PCM FUND, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Cogan Sarah E | — | Purchase | 1,000 | $11.67 | $11,670 | 1,000 | Jan 9, 2020 |
| Rappaport Alan | — | Purchase | 1,000 | $10.69 | $10,690 | 1,000 | Feb 21, 2019 |
| IVASCYN DANIEL J | — | Other | 91,519 | — | — | 91,519 | Feb 10, 2017 |
| GALLAGHER BRADFORD K | — | Purchase | 4,800 | $10.60 | $50,880 | 4,800 | Jan 27, 2015 |
| GROSS WILLIAM H | — | Purchase | 10,636 | $11.35 | $120,719 | 25,618 | Sep 10, 2013 |
| GROSS WILLIAM H | — | Purchase | 11,382 | $11.29 | $128,503 | 14,982 | Sep 9, 2013 |
| GROSS WILLIAM H | — | Purchase | 6,233 | $11.41 | $71,119 | 6,233 | Aug 13, 2013 |
| HARRIS BRENT R | — | Sale | 1,939 | $10.91 | $21,154 | — | Jan 6, 2012 |
| IVASCYN DANIEL J | — | Purchase | 3,700 | $10.19 | $37,703 | 88,105 | Aug 9, 2011 |
| IVASCYN DANIEL J | — | Purchase | 800 | $9.00 | $7,200 | 83,505 | May 20, 2010 |
| IVASCYN DANIEL J | — | Purchase | 200 | $9.72 | $1,944 | 54,822 | Mar 24, 2008 |
| IVASCYN DANIEL J | — | Purchase | 500 | $9.60 | $4,800 | 42,200 | Mar 24, 2008 |
| POPEJOY WILLIAM J | — | Purchase | 4,019 | $10.86 | $43,646 | 9,296 | Sep 7, 2007 |
| POPEJOY WILLIAM J | — | Purchase | 1,000 | $12.20 | $12,200 | 1,000 | Apr 12, 2007 |
| HAGAN J MICHAEL | — | Purchase | 500 | $12.00 | $6,000 | 500 | Mar 8, 2007 |
| IVASCYN DANIEL J | — | Purchase | 100 | $11.85 | $1,185 | 100 | Mar 7, 2007 |
| BURNS R WESLEY | — | Purchase | 1,300 | $12.00 | $15,600 | 3,800 | Mar 7, 2007 |
| GROSS WILLIAM H | — | Sale | 55 | $13.69 | $753 | 153,676 | Jul 24, 2006 |
| POWERS WILLIAM C | Senior Vice President | Sale | 750 | $14.00 | $10,500 | — | Mar 29, 2006 |
| CANNON E PHILLIP | — | Purchase | 1,500 | $14.00 | $21,000 | 1,500 | Feb 28, 2006 |
| THOMPSON WILLIAM S | — | Purchase | 3,300 | $14.72 | $48,576 | — | May 29, 2002 |
| POWERS WILLIAM C | SR. VICE PRESIDENT | Purchase | 2,800 | $12.13 | $33,964 | 2,800 | Jun 10, 1999 |
| BURNS R WESLEY | — | Purchase | 2,500 | $12.91 | $32,275 | 10,000 | Mar 19, 1999 |
| HARRIS BRENT R | — | Purchase | 2,500 | $12.00 | $30,000 | 2,500 | Oct 5, 1994 |
| GROSS WILLIAM H | — | Purchase | 3,000 | $11.93 | $35,790 | 3,000 | Jul 8, 1994 |