVP, Chief Credit Officer | Other | 525 | $34.53 | $18,128 | 12,837 | May 31, 2023 |
| DUMLAO TROY | EVP, Chief Accounting Officer | Other | 480 | $34.53 | $16,574 | 5,032 | May 31, 2023 |
| Huffman Bridget | SEVP, Chief Risk Officer | Other | 152 | $34.53 | $5,249 | 4,345 | May 31, 2023 |
| LALLY JAMES BRIAN | CEO | Other | 480 | $34.53 | $16,574 | 73,237 | May 31, 2023 |
| PONDER MARK G | SEVP, Chief Admin. Officer | Other | 481 | $34.53 | $16,609 | 11,155 | May 31, 2023 |
| KEENE S TURNER | SEVP, Chief Financial Officer | Other | 480 | $34.53 | $16,574 | 38,043 | May 31, 2023 |