HAWTHORN BANCSHARES, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Burkhead Frank E. | — | Purchase | 1,000 | $23.40 | $23,400 | 15,408 | May 18, 2021 |
| Guthrie Stephen Edward | SENIOR VP AND CFO | Purchase | 3,000 | $17.00 | $51,000 | 3,000 | Sep 24, 2020 |
| Burkhead Frank E. | — | Purchase | 500 | $19.05 | $9,525 | 14,146 | Aug 28, 2020 |
| Holtaway Jonathan | — | Purchase | 21,919 | $15.98 | $350,266 | 341,843 | Aug 10, 2020 |
| FREEMAN PHILIP D | — | Purchase | 500 | $16.75 | $8,375 | 87,230 | Aug 3, 2020 |
| TURNER DAVID T | CHIEF EXECUTIVE OFFICER | Purchase | 500 | $16.50 | $8,250 | 37,993 | Jul 31, 2020 |
| TURNER DAVID T | CHIEF EXECUTIVE OFFICER | Purchase | 500 | $17.50 | $8,750 | 36,993 | Jul 9, 2020 |
| FREEMAN PHILIP D | — | Purchase | 500 | $17.50 | $8,750 | 86,730 | Jul 9, 2020 |
| FREEMAN PHILIP D | — | Purchase | 2,500 | $15.99 | $39,975 | 81,913 | May 14, 2020 |
| TURNER DAVID T | CHIEF EXECUTIVE OFFICER | Purchase | 2,500 | $15.99 | $39,975 | 33,907 | May 14, 2020 |
| BRUEGENHEMKE KATHLEEN L | SENIOR VICE PRESIDENT | Purchase | 516 | $16.09 | $8,302 | 4,191 | May 13, 2020 |
| Burkhead Frank E. | — | Purchase | 1,000 | $16.91 | $16,910 | 13,046 | May 12, 2020 |
| RILEY KEVIN L | — | Purchase | 2,512 | $16.43 | $41,272 | 28,000 | May 12, 2020 |
| RILEY KEVIN L | — | Purchase | 900 | $22.29 | $20,061 | 28,915 | Aug 30, 2019 |
| Burkhead Frank E. | — | Purchase | 2,000 | $21.71 | $43,420 | 11,851 | Aug 27, 2019 |
| Wetzel Gus Seitter III | — | Purchase | 1,000 | $23.31 | $23,310 | 3,633 | Dec 19, 2018 |
| BRUEGENHEMKE KATHLEEN L | SENIOR VICE PRESIDENT | Purchase | 500 | $23.31 | $11,655 | 17,806 | Dec 19, 2018 |
| TURNER DAVID T | CHIEF EXECUTIVE OFFICER | Purchase | 500 | $23.31 | $11,655 | 29,326 | Dec 19, 2018 |
| FREEMAN PHILIP D | — | Purchase | 500 | $23.31 | $11,655 | 76,359 | Dec 19, 2018 |
| RILEY KEVIN L | — | Purchase | 500 | $23.31 | $11,655 | 24,508 | Dec 19, 2018 |
| TURNER DAVID T | CHIEF EXECUTIVE OFFICER | Option Exercise | 9,514 | $14.20 | $135,099 | 34,542 | Sep 21, 2018 |
| BRUEGENHEMKE KATHLEEN L | SENIOR VICE PRESIDENT | Option Exercise | 1,833 | $14.20 | $26,029 | 18,389 | Aug 31, 2018 |
| Burkhead Frank E. | — | Purchase | 329 | $21.70 | $7,139 | 9,308 | Aug 3, 2018 |
| BRUEGENHEMKE KATHLEEN L | SENIOR VICE PRESIDENT | Purchase | 328 | $21.70 | $7,118 | 16,556 | Aug 3, 2018 |
