NovelStem International Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Baker Street Capital Management, LLC | — | Sale | 12,300 | $1.53 | $18,819 | 3,435,197 | Nov 18, 2013 |
| GOMEZ SCOTT | Chief Accounting Officer | Sale | 26,714 | $1.62 | $43,277 | — | Mar 17, 2011 |
| SILVERS LAURIE S | Vice Chairperson and President | Sale | 323,485 | $1.63 | $527,281 | 343,697 | Mar 7, 2011 |
| SILVERS LAURIE S | Vice Chairperson and President | Disposition | 9,025 | $2.05 | $18,501 | 18,147 | Feb 25, 2011 |
| GOMEZ SCOTT | Chief Accounting Officer | Disposition | 13,286 | $2.05 | $27,236 | 26,714 | Feb 25, 2011 |
| Gans Stephen | — | Sale | 1,046,561 | $2.05 | $2,145,450 | 2,104,192 | Feb 25, 2011 |
| Baker Street Capital Management, LLC | — | Sale | 1,714,679 | $2.05 | $3,515,092 | 3,447,497 | Feb 18, 2011 |
| Perelman Vadim | — | Sale | 34,500 | $1.99 | $68,655 | 5,162,176 | Jan 18, 2011 |
| SILVERS LAURIE S | Vice Chairperson and President | Gift | 16,723 | — | — | 968,892 | Dec 28, 2010 |
| Doonbeg Fund LP | — | Sale | 447,426 | $1.14 | $510,066 | — | Sep 29, 2010 |
| Gans Stephen | — | Purchase | 25,129 | $29,911.16 | $751,637,540 | 3,150,753 | May 26, 2010 |
| Gans Stephen | — | Purchase | 58,630 | $67,906.95 | $3,981,384,479 | 3,125,624 | May 25, 2010 |
| SILVERS LAURIE S | Vice Chairperson and President | Gift | 65,000 | — | — | 1,109,230 | Dec 31, 2008 |
| RUBENSTEIN MITCHELL | Chairman and CEO | Gift | 65,000 | — | — | 1,109,230 | Dec 31, 2008 |
| RUBENSTEIN MITCHELL | Chairman and CEO | Award / Grant | 300,000 | — | — | 1,174,230 | Dec 22, 2008 |
| SILVERS LAURIE S | President | Award / Grant | 300,000 | — | — | 1,174,230 | Dec 22, 2008 |
| COGHILL CAPITAL MANAGEMENT LLC | — | Sale | 500,000 | $1.20 | $600,000 | 2,868,992 | Nov 25, 2008 |
| COGHILL CLINT D | — | Sale | 500,000 | $1.20 | $600,000 | 2,868,992 | Nov 25, 2008 |
| SILVERS LAURIE S | President | Option Exercise | 81,000 | $1.30 | $105,300 | 874,230 | Jun 23, 2008 |
| RUBENSTEIN MITCHELL | Chairman and C.E.O. | Option Exercise | 81,000 | $1.30 | $105,300 | 874,230 | Jun 23, 2008 |
| GOMEZ SCOTT | Chief Accounting Officer | Option Exercise | 20,000 | $0.88 | $17,600 | 40,000 | Apr 21, 2008 |
| MORGAN STANLEY | — | Sale | 300,000 | $2.46 | $738,000 | 2,904,233 | Apr 7, 2008 |
| MORGAN STANLEY | — | Sale | 1,114 | $2.44 | $2,718 | 3,204,233 | Apr 1, 2008 |
| GOMEZ SCOTT | Chief Accounting Officer | Award / Grant | 20,000 | — | — | 20,000 | Aug 30, 2007 |
| RUBENSTEIN MITCHELL | Chairman and CEO | Award / Grant | 55,000 | — | — | 793,230 | Aug 30, 2007 |
| SILVERS LAURIE S | Vice Chairman and President | Award / Grant | 30,000 | — | — | 522,303 | Aug 30, 2007 |
| RUBENSTEIN MITCHELL | Chairman and CEO | X | 11,743 | $3.34 | $39,222 | 738,230 | May 17, 2007 |
| SILVERS LAURIE S | Vice Chairman and President | X | 11,743 | $3.34 | $39,222 | 492,303 | May 17, 2007 |
| SILVERS LAURIE S | Vice Chairman and President | Gift | 17,590 | — | — | 480,560 | Nov 21, 2006 |
| RUBENSTEIN MITCHELL | Chairman and CEO | Gift | 17,590 | — | — | 726,487 | Nov 21, 2006 |
| HOFFMAN HARRY T | — | Sale | 1,000 | $4.30 | $4,300 | 3,000 | Nov 3, 2006 |
| RUBENSTEIN MITCHELL | Chairman and CEO | Gift | 87,130 | — | — | 775,327 | Feb 28, 2005 |
| SILVERS LAURIE S | Vice Chairman/President | Gift | 104,008 | — | — | 529,400 | Feb 28, 2005 |