SMITH MICRO SOFTWARE, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Kempton James M | VP, CFO and Treasurer | Tax Withholding | 1,018 | $1.16 | $1,181 | 203,719 | May 18, 2023 |
| SMITH WILLIAM W JR | President & CEO | Gift | 27,144 | — | — | 414,562 | May 18, 2023 |
| Kempton James M | VP, CFO and Treasurer | Tax Withholding | 1,016 | $1.13 | $1,148 | 204,737 | Apr 18, 2023 |
| SMITH WILLIAM W JR | President & CEO | Tax Withholding | 6,116 | $1.15 | $7,033 | 441,706 | Apr 18, 2023 |
| Kempton James M | VP, CFO and Treasurer | Award / Grant | 250 | $0.99 | $248 | 205,753 | Apr 3, 2023 |
| Kempton James M | VP, CFO and Treasurer | Tax Withholding | 4,090 | $1.17 | $4,785 | 205,503 | Mar 17, 2023 |
| SMITH WILLIAM W JR | President & CEO | Tax Withholding | 14,008 | $1.18 | $16,529 | 447,822 | Mar 17, 2023 |
| Kempton James M | VP, CFO and Treasurer | Award / Grant | 100,000 | — | — | 215,354 | Mar 9, 2023 |
| SMITH WILLIAM W JR | President & CEO | Award / Grant | 175,000 | — | — | 471,911 | Mar 9, 2023 |
| SMITH WILLIAM W JR | President & CEO | Gift | 32,112 | — | — | 303,286 | Feb 17, 2023 |
| SZABO GREGORY J | — | Award / Grant | 25,000 | — | — | 199,000 | Jan 27, 2023 |
| Sharma Chetan | — | Award / Grant | 25,000 | — | — | 44,082 | Jan 27, 2023 |
| Keddy Asha | — | Award / Grant | 25,000 | — | — | 48,082 | Jan 27, 2023 |
| gulko samuel | — | Award / Grant | 25,000 | — | — | 173,250 | Jan 27, 2023 |
| Elfman Steven Lawrence | — | Award / Grant | 25,000 | — | — | 163,750 | Jan 27, 2023 |
| CAMPBELL THOMAS G | — | Award / Grant | 25,000 | — | — | 88,700 | Jan 27, 2023 |
| Arno Andrew | — | Award / Grant | 25,000 | — | — | 315,105 | Jan 27, 2023 |
| SMITH WILLIAM W JR | President & CEO | Tax Withholding | 7,290 | $2.63 | $19,173 | 335,398 | Jan 18, 2023 |
| SMITH WILLIAM W JR | President & CEO | Tax Withholding | 904 | $2.05 | $1,853 | 342,688 | Dec 19, 2022 |
| SMITH WILLIAM W JR | President & CEO | Tax Withholding | 5,574 | $2.14 | $11,928 | 343,592 | Dec 13, 2022 |
| SMITH WILLIAM W JR | President & CEO | Tax Withholding | 6,479 | $2.26 | $14,643 | 349,166 | Nov 17, 2022 |
| SMITH WILLIAM W JR | President & CEO | Tax Withholding | 6,479 | $2.26 | $14,643 | 355,645 | Oct 19, 2022 |
| Kempton James M | VP, CFO and Treasurer | Award / Grant | 250 | $1.92 | $480 | 115,354 | Oct 3, 2022 |
| SMITH WILLIAM W JR | President & CEO | Tax Withholding | 904 | $2.71 | $2,450 | 362,124 | Sep 19, 2022 |
| Sharma Chetan | — | Purchase | 1,000 | $2.70 | $2,700 | 19,082 | Sep 16, 2022 |
| SMITH WILLIAM W JR | President & CEO | Purchase | 5,000 | $2.59 | $12,950 | 4,864,704 | Sep 14, 2022 |
| Kempton James M | VP, CFO and Treasurer | Purchase | 2,500 | $2.60 | $6,500 | 115,104 | Sep 13, 2022 |
| SMITH WILLIAM W JR | President & CEO | Gift | 79,779 | — | — | 368,602 | Sep 12, 2022 |
| CAMPBELL THOMAS G | — | Purchase | 1,700 | $2.33 | $3,961 | 63,700 | Aug 30, 2022 |
| Keddy Asha | — | Purchase | 5,000 | $2.24 | $11,200 | 23,082 | Aug 23, 2022 |
| SMITH WILLIAM W JR | President & CEO | Tax Withholding | 6,479 | $2.73 | $17,688 | 448,381 | Aug 22, 2022 |
| SZABO GREGORY J | — | Purchase | 10,000 | $2.29 | $22,900 | 174,000 | Aug 19, 2022 |
| Arno Andrew | — | Purchase | 2,500 | $2.18 | $5,450 | 290,105 | Aug 17, 2022 |
| gulko samuel | — | Purchase | 4,000 | $2.35 | $9,400 | 148,250 | Aug 17, 2022 |
| Arno Andrew | — | Purchase | 5,000 | $2.35 | $11,750 | 15,000 | Aug 17, 2022 |
| SMITH WILLIAM W JR | President & CEO | Tax Withholding | 6,479 | $2.50 | $16,198 | 448,860 | Jul 19, 2022 |
| SMITH WILLIAM W JR | President & CEO | Tax Withholding | 6,478 | $2.62 | $16,972 | 455,339 | Jun 17, 2022 |
| Kempton James M | VP, CFO and Treasurer | Tax Withholding | 288 | $2.56 | $737 | 112,604 | May 18, 2022 |
| SMITH WILLIAM W JR | President & CEO | Tax Withholding | 6,479 | $2.60 | $16,845 | 461,817 | May 18, 2022 |
| Kempton James M | VP, CFO and Treasurer | Tax Withholding | 352 | $3.56 | $1,253 | 112,892 | Apr 19, 2022 |
| SMITH WILLIAM W JR | President & CEO | Disposition | 4,369 | — | — | 475,389 | Apr 19, 2022 |
| Sharma Chetan | — | Award / Grant | 18,082 | — | — | 18,082 | Apr 11, 2022 |
| Keddy Asha | — | Award / Grant | 18,082 | — | — | 18,082 | Apr 11, 2022 |
| SMITH WILLIAM W JR | President & CEO | Tax Withholding | 16,280 | $3.67 | $59,748 | 479,758 | Mar 17, 2022 |
| Kempton James M | VP, CFO and Treasurer | Award / Grant | 100,000 | — | — | 113,244 | Mar 7, 2022 |
| SMITH WILLIAM W JR | President & CEO | Award / Grant | 175,000 | — | — | 496,038 | Feb 25, 2022 |
| SMITH WILLIAM W JR | President & CEO | Tax Withholding | 5,881 | $4.03 | $23,700 | 4,645,920 | Feb 17, 2022 |
| SZABO GREGORY J | — | Award / Grant | 25,000 | — | — | 164,000 | Jan 18, 2022 |
| gulko samuel | — | Award / Grant | 25,000 | — | — | 144,250 | Jan 18, 2022 |
| Elfman Steven Lawrence | — | Award / Grant | 25,000 | — | — | 138,750 | Jan 18, 2022 |