| TURNER DAVID T | CHIEF EXECUTIVE OFFICER | Purchase | 329 | $21.70 | $7,139 | 25,028 | Aug 3, 2018 |
| FREEMAN PHILIP D | — | Purchase | 329 | $21.70 | $7,139 | 75,858,665 | Aug 3, 2018 |
| RILEY KEVIN L | — | Purchase | 329 | $21.70 | $7,139 | 24,008 | Aug 3, 2018 |
| Burkhead Frank E. | — | Purchase | 429 | $22.00 | $9,438 | 8,597 | May 17, 2018 |
| BRUEGENHEMKE KATHLEEN L | SENIOR VICE PRESIDENT | Purchase | 428 | $22.00 | $9,416 | 15,536 | May 17, 2018 |
| TURNER DAVID T | CHIEF EXECUTIVE OFFICER | Purchase | 428 | $22.00 | $9,416 | 23,645 | May 17, 2018 |
| RILEY KEVIN L | — | Purchase | 428 | $22.00 | $9,416 | 22,768 | May 17, 2018 |
| FREEMAN PHILIP D | — | Purchase | 429 | $22.00 | $9,438 | 72,625 | May 17, 2018 |
| Burkhead Frank E. | — | Purchase | 334 | $20.25 | $6,764 | 8,112 | Nov 28, 2017 |
| TURNER DAVID T | CHIEF EXECUTIVE OFFICER | Purchase | 333 | $20.25 | $6,743 | 23,061 | Nov 28, 2017 |
| BRUEGENHEMKE KATHLEEN L | SENIOR VICE PRESIDENT | Purchase | 333 | $20.25 | $6,743 | 15,006 | Nov 28, 2017 |
| RILEY KEVIN L | — | Purchase | 333 | $20.25 | $6,743 | 22,340 | Nov 28, 2017 |
| FREEMAN PHILIP D | — | Purchase | 333 | $20.25 | $6,743 | 72,196 | Nov 28, 2017 |
| BRUEGENHEMKE KATHLEEN L | SENIOR VICE PRESIDENT | Purchase | 375 | $20.75 | $7,781 | 14,624 | Jul 26, 2017 |
| TURNER DAVID T | CHIEF EXECUTIVE OFFICER | Purchase | 375 | $20.75 | $7,781 | 22,651 | Jul 26, 2017 |
| Burkhead Frank E. | — | Purchase | 375 | $20.75 | $7,781 | 7,752 | Jul 26, 2017 |
| FREEMAN PHILIP D | — | Purchase | 375 | $20.75 | $7,781 | 71,863 | Jul 26, 2017 |
| RILEY KEVIN L | — | Purchase | 375 | $20.75 | $7,781 | 22,007 | Jul 26, 2017 |
| BRUEGENHEMKE KATHLEEN L | SENIOR VICE PRESIDENT | Purchase | 500 | $19.95 | $9,975 | 13,620 | Feb 23, 2017 |
| Burkhead Frank E. | — | Purchase | 500 | $19.95 | $9,975 | 7,051 | Feb 23, 2017 |
| TURNER DAVID T | CHIEF EXECUTIVE OFFICER | Purchase | 500 | $19.95 | $9,975 | 21,294 | Feb 23, 2017 |
| RILEY KEVIN L | — | Purchase | 500 | $19.95 | $9,975 | 20,800 | Feb 23, 2017 |
| FREEMAN PHILIP D | — | Purchase | 500 | $19.95 | $9,975 | 68,738 | Feb 23, 2017 |
| Burkhead Frank E. | — | Purchase | 500 | $17.40 | $8,700 | 5,008 | Nov 29, 2016 |
| TURNER DAVID T | CHIEF EXECUTIVE OFFICER | Purchase | 304 | $14.90 | $4,530 | 20,724 | Nov 18, 2016 |
| BRUEGENHEMKE KATHLEEN L | SENIOR VICE PRESIDENT | Purchase | 304 | $14.90 | $4,525 | 13,076 | Nov 18, 2016 |