UWHARRIE CAPITAL CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| DICK ROGER L | President/CEO of UCC | Purchase | 7,715 | $5.75 | $44,361 | 17,628 | Feb 28, 2007 |
| Farmer Henry E Sr | — | Purchase | 1,903 | $5.80 | $11,037 | 1,903 | Feb 13, 2007 |
| Brooks Joe S | — | Gift | 100 | — | — | 309 | Dec 18, 2006 |
| WALLACE HUGH E | — | Purchase | 1,232 | $5.75 | $7,084 | 96,474 | Dec 11, 2006 |
| WALLACE HUGH E | — | Purchase | 479 | $5.75 | $2,754 | 95,242 | Dec 5, 2006 |
| WALLACE HUGH E | — | Purchase | 54 | $5.75 | $311 | 92,890 | Dec 1, 2006 |
| WALLACE HUGH E | — | Purchase | 402 | $5.75 | $2,312 | 83,903 | Nov 30, 2006 |
| LEE B FRANKLIN | — | Purchase | 2,440 | $5.85 | $14,274 | 7,505 | Nov 22, 2006 |
| Geschickter Charles F III | — | Other | 25 | — | — | 864 | Nov 14, 2006 |
| Farmer Henry E Sr | — | Other | 1,005 | — | — | 34,538 | Nov 14, 2006 |
| Brooks Joe S | — | Other | 6 | — | — | 209 | Nov 14, 2006 |
| PATTERSON EMMETT S | — | Other | 35 | — | — | 1,225 | Nov 14, 2006 |
| STRAYHORN JIMMY L | Pres/CEO Anson Bank & Trust Co | Other | 9 | — | — | 336 | Nov 14, 2006 |
| LAWHON WILLIE D JR | Pres/CEO Bank of Stanly | Other | 15 | — | — | 531 | Nov 14, 2006 |
| Horton Patricia K | Chief Executive Officer - CB&T | Other | 1 | — | — | 52 | Nov 14, 2006 |
| Duffey Brendan P | Chief Operating Officer, UCC | Other | 30 | — | — | 1,030 | Nov 14, 2006 |
| DICK ROGER L | President/CEO of UCC | Other | 26 | — | — | 915 | Nov 14, 2006 |
| Propst Timothy J | — | Other | 59 | — | — | 2,044 | Nov 14, 2006 |
| Rourke Susan J | — | Other | 29 | — | — | 1,022 | Nov 14, 2006 |
| Scarborough Donald P | — | Other | 65 | — | — | 2,234 | Nov 14, 2006 |
| Shealy John W Jr | — | Other | 118 | — | — | 4,056 | Nov 14, 2006 |
| SNYDER MICHAEL E SR | — | Other | 2,084 | — | — | 71,582 | Nov 14, 2006 |
| STAFFORD DOUGLAS L | — | Other | 348 | — | — | 11,958 | Nov 14, 2006 |
| THOMAS EMILY M | — | Other | 69 | — | — | 2,385 | Nov 14, 2006 |
| WALLACE HUGH E | — | Other | 2,432 | — | — | 83,501 | Nov 14, 2006 |
| STONER CHRISTY D | Pres/CEO Strategic Alliance | Other | 52 | — | — | 1,789 | Nov 14, 2006 |
| NANCE JAMES E | — | Other | 178 | — | — | 6,128 | Nov 14, 2006 |
| MURRAY JOHN PATRICK | — | Other | 565 | — | — | 19,407 | Nov 14, 2006 |
| Lowder W Chester | — | Other | 16 | — | — | 558 | Nov 14, 2006 |
| LEE B FRANKLIN | — | Other | 147 | — | — | 5,065 | Nov 14, 2006 |
| Kluttz Joseph R Jr | — | Other | 55 | — | — | 1,903 | Nov 14, 2006 |
| Hearne Thomas M Jr | — | Other | 334 | — | — | 11,496 | Nov 14, 2006 |
| STRAYHORN JIMMY L | Pres/CEO Anson Bank & Trust Co | Award / Grant | 701 | $6.08 | $4,264 | 1,397 | Sep 15, 2006 |
| DICK ROGER L | President/CEO of UCC | Award / Grant | 1,756 | $6.08 | $10,675 | 7,307 | Sep 15, 2006 |
| Duffey Brendan P | Chief Operating Officer, UCC | Award / Grant | 924 | $6.08 | $5,621 | 976 | Sep 15, 2006 |
| Horton Patricia K | Chief Executive Officer - CB&T | Award / Grant | 529 | $6.08 | $3,214 | 529 | Sep 15, 2006 |
| LAWHON WILLIE D JR | Pres/CEO Bank of Stanly | Award / Grant | 756 | $6.08 | $4,598 | 1,497 | Sep 15, 2006 |
| STONER CHRISTY D | Pres/CEO Strategic Alliance | Award / Grant | 1,260 | $6.08 | $7,663 | 5,515 | Sep 15, 2006 |
| Farmer Henry E Sr | — | Purchase | 4,143 | $6.00 | $24,858 | 33,533 | Jul 21, 2006 |
| Farmer Henry E Sr | — | Purchase | 813 | $6.15 | $5,000 | 31,467 | Jul 3, 2006 |
| Hearne Thomas M Jr | — | Purchase | 2,016 | $6.00 | $12,096 | 11,162 | Jun 14, 2006 |
| Duffey Brendan P | Chief Operating Officer, UCC | Purchase | 1,000 | $6.15 | $6,150 | 1,000 | Mar 7, 2006 |
| Hearne Thomas M Jr | — | Purchase | 3,000 | $6.15 | $18,450 | 9,146 | Jan 25, 2006 |