NOVAVAX INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Dubovsky Filip | President, R&D | Option Exercise | 12,644 | $7.71 | $97,485 | 57,702 | Sep 16, 2023 |
| Trizzino John | EVP, CCO and CBO | Option Exercise | 655 | — | — | 10,145 | Aug 19, 2023 |
| Kelly James Patrick | EVP, CFO and Treasurer | Tax Withholding | 1,143 | $7.13 | $8,150 | 4,584 | Aug 16, 2023 |
| Trizzino John | EVP, CCO and CBO | Option Exercise | 833 | — | — | 9,893 | Jun 25, 2023 |
| Herrmann John A III | EVP, Chief Legal Officer | Option Exercise | 833 | — | — | 12,111 | Jun 25, 2023 |
| Dubovsky Filip | President, R&D | Option Exercise | 4,155 | $8.04 | $33,406 | 47,065 | Jun 16, 2023 |
| YOUNG JAMES F | — | Option Exercise | 4,600 | — | — | 68,590 | Jun 10, 2023 |
| MOTT DAVID M | — | Option Exercise | 3,100 | — | — | 43,800 | Jun 10, 2023 |
| MCGLYNN MARGARET G | — | Option Exercise | 3,100 | — | — | 3,800 | Jun 10, 2023 |
| King Rachel K. | — | Option Exercise | 3,100 | — | — | 10,050 | Jun 10, 2023 |
| DOUGLAS RICHARD | — | Option Exercise | 3,100 | — | — | 37,250 | Jun 10, 2023 |
| Alton Gregg H | — | Option Exercise | 3,100 | — | — | 3,800 | Jun 10, 2023 |
| Trizzino John | EVP, CCO and CBO | Option Exercise | 4,609 | $6.52 | $30,051 | 11,531 | Mar 10, 2023 |
| Kelly James Patrick | EVP, CFO and Treasurer | Tax Withholding | 2,471 | $6.52 | $16,111 | 3,361 | Mar 10, 2023 |
| Herrmann John A III | EVP, Chief Legal Officer | Option Exercise | 4,609 | $6.52 | $30,051 | 13,058 | Mar 10, 2023 |
| Glenn Gregory M | President, R&D | Purchase | 2,000 | $7.04 | $14,080 | 13,473 | Mar 6, 2023 |
| Trizzino John | EVP, CCO and CBO | Option Exercise | 1,600 | — | — | 7,695 | Dec 14, 2022 |
| Herrmann John A III | EVP, Chief Legal Officer | Tax Withholding | 700 | $17.23 | $12,061 | 8,449 | Dec 14, 2022 |
| Glenn Gregory M | President, R&D | Option Exercise | 3,100 | — | — | 9,042 | Dec 14, 2022 |
| Erck Stanley C | President and CEO | Tax Withholding | 2,320 | $17.23 | $39,974 | 36,492 | Dec 14, 2022 |
| Trizzino John | EVP, CCO and CBO | Tax Withholding | 1,709 | $18.87 | $32,249 | 6,095 | Sep 26, 2022 |
| Erck Stanley C | President and CEO | Tax Withholding | 2,180 | $18.87 | $41,137 | 31,846 | Sep 26, 2022 |
| Herrmann John A III | EVP, Chief Legal Officer | Tax Withholding | 1,324 | $18.87 | $24,984 | 7,049 | Sep 26, 2022 |
| Herrmann John A III | EVP, Chief Legal Officer | Tax Withholding | 772 | $37.07 | $28,618 | 2,975 | Aug 24, 2022 |
| Trizzino John | EVP, CCO and CBO | Option Exercise | 655 | — | — | 4,583 | Aug 19, 2022 |
| Kelly James Patrick | EVP, CFO and Treasurer | Option Exercise | 2,367 | — | — | 2,367 | Aug 16, 2022 |
| Trizzino John | EVP, CCO and CBO | Tax Withholding | 278 | $51.67 | $14,364 | 3,928 | Jun 25, 2022 |
| Herrmann John A III | EVP, Chief Legal Officer | Option Exercise | 833 | — | — | 4,678 | Jun 25, 2022 |
| YOUNG JAMES F | — | Option Exercise | 1,400 | — | — | 63,990 | Jun 17, 2022 |
| MOTT DAVID M | — | Option Exercise | 700 | — | — | 40,700 | Jun 17, 2022 |
| MCGLYNN MARGARET G | — | Option Exercise | 700 | — | — | 700 | Jun 17, 2022 |
| King Rachel K. | — | Option Exercise | 700 | — | — | 6,950 | Jun 17, 2022 |
| DOUGLAS RICHARD | — | Option Exercise | 700 | — | — | 34,150 | Jun 17, 2022 |
| Alton Gregg H | — | Option Exercise | 700 | — | — | 700 | Jun 17, 2022 |
| MCMANUS MICHAEL A JR | — | Option Exercise | 700 | — | — | 10,101 | Jun 16, 2022 |
| YOUNG JAMES F | — | Sale | 300 | $75.10 | $22,530 | 62,590 | Mar 31, 2022 |
| Herrmann John A III | EVP, Chief Legal Officer | Sale | 400 | $137.85 | $55,140 | 8,045 | Jan 3, 2022 |
| YOUNG JAMES F | — | Sale | 3,750 | $144.16 | $540,600 | 75,090 | Dec 31, 2021 |
| Herrmann John A III | EVP, Chief Legal Officer | Sale | 5,000 | $230.00 | $1,150,000 | 3,845 | Dec 20, 2021 |
| Glenn Gregory M | President, R&D | Sale | 213 | $170.46 | $36,308 | 7,019 | Dec 15, 2021 |
| Trizzino John | EVP, CCO and CBO | Option Exercise | 1,600 | — | — | 4,146 | Dec 14, 2021 |
| Herrmann John A III | EVP, Chief Legal Officer | Tax Withholding | 1,015 | $168.43 | $170,956 | 3,845 | Dec 14, 2021 |
| Erck Stanley C | President and CEO | Tax Withholding | 3,366 | $168.43 | $566,935 | 27,480 | Dec 14, 2021 |
| DOUGLAS RICHARD | — | Option Exercise | 1,500 | $25.60 | $38,400 | 33,450 | Dec 13, 2021 |
| Glenn Gregory M | President, R&D | Sale | 100 | $182.96 | $18,296 | 4,061 | Dec 7, 2021 |
| Herrmann John A III | EVP, Chief Legal Officer | Sale | 800 | $193.79 | $155,032 | 6,269 | Dec 1, 2021 |
| Glenn Gregory M | President, R&D | Sale | 353 | $207.19 | $73,138 | 7,041 | Nov 30, 2021 |
| Herrmann John A III | EVP, Chief Legal Officer | Sale | 5,000 | $228.72 | $1,143,600 | 2,760 | Nov 29, 2021 |
| Glenn Gregory M | President, R&D | Option Exercise | 2,083 | $5.95 | $12,394 | 6,144 | Nov 26, 2021 |
| Glenn Gregory M | President, R&D | Sale | 1,400 | $197.44 | $276,416 | 10,111 | Nov 23, 2021 |