MEDALLION FINANCIAL CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| WEICKER LOWELL P JR | — | Purchase | 100 | $14.92 | $1,492 | 2,300 | May 31, 2013 |
| Taggart John M. | CEO & Pres of Medallion Bank | Gift | 1,500 | — | — | 70,926 | May 30, 2013 |
| MENOWITZ FREDERICK | — | Option Exercise | 7,000 | $7.49 | $52,430 | 15,500 | May 29, 2013 |
| KOWALSKY MICHAEL J | Executive Vice President | Sale | 1,102 | $13.24 | $14,590 | 31,023 | Mar 8, 2013 |
| JACKSON HENRY D | — | Sale | 9,000 | $13.57 | $122,130 | — | Mar 7, 2013 |
| HALL LARRY D | Chief Financial Officer | Option Exercise | 17,000 | $3.50 | $59,500 | 31,692 | Feb 26, 2013 |
| KOWALSKY MICHAEL J | Executive Vice President | Award / Grant | 2,944 | — | — | 32,125 | Dec 18, 2012 |
| Yin Jeffrey John | CCO & General Counsel | Award / Grant | 2,523 | — | — | 7,579 | Dec 18, 2012 |
| OLEARY BRIAN S | Chief Operating Officer | Award / Grant | 3,785 | — | — | 8,821 | Dec 18, 2012 |
| RUSSO MARIE | Senior VP and Secretary | Award / Grant | 1,009 | — | — | 15,183 | Dec 18, 2012 |
| MURSTEIN ANDREW | President | Award / Grant | 41,211 | — | — | 95,849 | Dec 18, 2012 |
| MURSTEIN ALVIN | Chairman & CEO | Award / Grant | 33,221 | — | — | 79,070 | Dec 18, 2012 |
| HALL LARRY D | Chief Financial Officer | Award / Grant | 4,205 | — | — | 14,692 | Dec 18, 2012 |
| Yin Jeffrey John | Chief Comp Off & Gen Counsel | Sale | 1,240 | $11.82 | $14,657 | 5,056 | Nov 30, 2012 |
| HALL LARRY D | Chief Financial Officer | Sale | 189 | $11.71 | $2,213 | 10,987 | Nov 29, 2012 |
| KOWALSKY MICHAEL J | Executive Vice President | Option Exercise | 7,554 | $3.87 | $29,234 | 32,060 | Nov 12, 2012 |
| WEICKER LOWELL P JR | — | Purchase | 100 | $11.88 | $1,188 | 6,500 | Nov 9, 2012 |
| MURSTEIN ANDREW | President | Option Exercise | 47,000 | $3.70 | $173,900 | 1,446,063 | Nov 7, 2012 |
| KOWALSKY MICHAEL J | Executive Vice President | Option Exercise | 5,940 | $3.87 | $22,988 | 24,506 | Aug 30, 2012 |
| KOWALSKY MICHAEL J | Executive Vice President | Sale | 1,291 | $11.35 | $14,653 | 18,566 | Aug 27, 2012 |
| WEICKER LOWELL P JR | — | Purchase | 1,500 | $10.45 | $15,675 | 6,300 | Jun 6, 2012 |
| WEICKER LOWELL P JR | — | Purchase | 3,000 | $10.18 | $30,540 | 7,000 | May 23, 2012 |
| MURSTEIN ANDREW | President | Option Exercise | 125,000 | $5.51 | $688,750 | 1,399,063 | Mar 20, 2012 |
| HALL LARRY D | Chief Financial Officer | Option Exercise | 5,000 | $3.50 | $17,500 | 17,487 | Mar 20, 2012 |
| OLEARY BRIAN S | Chief Operating Officer | Award / Grant | 3,159 | — | — | 5,036 | Feb 16, 2012 |
| RUSSO MARIE | Senior VP and Secretary | Award / Grant | 542 | — | — | 14,174 | Feb 16, 2012 |
| MURSTEIN ALVIN | Chairman & CEO | Award / Grant | 27,076 | — | — | 163,509 | Feb 16, 2012 |
| KOWALSKY MICHAEL J | Executive Vice President | Award / Grant | 2,256 | — | — | 19,857 | Feb 16, 2012 |
| MURSTEIN ANDREW | President | Award / Grant | 27,076 | — | — | 53,809 | Feb 16, 2012 |
| Yin Jeffrey John | Chief Comp Off & Gen Counsel | Award / Grant | 1,805 | — | — | 6,296 | Feb 16, 2012 |
| HALL LARRY D | Chief Financial Officer | Award / Grant | 3,610 | — | — | 12,497 | Feb 16, 2012 |
| MURSTEIN ALVIN | Chairman & CEO | Sale | 6,188 | $11.54 | $71,410 | 136,433 | Dec 15, 2011 |
| MURSTEIN ALVIN | Chairman & CEO | Sale | 3,005 | $11.63 | $34,948 | 142,621 | Dec 13, 2011 |
| RUSSO MARIE | Senior VP, and Secretary | Option Exercise | 2,000 | $4.85 | $9,700 | 13,632 | Dec 12, 2011 |
| MURSTEIN ALVIN | Chairman & CEO | Sale | 1,700 | $11.70 | $19,890 | 145,626 | Dec 9, 2011 |
| MURSTEIN ALVIN | Chairman & CEO | Sale | 2,260 | $11.71 | $26,465 | 147,326 | Dec 7, 2011 |
| MURSTEIN ALVIN | Chairman & CEO | Sale | 15,620 | $11.74 | $183,379 | 158,211 | Dec 6, 2011 |
| HALL LARRY D | Chief Financial Officer | Sale | 2,700 | $11.70 | $31,590 | 8,887 | Dec 6, 2011 |
| KOWALSKY MICHAEL J | Executive Vice President | Option Exercise | 4,901 | $3.87 | $18,967 | 19,502 | Nov 30, 2011 |
| RUSSO MARIE | Senior VP., and Secretary | Option Exercise | 2,000 | $4.85 | $9,700 | 11,632 | Nov 29, 2011 |
| RUDNICK DAVID L | — | Sale | 1,000 | $11.71 | $11,710 | 12,691 | Nov 11, 2011 |
| WEICKER LOWELL P JR | — | Purchase | 600 | $11.59 | $6,954 | 4,000 | Nov 9, 2011 |
| Yin Jeffrey John | See General Remarks | Option Exercise | 20,000 | $9.60 | $192,000 | 22,491 | Nov 8, 2011 |
| OLEARY BRIAN S | Chief Operating Officer | Sale | 100 | $11.56 | $1,156 | 18,444 | Nov 7, 2011 |
| OLEARY BRIAN S | Chief Operating Officer | Sale | 1,000 | $11.83 | $11,830 | 2,877 | Nov 7, 2011 |
| MURSTEIN ALVIN | Chairman & CEO | Sale | 10,000 | $11.72 | $117,200 | 173,831 | Aug 24, 2011 |
| WEICKER LOWELL P JR | — | Purchase | 200 | $9.49 | $1,898 | 3,400 | Aug 24, 2011 |
| WEICKER LOWELL P JR | — | Purchase | 400 | $9.15 | $3,660 | 4,800 | Aug 10, 2011 |
| WEICKER LOWELL P JR | — | Purchase | 400 | $9.35 | $3,740 | 4,400 | Aug 5, 2011 |
| HALL LARRY D | Chief Financial Officer | Sale | 1,200 | $9.07 | $10,884 | 13,087 | Jun 6, 2011 |