Marygold Companies, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Nicholas & Melinda Gerber Living Trust | Chief Executive Officer | Purchase | 25,000 | $0.93 | $23,250 | 18,751,125 | Dec 10, 2025 |
| Nicholas & Melinda Gerber Living Trust | Chief Executive Officer | Purchase | 15,352 | $1.03 | $15,813 | 18,726,125 | Dec 3, 2025 |
| Nicholas & Melinda Gerber Living Trust | Chief Executive Officer | Purchase | 20,000 | $1.05 | $21,000 | 18,710,773 | Nov 20, 2025 |
| Mullins Derek Jason | — | Award / Grant | 4,854 | $1.03 | $5,000 | 14,779 | Nov 7, 2025 |
| Gonzalez Matt | — | Award / Grant | 4,854 | $1.03 | $5,000 | 14,779 | Nov 7, 2025 |
| Alexander James S | — | Award / Grant | 4,854 | $1.03 | $5,000 | 14,676 | Nov 7, 2025 |
| Harris Joya | — | Award / Grant | 4,854 | $1.03 | $5,000 | 14,779 | Nov 7, 2025 |
| Grogan Erin | — | Award / Grant | 4,854 | $1.03 | $5,000 | 14,779 | Nov 7, 2025 |
| Nicholas & Melinda Gerber Living Trust | Chief Executive Officer | Purchase | 50,000 | $1.00 | $50,000 | 18,690,773 | Jun 20, 2025 |
| Nicholas & Melinda Gerber Living Trust | Chief Executive Officer | Purchase | 50,000 | $1.05 | $52,500 | 18,640,773 | Feb 24, 2025 |
| Nicholas & Melinda Gerber Living Trust | Chief Executive Officer | Purchase | 47,600 | $1.10 | $52,360 | 18,590,773 | Feb 14, 2025 |
| Nicholas & Melinda Gerber Living Trust | Chief Executive Officer | Purchase | 32,258 | $1.06 | $34,193 | 18,543,173 | Feb 11, 2025 |
| Nicholas & Melinda Gerber Living Trust | Chief Executive Officer | Purchase | 42,149 | $1.72 | $72,496 | 18,510,915 | Dec 20, 2024 |
| Harris Joya | — | Award / Grant | 3,623 | $1.38 | $5,000 | 6,444 | Dec 9, 2024 |
| Grogan Erin | — | Award / Grant | 2,924 | $1.71 | $5,000 | 2,924 | Dec 9, 2024 |
| Mullins Derek Jason | — | Award / Grant | 3,378 | $1.48 | $4,999 | 9,925 | Dec 6, 2024 |
| Alexander James S | — | Award / Grant | 3,378 | $1.48 | $4,999 | 9,822 | Dec 6, 2024 |
| Nicholas & Melinda Gerber Living Trust | Chief Executive Officer | Purchase | 50,000 | $1.51 | $75,500 | 18,468,766 | Nov 21, 2024 |
| Yu Carolyn M. | Chief Legal & Continuity Off | Sale | 7,000 | $1.51 | $10,570 | — | Nov 21, 2024 |
| Nicholas & Melinda Gerber Living Trust | Chief Executive Officer | Purchase | 80,000 | $1.35 | $108,000 | 18,418,766 | May 21, 2024 |
| Nicholas & Melinda Gerber Living Trust | Chief Executive Officer | Purchase | 50,000 | $1.36 | $68,000 | 18,338,766 | Mar 18, 2024 |
| Nicholas & Melinda Gerber Living Trust | Chief Executive Officer | Purchase | 25,000 | $1.11 | $27,750 | 18,288,766 | Mar 13, 2024 |
| Nicholas & Melinda Gerber Living Trust | Chief Executive Officer | Purchase | 13,751 | $1.11 | $15,264 | 18,263,766 | Feb 21, 2024 |
| Gonzalez Matt | — | Award / Grant | 3,378 | $1.48 | $4,999 | 9,925 | Mar 29, 2023 |
| Gonzalez Matt | — | Award / Grant | 3,623 | $1.38 | $5,000 | 6,444 | Mar 29, 2023 |
| Neibert David Wayne | Chief Operations Officer | Purchase | 7,500 | $1.30 | $9,750 | 51,948 | Oct 13, 2022 |
| Rooney Kathryn D. | — | Purchase | 2,000 | $1.38 | $2,760 | 2,000 | Jul 22, 2022 |
| Gerber Nicholas Daniel | President & CEO | Purchase | 120,000 | $1.07 | $128,400 | 18,250,015 | May 20, 2022 |
| Neibert David Wayne | Chief Operations Officer | Purchase | 3,500 | $1.10 | $3,850 | 44,448 | May 20, 2022 |
| Neibert David Wayne | Chief Operations Officer | Purchase | 500 | $1.09 | $545 | 36,748 | May 22, 2019 |
| Neibert David Wayne | Chief Operations Officer | Purchase | 350 | $1.25 | $438 | 36,248 | Feb 20, 2019 |
| Nicholas & Melinda Gerber Living Trust | — | C | 7,678,380 | — | — | 18,130,015 | Feb 7, 2019 |
| Gerber Nicholas Daniel | CEO & Chairman of the Board | C | 7,678,380 | — | — | 18,130,015 | Feb 7, 2019 |
| Neibert David Wayne | Chief Operations Officer | Purchase | 1,000 | $1.00 | $1,000 | 35,898 | May 31, 2018 |
| Schoenberger Scott | — | Other | 105,971,611 | — | — | 119,304,945 | Dec 8, 2016 |
| Schoenberger Family Trust | — | Other | 105,971,611 | — | — | 119,304,945 | Dec 8, 2016 |
| Gerber Nicholas Daniel | CEO/Secretary; Chairman | Other | 286,882,373 | — | — | 313,549,040 | Dec 8, 2016 |
| Nicholas & Melinda Gerber Living Trust | — | Other | 286,882,373 | — | — | 313,549,040 | Dec 8, 2016 |
| Neibert David Wayne | CFO | Purchase | 10,000 | $0.04 | $400 | 957,559 | Jan 8, 2016 |
| Choi Nelson | — | Disposition | 34,000,000 | $0.01 | $340,000 | — | May 7, 2015 |
| Park Peter | — | Disposition | 34,000,000 | $0.01 | $340,000 | 10,063,640 | May 7, 2015 |