Genasys Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Brown Thomas R | CEO | Sale | 1,500 | $1.53 | $2,295 | 76,185 | Sep 4, 2013 |
| Clague Laura | — | Sale | 9,400 | $1.54 | $14,476 | 22,600 | Sep 4, 2013 |
| Wend Dennis James | — | Purchase | 300 | $1.57 | $471 | 50,000 | Aug 28, 2013 |
| MCDERMOTT KATHERINE H | CFO/Secretary | Option Exercise | 25,000 | $0.48 | $12,000 | 42,800 | Aug 28, 2013 |
| Wend Dennis James | — | Purchase | 25,000 | $1.47 | $36,750 | 25,000 | Aug 12, 2013 |
| Osgood Richard Hoe III | — | Purchase | 3,700 | $1.50 | $5,550 | 50,000 | Aug 8, 2013 |
| MARXE AUSTIN W & GREENHOUSE DAVID M | — | Purchase | 682,439 | $0.95 | $648,317 | 4,667,710 | Jun 7, 2013 |
| MCDERMOTT KATHERINE H | Chief Financial Officer | Purchase | 3,500 | $1.25 | $4,375 | 14,300 | May 21, 2012 |
| Brown Thomas R | — | Purchase | 4 | $1.35 | $5 | 27,504 | May 15, 2012 |
| NORRIS ELWOOD G | — | Sale | 1,000,000 | $2.00 | $2,000,000 | 2,970,624 | Mar 31, 2011 |
| MARXE AUSTIN W & GREENHOUSE DAVID M | — | Other | 788,090 | $2.67 | $2,104,200 | 3,985,271 | Feb 4, 2011 |
| HUNTER DANIEL | — | Option Exercise | 2,500 | $0.48 | $1,200 | 191,500 | Mar 10, 2010 |
| HUNTER DANIEL | — | Option Exercise | 20,000 | $0.48 | $9,600 | 189,000 | Feb 18, 2010 |
| MARXE AUSTIN W & GREENHOUSE DAVID M | — | Sale | 1,900 | $2.25 | $4,275 | 3,297,181 | Sep 16, 2009 |
| NORRIS ELWOOD G | Chairman | Purchase | 5,000 | $0.69 | $3,450 | 3,908,624 | Mar 13, 2009 |
| NORRIS ELWOOD G | — | Purchase | 45,000 | $0.70 | $31,500 | 3,925,629 | Mar 13, 2009 |
| MCDERMOTT KATHERINE H | Chief Financial Officer | Purchase | 2,300 | $0.45 | $1,035 | 10,800 | Dec 12, 2008 |
| Clague Laura | — | Purchase | 1,000 | $0.44 | $440 | 2,000 | Dec 11, 2008 |
| Brown Thomas R | Chief Executive Officer | Purchase | 15,000 | $0.65 | $9,750 | 27,400 | Sep 11, 2008 |
| NORRIS ELWOOD G | Chairman | Purchase | 200 | $0.65 | $130 | 3,903,624 | Sep 11, 2008 |
| NORRIS ELWOOD G | Chairman | Purchase | 15,000 | $0.94 | $14,100 | 3,893,629 | Aug 20, 2008 |
| NORRIS ELWOOD G | Chairman | Purchase | 10,000 | $1.12 | $11,200 | 3,878,629 | Aug 12, 2008 |
| NORRIS ELWOOD G | Chairman | Purchase | 100 | $1.23 | $123 | 3,866,129 | Aug 7, 2008 |
| NORRIS ELWOOD G | Chairman | Purchase | 10,000 | $1.23 | $12,300 | 3,868,629 | Aug 7, 2008 |
| NORRIS ELWOOD G | Chairman | Purchase | 2,114 | $1.97 | $4,165 | 3,852,629 | May 22, 2008 |
| HUNTER DANIEL | — | Purchase | 4,210 | $2.24 | $9,430 | 164,500 | Feb 28, 2008 |
| HUNTER DANIEL | — | Purchase | 2,500 | $2.10 | $5,250 | 156,290 | Feb 25, 2008 |
| HUNTER DANIEL | — | Purchase | 5,000 | $2.10 | $10,500 | 144,790 | Feb 22, 2008 |
| HUNTER DANIEL | — | Purchase | 300 | $2.01 | $603 | 119,290 | Feb 19, 2008 |
| HUNTER DANIEL | — | Purchase | 33,400 | $1.90 | $63,460 | 103,000 | Feb 15, 2008 |
| Brown Thomas R | Chief Executive Officer | Purchase | 2,400 | $3.10 | $7,440 | 12,400 | May 10, 2007 |
| NORRIS ELWOOD G | Chairman | Purchase | 4,300 | $3.11 | $13,373 | 3,835,515 | May 10, 2007 |
| NORRIS ELWOOD G | — | Other | 17,000 | $4.25 | $72,250 | 3,842,515 | Dec 4, 2006 |
| NORRIS ELWOOD G | Chairman | X | 125,000 | $2.00 | $250,000 | 3,825,515 | Sep 20, 2006 |
| Brown Thomas R | — | Purchase | 10,000 | $2.89 | $28,900 | 10,000 | Aug 28, 2006 |
| CROFT JAMES III | Chief Technology Officer | Purchase | 1,000 | $2.50 | $2,500 | 4,050 | Aug 24, 2006 |
| CARTER DAVID J | — | Sale | 27,000 | $3.60 | $97,200 | 24,000 | Mar 10, 2006 |
| NORRIS ELWOOD G | Chairman | Purchase | 500 | $3.75 | $1,875 | 3,698,015 | Mar 6, 2006 |
| NORRIS ELWOOD G | Chairman | Purchase | 6 | $3.72 | $22 | 3,695,515 | Mar 3, 2006 |
| CROFT JAMES III | Sr. VP, Research & Development | Option Exercise | 2,000 | $3.00 | $6,000 | 10,550 | Feb 16, 2006 |
| WAGNER RICHARD | — | Option Exercise | 50,000 | $3.00 | $150,000 | 109,100 | Feb 16, 2006 |
| CARTER DAVID J | — | Option Exercise | 50,000 | $3.00 | $150,000 | 51,000 | Feb 16, 2006 |
| CARTER DAVID J | — | Option Exercise | 50,000 | $3.00 | $150,000 | 51,000 | Feb 16, 2006 |
| CROFT JAMES III | Chief Tech Officer & VP Dev | Sale | 100 | $4.01 | $401 | 1,150 | Feb 15, 2006 |
| NORRIS ELWOOD G | Chairman | Option Exercise | 50,000 | $3.30 | $165,000 | 3,679,015 | Feb 14, 2006 |
| CROFT JAMES III | Chief Tech Officer & VP Dev | Sale | 400 | $3.97 | $1,588 | 50 | Feb 13, 2006 |