ROYCE MICRO-CAP TRUST, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| ROYCE CHARLES M | — | Sale | 200,000 | $10.27 | $2,054,000 | 596,926 | Nov 5, 2025 |
| CLARK CHRISTOPHER D | President | Purchase | 2,100 | $10.16 | $21,336 | 59,721 | Aug 26, 2025 |
| ROYCE CHARLES M | — | Sale | 2,042 | $8.17 | $16,683 | 796,928 | May 5, 2025 |
| ROYCE CHARLES M | — | Sale | 43,230 | $8.33 | $360,106 | 464,640 | May 2, 2025 |
| ROYCE CHARLES M | — | Sale | 76,354 | $7.83 | $597,852 | 885,428 | Apr 16, 2025 |
| ROYCE CHARLES M | — | Sale | 100,000 | $9.92 | $992,000 | 970,942 | Feb 18, 2025 |
| ROYCE CHARLES M | — | Sale | 50,000 | $9.88 | $494,000 | 1,270,942 | Jan 31, 2025 |
| CLARK CHRISTOPHER D | President | Purchase | 5,400 | $9.56 | $51,624 | 53,040 | Aug 16, 2024 |
| Gannon Francis D. | Vice President | Purchase | 2,500 | $9.25 | $23,125 | 2,500 | Mar 22, 2024 |
| CLARK CHRISTOPHER D | President | Purchase | 5,000 | $9.24 | $46,200 | 45,945 | Mar 21, 2024 |
| Grisanti Christopher C. | — | Purchase | 2,500 | $8.33 | $20,825 | 5,000 | Oct 5, 2022 |
| O BYRNE DANIEL A | Vice President | Purchase | 1,000 | $9.30 | $9,300 | 11,587 | May 6, 2022 |
| ROYCE CHARLES M | — | Gift | 420,000 | $11.57 | $4,859,400 | 1,044,038 | Dec 29, 2021 |
| Grisanti Christopher C. | — | Purchase | 2,500 | $11.99 | $29,975 | 2,500 | Sep 9, 2021 |
| OBRIEN G PETER | — | Purchase | 420 | $11.84 | $4,973 | 2,360 | Jul 23, 2021 |
| SHIELDS MICHAEL K. | — | Purchase | 1,500 | $11.90 | $17,850 | 1,500 | Feb 25, 2021 |
| CLARK CHRISTOPHER D | President | Purchase | 8,000 | $10.78 | $86,240 | 31,475 | Jan 29, 2021 |
| Harper Cecile Burleigh | — | Purchase | 9,000 | $10.12 | $91,080 | 9,000 | Dec 18, 2020 |
| CLARK CHRISTOPHER D | President | Purchase | 10,000 | $8.40 | $84,000 | 23,128 | Oct 12, 2020 |
| ROYCE CHARLES M | — | Sale | 44,545 | $7.60 | $338,542 | 69,879 | Sep 21, 2020 |
| ROYCE CHARLES M | — | Sale | 50,000 | $7.88 | $394,000 | 119,879 | Sep 18, 2020 |
| ROYCE CHARLES M | — | Sale | 14,390 | $7.85 | $112,962 | 255,489 | Sep 17, 2020 |
| ROYCE CHARLES M | — | Sale | 100,000 | $7.83 | $783,000 | 269,879 | Sep 15, 2020 |
| ROYCE CHARLES M | — | Sale | 35,000 | $7.77 | $271,950 | 369,879 | Sep 14, 2020 |
| CLARK CHRISTOPHER D | President | Purchase | 5,000 | $8.56 | $42,800 | 12,210 | Jan 9, 2020 |
| CLARK CHRISTOPHER D | President | Purchase | 2,400 | $8.33 | $19,992 | 5,662 | Jan 27, 2017 |
| DENNEEN JOHN E | Secretary | Purchase | 2,000 | $8.18 | $16,360 | 4,983 | Dec 7, 2016 |
| CLARK CHRISTOPHER D | President | Purchase | 3,200 | $7.74 | $24,768 | 3,200 | Oct 7, 2016 |
| CLARK CHRISTOPHER D | President | Purchase | 3,200 | $7.74 | $24,768 | 3,200 | Oct 7, 2016 |
| MEHLMAN ARTHUR S | — | Purchase | 1,800 | $8.20 | $14,760 | 4,979 | Dec 2, 2015 |
| Fockler Jack E. Jr. | Vice President | Sale | 3,139 | $10.85 | $34,058 | — | Oct 14, 2014 |
| Fockler Jack E. Jr. | Vice President | Sale | 8,352 | $10.93 | $91,287 | 3,139 | Oct 10, 2014 |
| Fockler Jack E. Jr. | Vice President | Purchase | 8,250 | $12.26 | $101,145 | 20,550 | Jun 4, 2014 |
| Fockler Jack E. Jr. | Vice President | Purchase | 4,300 | $11.59 | $49,837 | 12,300 | Feb 5, 2014 |
| Fockler Jack E. Jr. | Vice President | Purchase | 2,131 | $12.58 | $26,808 | 2,131 | Jan 24, 2014 |
| ISAACS STEPHEN L | — | Sale | 1,610 | $6.58 | $10,594 | — | Nov 30, 2011 |
| ISAACS STEPHEN L | — | Sale | 117 | $8.33 | $975 | 234 | Nov 30, 2011 |
| Fockler Jack E. Jr. | Vice President | Sale | 2,140 | $7.45 | $15,943 | — | Jan 7, 2010 |
| Fockler Jack E. Jr. | Vice President | Sale | 2,140 | $7.45 | $15,943 | — | Jan 7, 2010 |
| Fockler Jack E. Jr. | Vice President | Sale | 17,860 | $7.49 | $133,771 | 2,140 | Jan 6, 2010 |
| Fockler Jack E. Jr. | Vice President | Purchase | 2,200 | $5.25 | $11,550 | 20,000 | Apr 20, 2009 |
| Fockler Jack E. Jr. | Vice President | Purchase | 5,655 | $5.25 | $29,689 | 12,500 | Apr 7, 2009 |
| Fockler Jack E. Jr. | Vice President | Purchase | 6,845 | $4.98 | $34,088 | 6,845 | Apr 1, 2009 |
| Fockler Jack E. Jr. | Vice President | Purchase | 12,500 | $4.94 | $61,750 | 12,500 | Mar 31, 2009 |
| ROYCE CHARLES M | President | Sale | 13,500 | $15.53 | $209,655 | 800,812 | Dec 14, 2006 |
| ROYCE CHARLES M | President | Sale | 33,000 | $15.31 | $505,230 | 850,812 | Nov 13, 2006 |
| ROYCE CHARLES M | President | Gift | 150,000 | $14.41 | $2,161,500 | 871,003 | Jul 11, 2006 |
| ROYCE CHARLES M | President | Sale | 3,500 | $14.61 | $51,135 | 270,085 | Feb 15, 2006 |
| ROYCE CHARLES M | President | Sale | 23,400 | $14.48 | $338,832 | 273,585 | Feb 13, 2006 |
| ROYCE CHARLES M | President | Sale | 15,000 | $14.76 | $221,400 | 327,285 | Feb 10, 2006 |