FALCONSTOR SOFTWARE INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Brooks Robert Todd | Chief Executive Officer | Purchase | 1,200 | $1.78 | $2,136 | 87,146 | Mar 20, 2023 |
| Brooks Robert Todd | Chief Executive Officer | Purchase | 2,000 | $1.75 | $3,500 | 85,946 | Nov 10, 2022 |
| Brooks Robert Todd | Chief Executive Officer | Purchase | 5,000 | $1.02 | $5,100 | 83,946 | Aug 4, 2022 |
| Rudolph Barry | — | Award / Grant | 8,500 | $1.39 | $11,815 | 15,116 | May 17, 2022 |
| Brooks Robert Todd | Chief Executive Officer | Purchase | 3,500 | $1.31 | $4,585 | 78,946 | May 17, 2022 |
| Sita Vincent | Chief Financial Officer | Award / Grant | 56,615 | — | — | 56,615 | Feb 11, 2022 |
| Brooks Robert Todd | Chief Executive Officer | Purchase | 350 | $2.92 | $1,022 | 57,047 | Nov 16, 2021 |
| Wolfe Brad | Chief Financial Officer | Award / Grant | 14,720 | — | — | 88,317 | Sep 30, 2020 |
| Rudolph Barry | — | Award / Grant | 73,600 | — | — | 117,758 | Sep 30, 2020 |
| MILLER WILLIAM D | — | Award / Grant | 73,600 | — | — | 117,758 | Sep 30, 2020 |
| KELLY MICHAEL P | — | Award / Grant | 73,600 | — | — | 125,450 | Sep 30, 2020 |
| KELLY MICHAEL P | — | Award / Grant | 44,158 | — | — | 51,797 | Jan 16, 2020 |
| Rudolph Barry | — | Award / Grant | 4,415,838 | — | — | 4,451,801 | May 31, 2019 |
| MILLER WILLIAM D | — | Award / Grant | 4,415,838 | — | — | 4,448,569 | May 31, 2019 |
| Wolfe Brad | Chief Financial Officer | Award / Grant | 7,359,730 | — | — | 7,359,730 | May 31, 2019 |
| KELLY MICHAEL P | — | Award / Grant | 4,415,838 | — | — | 5,179,753 | May 31, 2019 |
| Brooks Robert Todd | Chief Executive Officer | Award / Grant | 73,597,297 | — | — | 73,747,297 | May 31, 2019 |
| HCP-FVA, LLC | — | Option Exercise | 1,518,107 | — | — | 359,119,127 | May 21, 2019 |
| HALE MARTIN M JR | — | Option Exercise | 1,518,107 | — | — | 359,718,164 | May 21, 2019 |
| Brooks Robert Todd | Chief Executive Officer | Purchase | 150,000 | $0.06 | $9,000 | 150,000 | May 17, 2019 |
| LIEMANDT JOSEPH | — | X | 122,214,132 | — | — | 128,613,493 | Dec 27, 2018 |
| KELLY MICHAEL P | — | X | 763,915 | — | — | 763,915 | Dec 27, 2018 |
| HCP-FVA, LLC | — | Option Exercise | 303,379,065 | — | — | 357,601,020 | Dec 18, 2018 |
| HALE MARTIN M JR | — | Option Exercise | 303,379,065 | — | — | 358,200,057 | Dec 18, 2018 |
| KELLY MICHAEL P | — | Sale | 10,000 | $0.04 | $400 | — | Nov 16, 2018 |
| HCP-FVA, LLC | — | Option Exercise | 39,645,783 | — | — | 54,221,955 | Apr 23, 2018 |
| HALE MARTIN M JR | — | Option Exercise | 39,645,783 | — | — | 54,820,992 | Apr 23, 2018 |
| Rudolph Barry | — | Other | 10,000 | — | — | 130,080 | Mar 5, 2018 |
| MILLER WILLIAM D | — | Other | 10,000 | — | — | 126,848 | Mar 5, 2018 |
| LIEMANDT JOSEPH | — | Purchase | 349,941 | $0.39 | $136,477 | 6,399,361 | Aug 22, 2017 |
| Rudolph Barry | — | Award / Grant | 23,301 | — | — | 140,080 | May 8, 2017 |
| MILLER WILLIAM D | — | Award / Grant | 21,139 | — | — | 136,848 | May 8, 2017 |
| KELLY MICHAEL P | — | Award / Grant | 25,223 | — | — | 217,390 | May 8, 2017 |
| HALE MARTIN M JR | — | Award / Grant | 22,821 | — | — | 175,032 | May 8, 2017 |
| Rudolph Barry | — | Award / Grant | 94,117 | — | — | 116,779 | May 3, 2017 |
| KELLY MICHAEL P | — | Award / Grant | 94,117 | — | — | 192,167 | May 3, 2017 |
| MILLER WILLIAM D | — | Award / Grant | 94,117 | — | — | 115,709 | May 3, 2017 |
| HALE MARTIN M JR | — | Award / Grant | 94,117 | — | — | 152,211 | May 3, 2017 |
| QUINN GARY | President and CEO | Tax Withholding | 17,855 | — | — | 1,843,148 | Apr 25, 2017 |
| Komet Alan | EVP Worldwide Field Operations | Tax Withholding | 14,294 | — | — | 210,721 | Apr 25, 2017 |
| MILLER WILLIAM D | — | Purchase | 2,000 | $0.39 | $780 | 2,600 | Mar 15, 2017 |
| HALE MARTIN M JR | — | Award / Grant | 13,019 | — | — | 58,094 | Mar 13, 2017 |
| Rudolph Barry | — | Award / Grant | 12,662 | — | — | 22,662 | Mar 13, 2017 |
| QUINN GARY | President and CEO | Tax Withholding | 13,997 | — | — | 1,861,003 | Mar 13, 2017 |
| MILLER WILLIAM D | — | Award / Grant | 11,592 | — | — | 21,592 | Mar 13, 2017 |
| KELLY MICHAEL P | — | Award / Grant | 15,159 | — | — | 98,050 | Mar 13, 2017 |
| MILLER WILLIAM D | — | Award / Grant | 10,000 | — | — | 10,000 | Jan 3, 2017 |
| Rudolph Barry | — | Award / Grant | 10,000 | — | — | 10,000 | Jan 3, 2017 |
| RUBENSTEIN BARRY | — | Award / Grant | 14,201 | — | — | 1,015,201 | Nov 4, 2016 |
| OXENHORN ELI | — | Award / Grant | 22,286 | — | — | 1,088,286 | Nov 4, 2016 |